0001072613-17-000259.txt : 20170407 0001072613-17-000259.hdr.sgml : 20170407 20170407162019 ACCESSION NUMBER: 0001072613-17-000259 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170328 FILED AS OF DATE: 20170407 DATE AS OF CHANGE: 20170407 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLETON DRAGON FUND INC CENTRAL INDEX KEY: 0000919893 IRS NUMBER: 650473580 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 BUSINESS PHONE: 9545277500 MAIL ADDRESS: STREET 1: 300 S.E. 2ND STREET CITY: FORT LAUDERDALE STATE: FL ZIP: 33301-1923 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT MANAGEMENT CO LTD CENTRAL INDEX KEY: 0001034546 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08394 FILM NUMBER: 17749766 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 4417171107 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET STREET 2: LONDON ENGLAND CITY: LONDON STATE: X0 ZIP: EC3V0AS REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CITY OF LONDON INVESTMENT GROUP PLC CENTRAL INDEX KEY: 0001018138 FISCAL YEAR END: 0531 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 811-08394 FILM NUMBER: 17749767 BUSINESS ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS BUSINESS PHONE: 011441717110771 MAIL ADDRESS: STREET 1: 77 GRACECHURCH STREET CITY: LONDON STATE: X0 ZIP: EC3V0AS FORMER NAME: FORMER CONFORMED NAME: OLLIFF & PARTNERS PLC DATE OF NAME CHANGE: 19960705 3 1 templetondragon-3_18052.xml OWNERSHIP DOCUMENT X0206 3 2017-03-28 0 0000919893 TEMPLETON DRAGON FUND INC TDF 0001018138 CITY OF LONDON INVESTMENT GROUP PLC 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 0001034546 CITY OF LONDON INVESTMENT MANAGEMENT CO LTD 77 GRACECHURCH STREET LONDON ENGLAND LONDON X0 EC3V0AS UNITED KINGDOM 0 0 1 0 Common Stock, par value $.01 per share 954264 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 282278 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 904970 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 659871 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 658984 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 325181 I As investment adviser to a Dublin, Ireland-listed open-ended investment company Common Stock, par value $.01 per share 626938 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 1020525 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 167443 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 160035 I As investment adviser to a private investment fund Common Stock, par value $.01 per share 4768983 I As investment adviser to unaffiliated third-party segregated accounts These securities are beneficially owned by Emerging (BMI) Markets Country Fund. These securities are beneficially owned by Emerging Markets Free Fund. These securities are beneficially owned by Emerging Markets Global Fund. These securities are beneficially owned by Emerging Markets Investable Fund. These securities are beneficially owned by Global Emerging Markets Fund. These securities are beneficially owned by The Emerging World Fund. These securities are beneficially owned by Emerging Free Markets Country Fund. These securities are beneficially owned by Emerging Markets Country Fund. These securities are beneficially owned by Investable Emerging Markets Country Fund. These securities are beneficially owned by The EM Plus CEF Fund. These securities are beneficially owned by 16 unaffiliated third-party segregated accounts. No one direct beneficial owner of the reported securities owns more than 5% of the outstanding securities of Issuer. As of the date hereof, City of London Group PLC ("CLIG"), through its control of City of London Investment Management Company Limited ("CLIM"), and CLIM, in its capacity as investment adviser to the funds listed above and the 16 unaffiliated third-party segregated accounts, have voting and dispositive power with respect to all of the reported securities. /s/ Barry Olliff, Director - City of London Group PLC 2017-04-07 /s/ Barry Olliff, Director - City of London Investment Management 2017-04-07