0000920112-17-000014.txt : 20170110
0000920112-17-000014.hdr.sgml : 20170110
20170110135446
ACCESSION NUMBER: 0000920112-17-000014
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20161230
FILED AS OF DATE: 20170110
DATE AS OF CHANGE: 20170110
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saylor Kurt
CENTRAL INDEX KEY: 0001589744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 17520149
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_148407447320302.xml
FORM 4
X0306
4
2016-12-30
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001589744
Saylor Kurt
1398 CENTRAL AVE
DUBUQUE
IA
52001
1
0
0
0
Common Stock
214018
I
Trust
Common Stock
2016-12-30
4
M
0
1380
48
A
215398
I
Trust
Common Stock
85763
I
Wife's Trust
Common Stock
0
D
2014 Performance Based Restricted Stock
Common Stock
1030.0
0
D
2014 Performance Based Restricted Stock
2016-12-30
4
M
0
1030
48
D
Common Stock
0.0
49440
D
2015 Performance Based Restricted Stock
Common Stock
995.0
0
D
2015 Performance Based Restricted Stock
2016-12-30
4
M
0
995
48
D
Common Stock
0.0
47760
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1000.0
0
D
These shares are held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
These shares are held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer, subject to acceleration pursuant to qualified retirement.
The vesting of these shares was accelerated per Restricted Stock Unit agreements dated 3/11/2014 and 3/10/2015 due to qualified retirement.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer, subject to acceleration pursuant to qualified retirement.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
/s/ Kurt Saylor
2017-01-10