0001072613-18-000391.txt : 20180622
0001072613-18-000391.hdr.sgml : 20180622
20180622093654
ACCESSION NUMBER: 0001072613-18-000391
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180620
FILED AS OF DATE: 20180622
DATE AS OF CHANGE: 20180622
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC
CENTRAL INDEX KEY: 0001018138
FISCAL YEAR END: 0531
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08394
FILM NUMBER: 18913290
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 011441717110771
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
FORMER NAME:
FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC
DATE OF NAME CHANGE: 19960705
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
CENTRAL INDEX KEY: 0001034546
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 811-08394
FILM NUMBER: 18913291
BUSINESS ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
BUSINESS PHONE: 4417171107
MAIL ADDRESS:
STREET 1: 77 GRACECHURCH STREET
CITY: LONDON
STATE: X0
ZIP: EC3V0AS
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEMPLETON DRAGON FUND INC
CENTRAL INDEX KEY: 0000919893
IRS NUMBER: 650473580
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 S.E. 2ND STREET
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301-1923
BUSINESS PHONE: 9545277500
MAIL ADDRESS:
STREET 1: 300 S.E. 2ND STREET
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301-1923
4
1
templeton-4_18217.xml
OWNERSHIP DOCUMENT
X0306
4
2018-06-20
0
0000919893
TEMPLETON DRAGON FUND INC
TDF
0001018138
CITY OF LONDON INVESTMENT GROUP PLC
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
0001034546
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD
77 GRACECHURCH STREET
LONDON
X0
EC3V0AS
UNITED KINGDOM
0
0
1
0
Common Stock, par value $.01 per share
927652
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
338032
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
796525
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
491741
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
856729
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
283373
I
As investment adviser to a Dublin, Ireland-listed open-ended investment company
Common Stock, par value $.01 per share
2018-06-20
2018-06-20
4
P
0
6281
22.00
A
608335
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
958336
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
159406
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
160035
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
148680
I
As investment adviser to a private investment fund
Common Stock, par value $.01 per share
2018-06-20
2018-06-20
4
P
0
5000
22.00
A
3738607
I
As investment adviser to unaffiliated third-party segregated accounts
These securities are beneficially owned by Emerging (BMI) Markets Country Fund.
These securities are beneficially owned by Emerging Markets Free Fund.
These securities are beneficially owned by Emerging Markets Global Fund.
These securities are beneficially owned by Emerging Markets Investable Fund.
These securities are beneficially owned by Global Emerging Markets Fund.
These securities are beneficially owned by The Emerging World Fund.
These securities are beneficially owned by Emerging Free Markets Country Fund.
These securities are beneficially owned by Emerging Markets Country Fund.
These securities are beneficially owned by Investable Emerging Markets Country Fund.
These securities are beneficially owned by The EM Plus CEF Fund.
These securities are beneficially owned by EM Special Situations CEF Focused Fund.
These securities are beneficially owned by 13 unaffiliated third-party segregated accounts.
No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer.
As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 13 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities.
/s/ Barry M. Olliff, Director - City of London Group PLC
2018-06-21
/s/ Barry M. Olliff, Director - City of London Investment Management Company Limited
2018-06-21