0000920112-16-000405.txt : 20160825
0000920112-16-000405.hdr.sgml : 20160825
20160825123347
ACCESSION NUMBER: 0000920112-16-000405
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160824
FILED AS OF DATE: 20160825
DATE AS OF CHANGE: 20160825
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lee Bruce K
CENTRAL INDEX KEY: 0001331679
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 161850852
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_147214281449505.xml
FORM 4
X0306
4
2016-08-24
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001331679
Lee Bruce K
1398 CENTRAL AVE
DUBUQUE
IA
52001
0
1
0
0
PRESIDENT
Common Stock
0
D
Common Stock
2016-08-24
4
A
0
1000
35.25
A
1000
D
2015 Performance Based Restricted Stock
Common Stock
2800.0
0
D
2015 Time-Based Restricted Stock
Common Stock
4000.0
0
D
2016 Performance Based Restricted Stock (1-year performance)
Common Stock
3951.0
0
D
2016 Performance Based Restricted Stock (3-year performance)
Common Stock
1976.0
0
D
2016 Time-Based Restricted Stock
Common Stock
3726.0
0
D
Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock.
These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020.
These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer.
These restricted stock units vest in 2019 if certain performance measures are achieved by the Issuer.
Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1-19-2018, and 1/3 vest on 1-19-2019.
/s/ Bruce K. Lee
2016-08-25