0000920112-16-000305.txt : 20160309 0000920112-16-000305.hdr.sgml : 20160309 20160309130709 ACCESSION NUMBER: 0000920112-16-000305 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160308 FILED AS OF DATE: 20160309 DATE AS OF CHANGE: 20160309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Johnson Kelly J CENTRAL INDEX KEY: 0001454860 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 161493922 MAIL ADDRESS: STREET 1: ONE SW COLUMBIA ST STE 1200 CITY: PORTLAND STATE: OR ZIP: 97258 4 1 wf-form4_145754681758609.xml FORM 4 X0306 4 2016-03-08 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001454860 Johnson Kelly J 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP,Private Client Services Sr Common Stock 2016-03-08 4 A 0 2188 0 A 9056 D Includes 2,876 Time Based Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. Includes 3,238 shares of Performance Based Restricted Stock. Reflects the forfeiture of 450 Performance Based Restricted Stock Units granted but not earned in 2015. /s/ Kelly J. Johnson 2016-03-09