-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JllQcz/5t43tFItQxZzGwucrmxkIF8bOjHsyBnPX/tpltjHz7Dq+9PglF7gFYtPo rdMlPped4HTfvGwlqwoYGg== 0001181431-03-034155.txt : 20031204 0001181431-03-034155.hdr.sgml : 20031204 20031204172935 ACCESSION NUMBER: 0001181431-03-034155 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031202 FILED AS OF DATE: 20031204 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: BANK JOS A CLOTHIERS INC /DE/ CENTRAL INDEX KEY: 0000920033 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-APPAREL & ACCESSORY STORES [5600] IRS NUMBER: 363189198 STATE OF INCORPORATION: DE FISCAL YEAR END: 0130 BUSINESS ADDRESS: STREET 1: 500 HANOVER PIKE CITY: HAMPSTEAD STATE: MD ZIP: 21074 BUSINESS PHONE: 4102392700 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PREISER DAVID A CENTRAL INDEX KEY: 0001122670 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 033-14657 FILM NUMBER: 031038606 BUSINESS ADDRESS: STREET 1: 685 THIRD AVENUE STREET 2: 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2125823015 4 1 rrd24594.xml X0201 42003-12-020 0000920033 BANK JOS A CLOTHIERS INC /DE/ JOSB 0001122670 PREISER DAVID A HOULIHAN, LOKEY, HOWARD & ZUKIN, INC. 31 WEST 52ND STREET, 11TH FLOOR NEW YORK NY 10019 1000Common Stock, $.01 par value18342DCommon Stock, $.01 par value4488IBy: Houlihan, Lokey, Howard & Zukin, Inc.Director Stock Option Right to Buy23.152003-12-024D015000D2013-03-14Common Stock, $.01 par value1500030000DDirector Stock Option Right to Buy38.482003-12-024A015000A2003-12-022013-12-02Common Stock, $.01 par value1500045000DThe options reported herein were part of 20,000 options granted to the Reporting Person pursuant to an Option Agreement effective as of March 14, 2003. The Option Agreement has been amended and restated to provide, inter alia, that 5,000 of such options, which were scheduled to vest on January 1, 2004, shall instead vest on December 2, 2003. The remaining 15,000 options, all of which have been forfeited to the Company, were scheduled to vest in three equal tranches of 5,000 shares each on January 1, 2005, 2006 and 2007.The Reporting Person forfeited to the Company 15,000 options with an exercise price of $23.15 per share. The Company issued to the Reporting Person 15,000 options with an exercise price of $38.48 per share.David A. Preiser2003-12-04 -----END PRIVACY-ENHANCED MESSAGE-----