0000920112-17-000045.txt : 20170119
0000920112-17-000045.hdr.sgml : 20170119
20170119170233
ACCESSION NUMBER: 0000920112-17-000045
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161215
FILED AS OF DATE: 20170119
DATE AS OF CHANGE: 20170119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fuller Lynn Heitz
CENTRAL INDEX KEY: 0001644277
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17536497
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148486334070455.xml
FORM 4
X0306
4
2016-12-15
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001644277
Fuller Lynn Heitz
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
Retail Banking Director, SVP
Common Stock
5277.8223
D
Common Stock
2016-12-30
4
A
0
789
31.68
A
6066.8223
D
Common Stock
2016-12-15
4
A
0
3
47
A
6069.8223
D
Common Stock
2017-01-18
4
M
0
658
46.40
A
6727.8223
D
2014 Performance Based Restricted Stock
Common Stock
1074.0
0
D
2014 Performance Based Restricted Stock
2017-01-18
4
F
0
1074
0
D
Common Stock
0.0
0
D
2014 Time-Based Restricted Stock
Common Stock
1200.0
0
D
2015 Performance Based Restricted Stock
Common Stock
945.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1350.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1092.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
520.0
0
D
2016 Time-Based Restricted Stock
Common Stock
981.0
0
D
2017 Time-Based Restricted Stock
Common Stock
706.0
0
D
Of these shares 2,143.8223 are held in Jt. Ten.
These shares were acquired through the Company's Employee Stock Purchase Plan.
These shares were acquired through years of service provided to HTLF.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Reflects the addition of 52 shares earned in 2016 based on exceeding target performance metrics.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
/s/ Lynn H. Fuller
2017-01-19