0000920112-17-000034.txt : 20170119
0000920112-17-000034.hdr.sgml : 20170119
20170119165852
ACCESSION NUMBER: 0000920112-17-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170118
FILED AS OF DATE: 20170119
DATE AS OF CHANGE: 20170119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McKeag Bryan
CENTRAL INDEX KEY: 0001545176
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17536457
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148486311922796.xml
FORM 4
X0306
4
2017-01-18
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001545176
McKeag Bryan
1398 CENTRAL AVE.
DUBUQUE
IA
52001
0
1
0
0
Chief Financial Officer
Common Stock
5454
I
Trust
Common Stock
3
D
Common Stock
2017-01-18
4
M
0
1000
46.40
A
1003
D
Common Stock
2017-01-18
4
M
0
1678
46.40
A
2681
D
2013 Time-Based Restricted Stock
Common Stock
1000.0
0
D
2013 Time-Based Restricted Stock
2017-01-18
4
F
0
1000
0
D
Common Stock
0.0
0
D
2014 Performance Based Restricted Stock
Common Stock
1678.0
0
D
2014 Performance Based Restricted Stock
2017-01-18
4
F
0
1678
0
D
Common Stock
0.0
0
D
2014 Time-Based Restricted Stock
Common Stock
1875.0
0
D
2015 Performance Based Restricted Stock
Common Stock
1313.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1875.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1767.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
842.0
0
D
2016 Time-Based Restricted Stock
Common Stock
1587.0
0
D
2017 Time-Based Restricted Stock
Common Stock
1620.0
0
D
These shares are held by Bryan R and Linda M McKeag Living Trust dated 02-18-2009
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units will vest on 1/18/2017 per employment agreement terms.
These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Reflects the addition of 84 shares earned in 2016 based on exceeding target performance metrics.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
Of these restricted stock units, 1/3 vest in 01-2018, 1/3 vest in 01-2019 and 1/3 vest in 01-2020.
/s/ Bryan McKeag
2017-01-19