0000920112-16-000409.txt : 20160831
0000920112-16-000409.hdr.sgml : 20160831
20160831105202
ACCESSION NUMBER: 0000920112-16-000409
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160830
FILED AS OF DATE: 20160831
DATE AS OF CHANGE: 20160831
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Saylor Kurt
CENTRAL INDEX KEY: 0001589744
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 161862236
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_147265510978375.xml
FORM 4
X0306
4
2016-08-30
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001589744
Saylor Kurt
1398 CENTRAL AVE
DUBUQUE
IA
52001
1
0
0
0
Common Stock
299369
I
Trust
Common Stock
2016-08-30
4
S
0
8875
35.35
D
290494
I
Trust
Common Stock
2016-08-30
4
S
0
710
35.36
D
289784
I
Trust
Common Stock
121578
I
Wife's Trust
Common Stock
2016-08-30
4
S
0
3625
35.35
D
117953
I
Wife's Trust
Common Stock
2016-08-30
4
S
0
290
35.36
D
117663
I
Wife's Trust
2014 Performance Based Restricted Stock
Common Stock
1030.0
0
D
2014 Time-Based Restricted Stock
Common Stock
1075.0
0
D
2015 Performance Based Restricted Stock
Common Stock
995.0
0
D
2015 Time-Based Restricted Stock
Common Stock
1350.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
1000.0
0
D
2016 Time-Based Restricted Stock
Common Stock
1000.0
0
D
Shares held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee.
Shares sold pursuant to 10b5-1 Plan effective July 28, 2016
Shares held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee.
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1/19/2018, and 1/3 vest on 1/19/2019.
/s/ Kurt Saylor
2016-08-31