0000920112-16-000351.txt : 20160523 0000920112-16-000351.hdr.sgml : 20160523 20160523173145 ACCESSION NUMBER: 0000920112-16-000351 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHMIDT JOHN K CENTRAL INDEX KEY: 0001184329 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 161670194 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_146403909004074.xml FORM 4 X0306 4 2016-05-17 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184329 SCHMIDT JOHN K 1398 CENTRAL AVE. DUBUQUE IA 52001 1 0 0 0 Common Stock 2016-05-17 4 A 0 180 0 A 0 D Common Stock 2016-05-19 4 A 0 1295 0 A 125666 D Common Stock 4780 I 401(k) Common Stock 12681 I Spouse Common Stock 4259 I Minor Child Common Stock 5790.1349 I Minor Child Multi line entry --- see next line for total Includes 3,506 shares held jointly with reporting person's spouse. Includes 1,475 shares of Restricted Stock Units granted under the 2015 Long-Term Incentive Plan. These shares are subject to a one(1)year vesting schedule. Shares held as Donna L. Schmidt Cust for Nicole M. Schmidt. These shares participate in a Dividend Reinvestment Plan. Shares held as Donna L. Schmidt Cust for Benjamin N. Schmidt. /s/ John K. Schmidt 2016-05-23