0000920112-17-000074.txt : 20170123
0000920112-17-000074.hdr.sgml : 20170123
20170123173210
ACCESSION NUMBER: 0000920112-17-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170119
FILED AS OF DATE: 20170123
DATE AS OF CHANGE: 20170123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Quick Janet M
CENTRAL INDEX KEY: 0001665256
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17541787
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148521071739479.xml
FORM 4
X0306
4
2017-01-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001665256
Quick Janet M
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP, Principal Acctg Officer
Common Stock
8284
D
Common Stock
2017-01-19
4
M
0
199
46.25
A
8483
D
Common Stock
2017-01-20
4
M
0
143
46.85
A
8626
D
Common Stock
265
I
Pension Plan
Common Stock
421.092
I
IRA
Common Stock
654
I
401 (k)
2013 Time-Based Restricted Stock
Common Stock
467.0
0
D
2013 Time-Based Restricted Stock
2017-01-20
2017-01-23
4
F
0
234
0
D
Common Stock
233.0
0
D
2014 Time-Based Restricted Stock
Common Stock
650.0
0
D
2015 Time-Based Restricted Stock
Common Stock
650.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1084.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
516.0
0
D
2016 Time-Based Restricted Stock
Common Stock
974.0
0
D
2016 Time-Based Restricted Stock
2017-01-19
4
F
0
325
0
D
Common Stock
649.0
0
D
2017 Time-Based Restricted Stock
Common Stock
650.0
0
D
Based on a plan statement dated October 2016
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 1-22-2016, 1/3 vest on 1-22-2017, and 1/3 vest on 1-22-2018.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
/s/ Janet M Quick
2017-01-23