-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UOGubzFbZ2D6v0Wwr1utBzFBPaCQt//O3K6A9iu/IJ6N1DkytDIj/FTmIP57JT1x EeLw1YK/iyJ1/PxH0hSMRQ== 0000920112-02-000032.txt : 20020730 0000920112-02-000032.hdr.sgml : 20020730 20020730161001 ACCESSION NUMBER: 0000920112-02-000032 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020716 ITEM INFORMATION: Other events FILED AS OF DATE: 20020730 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HEARTLAND FINANCIAL USA INC CENTRAL INDEX KEY: 0000920112 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 421405748 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-15393 FILM NUMBER: 02714839 BUSINESS ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 BUSINESS PHONE: 5635892000 MAIL ADDRESS: STREET 1: 1398 CENTRAL AVE CITY: DUBUQUE STATE: IA ZIP: 52001 8-K 1 f7028ktreastk.txt FORM 8-K - PURCHASE OF STOCK INTO TREASURY SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report July 30, 2002 (Date of earliest event reported) July 16, 2002 HEARTLAND FINANCIAL, USA, INC. (Exact name of Registrant as specified in its charter) Delaware (State or other jurisdiction of incorporation) 0-20878 42-1405748 (Commission File Number) (I.R.S. Employer Identification Number) 1398 Central Avenue, Dubuque, Iowa 52001 (Address of principal executive offices) (Zip Code) (563) 589-2100 (Registrant's telephone number, including area code) Item 5. Other Events On July 16, 2002, the Board of Directors of Heartland Financial USA, Inc. (the "Company") authorized management to acquire and hold in treasury up to $4,000,000 of the Company's common stock, par value $1.00 per share. Currently, the Company holds $1,178,000 of the Company's common stock in treasury. A portion of the acquired shares will be used for the exercise of options by employees, officers and directors; issuance of shares under the Company's dividend reinvestment plan; the scheduled payout to the minority shareholders of New Mexico Bank & Trust in April of 2003; and the issuance of stock under other incentive compensation agreements. Item 7. Financial Statements, Pro Forma Financial Information and Exhibits (a) FINANCIAL STATEMENTS OF BUSINESS ACQUIRED. None. (b) PRO FORMA FINANCIAL INFORMATION. None. (c) EXHIBITS. None. SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. HEARTLAND FINANCIAL USA, INC. July 30, 2002 By:/s/ John K. Schmidt --------------------------- John K. Schmidt Executive Vice President and Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----