0000920112-16-000396.txt : 20160818 0000920112-16-000396.hdr.sgml : 20160818 20160818124557 ACCESSION NUMBER: 0000920112-16-000396 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160817 FILED AS OF DATE: 20160818 DATE AS OF CHANGE: 20160818 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Saylor Kurt CENTRAL INDEX KEY: 0001589744 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 161840486 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_147153874475851.xml FORM 4 X0306 4 2016-08-17 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001589744 Saylor Kurt 1398 CENTRAL AVE DUBUQUE IA 52001 1 0 0 0 Common Stock 323438 I Trust Common Stock 2016-08-17 4 S 0 1704 36.06 D 321734 I Trust Common Stock 131409 I Wife's Trust Common Stock 2016-08-17 4 S 0 696 36.06 D 130713 I Wife's Trust 2014 Performance Based Restricted Stock Common Stock 1030.0 0 D 2014 Time-Based Restricted Stock Common Stock 1075.0 0 D 2015 Performance Based Restricted Stock Common Stock 995.0 0 D 2015 Time-Based Restricted Stock Common Stock 1350.0 0 D 2016 Performance Based Restricted Stock (1-year performance) Common Stock 1000.0 0 D 2016 Time-Based Restricted Stock Common Stock 1000.0 0 D Shares held by Kurt M. Saylor Trust dated 1-6-1998 for which Reporting Person acts as trustee. Shares sold pursuant to 10b5-1 Plan effective July 28, 2016 Shares held by Melissa J. Saylor Trust dated 1-6-1998 for which Reporting Person's wife acts as trustee. Each restricted stock unit represents a contingent right to receive one share of Issuer's common stock. These restricted stock units vest on 1-18-2017 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 3-11-2017, 1/3 vest on 3-11-2018, and 1/3 vest on 3-11-2019. These restricted stock units vest on 1-18-2018 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-20-2018, 1/3 vest on 1-20-2019, and 1/3 vest on 1-20-2020. These restricted stock units vest on 1-19-2019 if certain performance measures are achieved by the Issuer. Of these restricted stock units, 1/3 vest on 1-19-2017, 1/3 vest on 1/19/2018, and 1/3 vest on 1/19/2019. /s/ Kurt Saylor 2016-08-18