-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DBUzNHIM+z2k9xhNLXu1Yb44TNXhpxGStKV3IY9AB+qsmiAF4QqFPWb8/YqDppAw TrdjHjQ1ZYLMKKcMD74dVw== 0000920112-03-000056.txt : 20031114 0000920112-03-000056.hdr.sgml : 20031114 20031114153251 ACCESSION NUMBER: 0000920112-03-000056 CONFORMED SUBMISSION TYPE: 13F-NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030930 FILED AS OF DATE: 20031114 EFFECTIVENESS DATE: 20031114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-NT SEC ACT: 1934 Act SEC FILE NUMBER: 028-10585 FILM NUMBER: 031004116 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 13F-NT 1 fheart13f111403.txt FORM 13F-NT FOR HEARTLAND FOR PE 9-30-2003 UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F Report for the Calendar Year or Quarter Ended: September 30, 2003 Check here if Amendment [ ]: Amendment Number: __________ This Amendment (Check only one.): [ ] a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Heartland Financial USA, Inc. Address: 1398 Central Avenue Dubuque, Iowa 52001 Form 13F file number: The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Reporting Manager: Name: Paul J. Peckosh Title: Senior Vice President Phone: 563-589-2000 Signature, Place, and Date of Signing: /s/ Paul J. Peckosh ________________________ Dubuque, Iowa November 14, 2003 Report Type (Check only one.): [ ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [X] 13F NOTICE. (Check here if no holdings reported are in this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) List of Other Managers Reporting for this Manager: Form 13F File Number Name 28-________________ Dubuque Bank & Trust -----END PRIVACY-ENHANCED MESSAGE-----