-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, S0ugHlgo5usbmNIkt4P6B9oNmIhA49+7zuE7omPk8d2fqLzRULXs6iCIok9CriJV Wlejn5zFIC3Hvucx7aSlRQ== 0001157523-04-006068.txt : 20040701 0001157523-04-006068.hdr.sgml : 20040701 20040701134118 ACCESSION NUMBER: 0001157523-04-006068 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20040630 ITEM INFORMATION: Other events ITEM INFORMATION: Financial statements and exhibits FILED AS OF DATE: 20040701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVOCAT INC CENTRAL INDEX KEY: 0000919956 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621559667 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12996 FILM NUMBER: 04894292 BUSINESS ADDRESS: STREET 1: 277 MALLORY STATION RD STREET 2: STE 130 CITY: FRANKLIN STATE: TN ZIP: 37067 BUSINESS PHONE: 6157717575 MAIL ADDRESS: STREET 1: 227 MALLORY STATION ROAD STREET 2: SUITE 130 CITY: FRANKLIN STATE: TN ZIP: 37064 8-K 1 a4672509.txt ADVOCAT INC. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported): June 30, 2004 ADVOCAT INC. (Exact name of Registrant as specified in its charter) Delaware 001-12996 62-1559667 - ----------------------------- ------------------- ---------------------- (State or other jurisdiction (Commission File (IRS Employer of incorporation) Number) Identification Number) 277 Mallory Station Road, Suite 130 Franklin, Tennessee 37067 ---------------------------------------- (Address of principal executive offices) (615) 771-7575 ------------ (Registrant's telephone number, including area code) Not applicable ------------ (Former name or former address, if changed since last report) TABLE OF CONTENTS ITEM 5. OTHER EVENTS. On June 30, 2004, Advocat Inc. (the "Company") issued the press release attached hereto as Exhibit 99.1. The press release announced that the Company has been delisted from the Berlin-Bremen Stock Exchange at the Company's demand. ITEM 7. FINANCIAL STATEMENTS, PRO FORMA FINANCIAL INFORMATION AND EXHIBITS (c) Exhibits NUMBER EXHIBIT - ------------------------- --------------------------------- 99.1 Press Release dated June 30, 2004 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized. ADVOCAT INC. By: /s/ William R. Council, III ----------------------------- William R. Council, III Chief Executive Officer Date: June 30, 2004 Table of Contents Exhibit Index Exhibit No. - ------------ 99.1 Press release dated June 30, 2004 EX-99.1 2 a4672509ex991.txt NEWS RELEASE Exhibit 99.1 Advocat Inc. Stock Has Been Delisted from Berlin-Bremen Stock Exchange at the Company's Demand FRANKLIN, Tenn.--(BUSINESS WIRE)--June 30, 2004--Advocat Inc. (NASDAQ OTC: AVCA) today announced that it has succeeded in having its stock removed from trading on the Berlin-Bremen Stock Exchange. Advocat is one of many American companies whose stock was listed on the foreign exchange without their knowledge or authorization. As previously announced, Advocat sought delisting from the Berlin-Breman Stock Exchange because Advocat's management believes that certain investors may have been using the listing on the Berlin Exchange to engage in a practice known as "naked short selling" that is now banned in the United States. The suspension in trading of Advocat's stock on the Berlin-Bremen exchange was effective as of the close of Berlin-Bremen market on June 28, 2004. Advocat continues to trade under the symbol "AVCA" in the United States on the NASDAQ Over The Counter Bulletin Board. Investors interested in obtaining shares of Advocat should purchase their shares only from authorized broker-dealers who will execute trades on the Over The Counter Bulletin Board. Forward-looking statements made in this release involve a number of risks and uncertainties, including but not limited to, uncertainty regarding the Company's ability to restructure or refinance its debt, the impact of under-insured professional liability claims, factors affecting the long-term care industry in general, governmental reimbursement, government regulation, health care reforms, the impact of future licensing surveys, changing economic and market conditions and other risk factors detailed in the Company's Securities and Exchange Commission filings. Advocat Inc. is not responsible for updating the information contained in this press release beyond the published date, or for changes made to this document by wire services or Internet services. Advocat Inc. provides long-term care services to nursing home patients and residents of assisted living facilities in nine states, primarily in the Southeast. CONTACT: Advocat Inc., Franklin William R. Council, III, 615-771-7575 -----END PRIVACY-ENHANCED MESSAGE-----