0000920112-15-000071.txt : 20150313 0000920112-15-000071.hdr.sgml : 20150313 20150313104022 ACCESSION NUMBER: 0000920112-15-000071 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150310 FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ERICKSON KENNETH J CENTRAL INDEX KEY: 0001184318 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 15698073 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 4 1 wf-form4_142625761185044.xml FORM 4 X0306 4 2015-03-10 0 0000920112 HEARTLAND FINANCIAL USA INC HTLF 0001184318 ERICKSON KENNETH J 1398 CENTRAL AVE. DUBUQUE IA 52001 0 1 0 0 EVP, Chief Credit Officer Common Stock 2015-03-10 4 A 0 2050 0 A 151208 D Common Stock 69875 I Spouse Common Stock 2604 I 401(k) Common Stock 6151 I HTLF Retirement Plan Includes 10,042 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date. Includes 4,568 shares of Performance Based Restricted Stock. Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006. /s/ Kenneth J. Erickson 2015-03-12