0000920112-16-000363.txt : 20160629 0000920112-16-000363.hdr.sgml : 20160629 20160629120058 ACCESSION NUMBER: 0000920112-16-000363 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160308 FILED AS OF DATE: 20160629 DATE AS OF CHANGE: 20160629 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTER FRANK E CENTRAL INDEX KEY: 0001608079 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 161737941 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4/A 1 wf-form4a_146721604393621.xml FORM 4/A X0306 4/A 2016-03-08 2016-03-09 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001608079 WALTER FRANK E 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP Commercial Banking Common Stock 2016-03-08 4 A 0 1725 0 A 22511 D Includes 5,414 Time Based Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. Includes 3,839 shares of Performance Based Restricted Stock. Includes 3,700 shares held in street name at LPL Financial. These shares are registered as Frank Walter & Jean Walter Jt Ten Adjusted the total amount of securities owned; The number of Time-Based restricted stock units originally reported on the reporting person's Form 4 filed on 3/8/2016 were incorrectly reported due to an administrative error. Footnotes have been updated accordingly /s/ Frank E. Walter 2016-06-29