-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RUfnSOu9YjTF8J12ZTa/T1jcSS2nsVm3WHU4cLTbUrKFl964trCI2nh7eP7GdEGc x1c7ItMXd+RIV6fGbRamMg== 0000950144-06-008656.txt : 20060911 0000950144-06-008656.hdr.sgml : 20060911 20060911103723 ACCESSION NUMBER: 0000950144-06-008656 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060911 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20060911 DATE AS OF CHANGE: 20060911 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ADVOCAT INC CENTRAL INDEX KEY: 0000919956 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SKILLED NURSING CARE FACILITIES [8051] IRS NUMBER: 621559667 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-12996 FILM NUMBER: 061083216 BUSINESS ADDRESS: STREET 1: 1621 GALLERIA BLVD. CITY: BRENTWOOD STATE: TN ZIP: 37027 BUSINESS PHONE: 6157717575 MAIL ADDRESS: STREET 1: 1621 GALLERIA BLVD. CITY: BRENTWOOD STATE: TN ZIP: 37027 8-K 1 g03338e8vk.htm ADVOCAT INC. Advocat Inc.
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of the
Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)
September 11, 2006 (September 11, 2006)
ADVOCAT INC.
(Exact name of registrant as specified in its charter)
         
Delaware   001-12996   62-1559667
(State or other jurisdiction   (Commission File Number)   (Employer
of incorporation)       Identification Number)
1621 Galleria Boulevard, Brentwood, TN 37027
(Address of principal executive offices)
(615) 771-7575
(Registrant’s telephone number, including area code)
Check the appropriate box below if the Form 8-K is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2 below):
o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

 


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Item 8.01. Other Events.
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
EXHIBIT INDEX
Ex-99.1 Press Release dated September 11, 2006


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Item 8.01. Other Events.
     On September 11, 2006, the Company issued a press release announcing that the Company’s common stock will commence trading on the NASDAQ Capital Market (formerly known as the NASDAQ Small Cap Market) beginning at the opening of trading on Tuesday, September 12, 2006, under the symbol AVCA. The Company’s common stock was previously traded on the OTC Bulletin Board under the ticker symbol AVCA. A copy of the press release dated September 11, 2006, is filed as Exhibit 99.1 to this Form 8-K.
Item 9.01. Financial Statements and Exhibits.
     (d) Exhibits
         
Number   Exhibit
  99.1    
Press Release dated September 11, 2006.

 


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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned thereunto duly authorized.
         
  ADVOCAT INC.
 
 
  By:   /s/ L. Glynn Riddle, Jr.    
    L. Glynn Riddle, Jr.   
    Chief Financial Officer   
 
Date: September 11, 2006

 


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EXHIBIT INDEX
         
Number   Exhibit
  99.1    
News Release dated September 11, 2006.

 

EX-99.1 2 g03338exv99w1.htm EX-99.1 PRESS RELEASE DATED SEPTEMBER 11, 2006 Ex-99.1
 

Exhibit 99.1
     
Company Contact:
  Investor Relations:
William R. Council, III
  Rodney O’Connor
President and CEO
  Cameron Associates
(615) 771-7575
  (212) 554-5470
Advocat Common Stock Approved for Listing on the NASDAQ Capital Market
Trading Set to Begin on September 12, 2006
BRENTWOOD, Tenn.—September 11, 2006—Advocat (OTC BB: AVCA), which provides long term care services to nursing home patients, today announced that its common shares have been approved for listing on the NASDAQ Capital Market under the symbol “AVCA”. The Company’s common shares are expected to begin trading on the NASDAQ Capital Market on Tuesday, September 12, 2006.
“Qualifying for the NASDAQ Capital Market is an important milestone for Advocat and underscores the favorable results from our restructuring and strategic initiatives over the last several quarters,” commented William R. Council, CEO of Advocat. “We look forward to benefiting from the expanded investment community visibility and the potential for increased liquidity and trading efficiency that the NASDAQ Capital Market offers.”
About Advocat
Advocat provides long-term care services to nursing home patients in eight states, primarily in the southeast. The Company has 43 centers containing 4,505 licensed nursing beds. For additional information about the Company, visit Advocat’s web site: http://www.irinfo.com/avc
Forward-Looking Statements
Forward-looking statements made in this release involve a number of risks and uncertainties, including but not limited to, changes in governmental reimbursement, government regulation and health care reforms, the increased cost of borrowing under our credit agreements, ability to control ultimate professional liability costs, the accuracy of our estimate of our anticipated professional liability expense, the impact of future licensing surveys, the outcome of regulatory proceedings alleging violations of laws and regulations governing quality of care or violations of other laws and regulations applicable to our business, changing economic conditions as well as other risk factors detailed in the Company’s Securities and Exchange Commission filings. The Company has provided additional information in its Annual Report on Form 10-K for the fiscal year ended December 31, 2005, as well as in other filings with the Securities and Exchange Commission, which readers are encouraged to review for further disclosure of other factors that could cause actual results to differ materially from those indicated in the forward-looking statements. Advocat Inc. is not responsible for updating the information contained in this press release beyond the published date, or for changes made to this document by wire services or Internet services.
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