0000920112-17-000014.txt : 20170110 0000920112-17-000014.hdr.sgml : 20170110 20170110135446 ACCESSION NUMBER: 0000920112-17-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161230 FILED AS OF DATE: 20170110 DATE AS OF CHANGE: 20170110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saylor Kurt CENTRAL INDEX KEY: 0001589744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 17520149 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_148407447320302.xml FORM 4 X0306 4 2016-12-30 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001589744 Saylor Kurt 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 214018 I Trust Common Stock 2016-12-30 4 M 0 1380 48 A 215398 I Trust Common Stock 85763 I Wife's Trust Common Stock 0 D 2014 Performance Based Restricted Stock Common Stock 1030.0 0 D 2014 Performance Based Restricted Stock 2016-12-30 4 M 0 1030 48 D Common Stock 0.0 49440 D 2015 Performance Based Restricted Stock Common Stock 995.0 0 D 2015 Performance Based Restricted Stock 2016-12-30 4 M 0 995 48 D Common Stock 0.0 47760 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 1000.0 0 D These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee. These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer, subject to acceleration pursuant to qualified retirement. The vesting of these shares was accelerated per Restricted Stock Unit agreements dated 3/11/2014 and 3/10/2015 due to qualified retirement. These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer, subject to acceleration pursuant to qualified retirement. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. /s/ Kurt Saylor 2017-01-10