0001181431-13-035848.txt : 20130619
0001181431-13-035848.hdr.sgml : 20130619
20130619210826
ACCESSION NUMBER: 0001181431-13-035848
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20110329
FILED AS OF DATE: 20130619
DATE AS OF CHANGE: 20130619
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: BANK JOS A CLOTHIERS INC /DE/
CENTRAL INDEX KEY: 0000920033
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600]
IRS NUMBER: 363189198
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 500 HANOVER PIKE
CITY: HAMPSTEAD
STATE: MD
ZIP: 21074
BUSINESS PHONE: 4102392700
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ULLMAN DAVID E
CENTRAL INDEX KEY: 0001196690
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-23874
FILM NUMBER: 13923186
MAIL ADDRESS:
STREET 1: C/O 500 HANOVER PIKE
CITY: HAMPSTEAD
STATE: MD
ZIP: 21074
4
1
rrd383992.xml
VESTING OF 2010 RSUS-3,775 SHARES
X0306
4
2011-03-29
0
0000920033
BANK JOS A CLOTHIERS INC /DE/
JOSB
0001196690
ULLMAN DAVID E
C/O JOS. A. BANK CLOTHIERS, INC.
500 HANOVER PIKE
HAMPSTEAD
MD
21074
0
1
0
0
EVP, CFO
Common Stock, $.01 par value
2011-03-29
4
A
0
3775
A
53775
D
Common Stock, $.01 par value
2013-06-17
4
D
0
3775
D
50000
D
Phantom Stock
2013-06-17
4
A
0
3775
A
Common Stock, $.01 par value
3775
3775
D
This Form 4 reports the vesting of 3,775 restricted stock units granted to the Reporting Person on June 17, 2010 and certified as having been earned on March 29, 2011. The restricted stock units were granted under the Issuer's 2010 Equity Incentive Plan. The vesting of the restricted stock units was subject to the condition that the Reporting Person remain employed by the Issuer through June 17, 2013, the vesting date. Shares of the Issuer's Common Stock otherwise to be distributed to the Reporting Person on June 17, 2013, were instead deferred as described in Note 2. No price was received or paid by the Reporting Person in connection with the grant, vesting or deferral of the restricted stock units.
Pursuant to the reporting Person's previous election to defer the receipt of shares of the Issuer's Common Stock arising from the vested stock units described in Note 1, phantom stock was acquired by the Reporting Person pursuant to the terms of the Issuer's Deferred Compensation Plan. Each share of phantom stock is the economic equivalent of one share of the Issuer's Common Stock. Except as otherwise provided under the terms of the Deferred Compensation Plan, the shares of phantom stock will become payable in shares of the Issuer's Common Stock (or cash at the Issuer's election) upon the earliest to occur of Separation from Service (subject to a 6 month delay for specified employees), death, Change in Control or a schedule withdrawal date.
David E. Ullman
2013-06-19