0000920112-17-000034.txt : 20170119 0000920112-17-000034.hdr.sgml : 20170119 20170119165852 ACCESSION NUMBER: 0000920112-17-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170118 FILED AS OF DATE: 20170119 DATE AS OF CHANGE: 20170119 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McKeag Bryan CENTRAL INDEX KEY: 0001545176 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 17536457 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_148486311922796.xml FORM 4 X0306 4 2017-01-18 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001545176 McKeag Bryan 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 Chief Financial Officer Common Stock 5454 I Trust Common Stock 3 D Common Stock 2017-01-18 4 M 0 1000 46.40 A 1003 D Common Stock 2017-01-18 4 M 0 1678 46.40 A 2681 D 2013 Time-Based Restricted Stock Common Stock 1000.0 0 D 2013 Time-Based Restricted Stock 2017-01-18 4 F 0 1000 0 D Common Stock 0.0 0 D 2014 Performance Based Restricted Stock Common Stock 1678.0 0 D 2014 Performance Based Restricted Stock 2017-01-18 4 F 0 1678 0 D Common Stock 0.0 0 D 2014 Time-Based Restricted Stock Common Stock 1875.0 0 D 2015 Performance Based Restricted Stock Common Stock 1313.0 0 D 2015 Time-Based Restricted Stock Common Stock 1875.0 0 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 1767.0 0 D 2016 Performance Based Restricted Stock (3-year performance) Common Stock 842.0 0 D 2016 Time-Based Restricted Stock Common Stock 1587.0 0 D 2017 Time-Based Restricted Stock Common Stock 1620.0 0 D These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009 Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units will vest on 1/18/2017 per employment agreement terms. These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019. These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. Reflects the addition of 84 shares earned in 2016 based on exceeding target performance metrics. These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019. Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020. /s/ Bryan McKeag 2017-01-19