0000920112-17-000062.txt : 20170123
0000920112-17-000062.hdr.sgml : 20170123
20170123172832
ACCESSION NUMBER: 0000920112-17-000062
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170119
FILED AS OF DATE: 20170123
DATE AS OF CHANGE: 20170123
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: COYLE MICHAEL J
CENTRAL INDEX KEY: 0001608444
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17541762
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148521049919676.xml
FORM 4
X0306
4
2017-01-19
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001608444
COYLE MICHAEL J
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
EVP Senior General Counsel
Common Stock
6049
D
Common Stock
2017-01-19
4
M
0
178
46.25
A
6227
D
Common Stock
2017-01-20
4
M
0
236
46.85
A
6463
D
Common Stock
2000
I
401K
2013 Time-Based Restricted Stock
Common Stock
770.0
0
D
2013 Time-Based Restricted Stock
2017-01-20
2017-01-23
4
F
0
385
0
D
Common Stock
385.0
0
D
2014 Time-Based Restricted Stock
Common Stock
1050.0
0
D
2015 Performance Based Restricted Stock
Common Stock
735.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1050.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
972.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
463.0
0
D
2016 Time-Based Restricted Stock
Common Stock
873.0
0
D
2016 Time-Based Restricted Stock
2017-01-19
4
F
0
291
0
D
Common Stock
582.0
0
D
2017 Time-Based Restricted Stock
Common Stock
654.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
Of these restricted stock units, 1/3 vest on 1-22-2016, 1/3 vest on 1-22-2017, and 1/3 vest on 1-22-2018.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
/s/ Michael J. Coyle
2017-01-23