0000920112-15-000071.txt : 20150313
0000920112-15-000071.hdr.sgml : 20150313
20150313104022
ACCESSION NUMBER: 0000920112-15-000071
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150310
FILED AS OF DATE: 20150313
DATE AS OF CHANGE: 20150313
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC
CENTRAL INDEX KEY: 0000920112
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 421405748
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
BUSINESS PHONE: 5635892000
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ERICKSON KENNETH J
CENTRAL INDEX KEY: 0001184318
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-15393
FILM NUMBER: 15698073
MAIL ADDRESS:
STREET 1: 1398 CENTRAL AVE
CITY: DUBUQUE
STATE: IA
ZIP: 52001
4
1
wf-form4_142625761185044.xml
FORM 4
X0306
4
2015-03-10
0
0000920112
HEARTLAND FINANCIAL USA INC
HTLF
0001184318
ERICKSON KENNETH J
1398 CENTRAL AVE.
DUBUQUE
IA
52001
0
1
0
0
EVP, Chief Credit Officer
Common Stock
2015-03-10
4
A
0
2050
0
A
151208
D
Common Stock
69875
I
Spouse
Common Stock
2604
I
401(k)
Common Stock
6151
I
HTLF Retirement Plan
Includes 10,042 Restricted Stock Units (RSU). Each RSU represents the right to receive one share of common stock. The grant vests in three equal installments on the third, fourth and fifth anniversaries of the grant date.
Includes 4,568 shares of Performance Based Restricted Stock.
Represents shares allocated to the reporting person's account under the Heartland Financial USA, Inc. Retirement Plan as a result of the Pension Plan Protectin Act of 2006.
/s/ Kenneth J. Erickson
2015-03-12