0000920112-16-000244.txt : 20160121 0000920112-16-000244.hdr.sgml : 20160121 20160121190439 ACCESSION NUMBER: 0000920112-16-000244 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160119 FILED AS OF DATE: 20160121 DATE AS OF CHANGE: 20160121 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: WALTER FRANK E CENTRAL INDEX KEY: 0001608079 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 161354480 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_145342106794195.xml FORM 4 X0306 4 2016-01-19 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001608079 WALTER FRANK E 1398 CENTRAL AVE DUBUQUE IA 52001 0 1 0 0 EVP Commercial Banking Common Stock 2016-01-19 4 A 0 1187 0 A 22209 D Includes 5,517 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. Includes 2,511 shares of Performance Based Restricted Stock. Includes 3,700 shares held in street name at LPL Financial. These shares are registered as Frank Walter & Jean Walter Jt Ten Includes 942 shares purchased 12/31/15 through the Employee Stock Purchase Plan. /s/ Frank E. Walter 2016-01-21