FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
BANK JOS A CLOTHIERS INC /DE/ [ JOSB ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 06/18/2014 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock, $.01 par value(1) | 06/18/2014 | A | 875.45(1) | A | (1) | 39,900.45 | D | |||
Common Stock, $.01 par value(1) | 06/18/2014 | D | 875.45(1) | D | $65(1) | 39,025 | D | |||
Common Stock, $.01 par value | 06/18/2014 | U | 39,025 | D | $65 | 0 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Phantom Stock | (2) | 06/18/2014 | D | 3,078 | (2) | (2) | Common Stock, $.01 par value | 3,078 | $65(2) | 0 | D |
Explanation of Responses: |
1. The Reporting Person was awarded the securities reported on this line as restricted stock units issued under the Issuer's 2010 Equity Incentive Plan. Each restricted stock unit was canceled in connection with the acquisition of the Issuer by The Men's Wearhouse, Inc. ("Men's Wearhouse") and its wholly owned subsidiary, Java Corp. ("Purchaser"), effective as of June 18, 2014 (the "Merger"), in exchange for the right to receive an amount in cash, payable to the holder thereof, equal to the Merger Consideration (as such term is defined in the Agreement and Plan of Merger (the "Merger Agreement"), dated as of March 11, 2014, between the Issuer, Men's Wearhouse and Purchaser). |
2. The Reporting Person held the phantom stock reported on this line pursuant to the terms of the Issuer's Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuer's Common Stock. Each share of phantom stock was canceled in connection with the Merger in exchange for the right to receive an amount in cash, payable to the holder thereof, equal to the Merger Consideration (as such term is defined in the Merger Agreement). |
/s/ Robert B. Hensley | 06/19/2014 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |