UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
|
FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number 811-08394 |
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Templeton Dragon Fund, Inc. |
(Exact name of registrant as specified in charter) |
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300 S.E. 2nd Street, Fort Lauderdale, Florida 33301-1923 |
(Address of principal executive offices) (Zip code) |
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Craig S. Tyle, One Franklin Parkway, San Mateo, CA 94403-1906 |
(Name and address of agent for service) |
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Registrant's telephone number, including area code: (954) 527-7500 |
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Date of fiscal year end: 12/31 |
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Date of reporting period: 6/30/19 |
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Item 1. Proxy Voting Records. |
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AIA GROUP LIMITED |
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Ticker: 1299 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2A |
Approve Special Dividend |
Management |
For |
For |
2B |
Approve Final Dividend |
Management |
For |
For |
3 |
Elect Swee-Lian Teo as Director |
Management |
For |
For |
4 |
Elect Narongchai Akrasanee as Director |
Management |
For |
For |
5 |
Elect George Yong-Boon Yeo Director |
Management |
For |
For |
6 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
7A |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
For |
7B |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
7C |
Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme |
Management |
For |
For |
8 |
Approve Increase in Rate of Directors' Fees |
Management |
For |
For |
9 |
Amend Articles of Association |
Management |
For |
For |
|
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ALIBABA GROUP HOLDING LTD. |
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Ticker: BABA |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Elect Joseph C. Tsai as Director |
Management |
For |
Against |
1.2 |
Elect J. Michael Evans as Director |
Management |
For |
Against |
1.3 |
Elect Eric Xiandong Jing as Director |
Management |
For |
Against |
1.4 |
Elect Borje E. Ekholm as Director |
Management |
For |
For |
2 |
Ratify PricewaterhouseCoopers as Auditors |
Management |
For |
For |
|
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ANTA SPORTS PRODUCTS LTD. |
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Ticker: 2020 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Acquisition and Related Transactions |
Management |
For |
For |
|
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ANTA SPORTS PRODUCTS LTD. |
||||
Ticker: 2020 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3 |
Elect Ding Shizhong as Director |
Management |
For |
For |
4 |
Elect Zheng Jie as Director |
Management |
For |
For |
5 |
Elect Dai Zhongchuan as Director |
Management |
For |
For |
6 |
Elect Yiu Kin Wah Stephen as Director |
Management |
For |
For |
7 |
Elect Mei Ming Zhi as Director |
Management |
For |
For |
8 |
Approve Remuneration of Directors |
Management |
For |
For |
9 |
Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
10 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
11 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
12 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
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BEIJING JINGKELONG CO. LTD. |
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Ticker: 814 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Zhang Yan as Director |
Management |
For |
For |
2 |
Approve Grant of General Mandate to Issue Debt Financing Instruments |
Management |
For |
Against |
|
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BEIJING JINGKELONG CO. LTD. |
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Ticker: 814 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
3 |
Approve 2018 Consolidated Audited Financial Statements and Auditor's Report |
Management |
For |
For |
4 |
Approve Ruihua Certified Public Accountants LLP as Auditors and Authorize the Audit Committee of the Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Approve 2018 Profit Distribution and Distribution of Final Dividend |
Management |
For |
For |
6 |
Elect Li Jianwen as Director |
Management |
For |
For |
7 |
Elect Shang Yongtian as Director |
Management |
For |
For |
8 |
Elect Li Chunyan as Director |
Management |
For |
For |
9 |
Elect Zhang Liwei as Director |
Management |
For |
For |
10 |
Elect Zhang Yan as Director |
Management |
For |
For |
11 |
Elect Li Shunxiang as Director |
Management |
For |
For |
12 |
Elect Wang Liping as Director |
Management |
For |
For |
13 |
Elect Chen Liping as Director |
Management |
For |
For |
14 |
Elect Choi Onward as Director |
Management |
For |
For |
15 |
Elect Liu Wenyu as Supervisor |
Management |
For |
For |
16 |
Elect Yang Baoqun as Supervisor |
Management |
For |
For |
17 |
Elect Chen Zhong as Supervisor |
Management |
For |
For |
18 |
Elect Fu Yanjun as Supervisor |
Management |
For |
For |
19 |
Approve Remuneration of Directors |
Management |
For |
For |
20 |
Approve Independent Supervisor's Fee and Related Transactions |
Management |
For |
For |
21 |
Authorize Any Executive Director to Enter into an Agreement or Appointment Letter on Behalf of the Company with Each of the Elected Directors or Supervisors |
Management |
For |
For |
22 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
23 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
24 |
Approve Issuance of Short Term Debentures Under General Mandate |
Management |
For |
Against |
|
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BEIJING JINGKELONG COMPANY LIMITED |
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Ticker: 814 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
|
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CHINA CONSTRUCTION BANK CORPORATION |
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Ticker: 939 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve 2018 Final Financial Accounts |
Management |
For |
For |
4 |
Approve 2018 Profit Distribution Plan |
Management |
For |
For |
5 |
Approve Budget for 2019 Fixed Assets Investment |
Management |
For |
For |
6 |
Approve Remuneration Distribution and Settlement Plan for Directors in 2017 |
Management |
For |
For |
7 |
Approve Remuneration Distribution and Settlement Plan for Supervisors in 2017 |
Management |
For |
For |
8 |
Elect Liu Guiping as Director |
Management |
For |
For |
9 |
Elect Murray Horn as Director |
Management |
For |
For |
10 |
Elect Graeme Wheeler as Director |
Management |
For |
For |
11 |
Elect Zhao Xijun as Supervisor |
Management |
For |
For |
12 |
Approve Ernst & Young Hua Ming LLP as Domestic Auditor and Ernst & Young as International Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
13 |
Approve Issuance of Write-down Undated Capital Bonds |
Management |
For |
For |
14 |
Approve Issuance of Write-down Eligible Tier-two Capital Instruments |
Management |
For |
For |
15 |
Elect Tian Bo as Director |
Shareholder |
For |
For |
16 |
Elect Xia Yang as Director |
Shareholder |
For |
For |
|
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CHINA EVERBRIGHT LIMITED |
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Ticker: 165 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a |
Elect Cai Yunge as Director |
Management |
For |
For |
3b |
Elect Chen Shuang as Director |
Management |
None |
None |
3c |
Elect Lin Zhijun as Director |
Management |
For |
For |
3d |
Elect Law Cheuk Kin, Stephen as Director |
Management |
For |
For |
3e |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
3f |
Elect Zhao Wei as Director |
Management |
For |
For |
3g |
Elect Tang Chi Chun, Richard as Director |
Management |
For |
For |
4 |
Approve Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
6 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
7 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
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CHINA LIFE INSURANCE CO. LTD. |
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Ticker: 2628 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Wang Bin as Director |
Shareholder |
For |
Against |
2 |
Elect Tang Yong as Supervisor |
Shareholder |
For |
For |
3 |
Approve Remuneration of Directors and Supervisors |
Management |
For |
For |
4 |
Approve the Domestic and Overseas Multiple Issuance of Debt Instruments |
Management |
For |
For |
|
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CHINA LIFE INSURANCE COMPANY LIMITED |
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Ticker: 2628 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve 2018 Financial Report |
Management |
For |
For |
4 |
Approve 2018 Profit Distribution Plan |
Management |
For |
For |
5 |
Approve Remuneration of Directors and Supervisors |
Management |
For |
For |
6 |
Elect Han Bing as Supervisor |
Shareholder |
For |
For |
7 |
Amend Rules and Procedures Regarding General Meetings of Shareholders |
Management |
For |
For |
8 |
Amend Rules and Procedures Regarding Meetings of Board of Directors |
Management |
For |
For |
9 |
Amend Rules and Procedures Regarding Meetings of Board of Supervisors |
Management |
For |
For |
10 |
Approve Ernst & Young Hua Ming LLP as the PRC Auditor and the Auditor for US Form 20-F and Ernst & Young as the Hong Kong Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
11 |
Amend Articles of Association Regarding Party Committee |
Management |
For |
Against |
12 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares |
Management |
For |
Against |
13 |
Approve Overseas Issuance of Senior Bonds |
Management |
For |
For |
14 |
Elect Li Mingguang as Director |
Shareholder |
For |
For |
15 |
Elect Wang Junhui as Director |
Shareholder |
For |
For |
|
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CHINA MOBILE LIMITED |
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Ticker: 941 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3.1 |
Elect Yang Jie as Director |
Management |
For |
For |
3.2 |
Elect Dong Xin as Director |
Management |
For |
For |
4.1 |
Elect Moses Cheng Mo Chi as Director |
Management |
For |
Against |
4.2 |
Elect Yang Qiang as Director |
Management |
For |
For |
5 |
Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
6 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
7 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
8 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
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CHINA OVERSEAS LAND & INVESTMENT
LTD. |
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Ticker: 688 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a |
Elect Yan Jianguo as Director |
Management |
For |
For |
3b |
Elect Luo Liang as Director |
Management |
For |
For |
3c |
Elect Guo Guanghui as Director |
Management |
For |
For |
3d |
Elect Chang Ying as Director |
Management |
For |
For |
4 |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
5 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
6 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
7 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
8 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
9 |
Approve 2019 Master Engagement Agreement, Continuing Connected Transactions and the Cap |
Management |
For |
For |
|
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CHINA PETROLEUM & CHEMICAL CORP. |
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Ticker: 386 |
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Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Yu Baocai as Director |
Management |
For |
For |
2 |
Approve Renewal of Continuing Connected Transactions for the Three Years Ending 31 December 2021, the Continuing Connected Transactions Fifth Supplemental Agreement and Related Transactions |
Management |
For |
Against |
|
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CHINA PETROLEUM & CHEMICAL CORP. |
||||
Ticker: 386 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Report of the Board of Directors |
Management |
For |
For |
2 |
Approve Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve 2018 Financial Reports |
Management |
For |
For |
4 |
Approve 2018 Profit Distribution Plan |
Management |
For |
For |
5 |
Approve Interim Profit Distribution Plan |
Management |
For |
For |
6 |
Approve PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as External Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
7 |
Approve Issuance of Debt Financing Instruments |
Management |
For |
Against |
8 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
9 |
Amend Articles of Association and Authorize Secretary to the Board to Represent Sinopec Corp. in Handling Relevant Formalities for Amendments |
Management |
For |
For |
|
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CHONGQING CHANGAN AUTOMOBILE CO. LTD. |
||||
Ticker: 200625 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Yan Ming as Supervisor |
Shareholder |
For |
For |
2 |
Approve Amendments to Articles of Association |
Management |
For |
Against |
|
||||
CHONGQING CHANGAN AUTOMOBILE CO. LTD. |
||||
Ticker: 200625 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Report of the Board of Directors |
Management |
For |
For |
2 |
Approve Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve Annual Report and Summary |
Management |
For |
For |
4 |
Approve Financial Statements and Financial Budget Report |
Management |
For |
For |
5 |
Approve Profit Distribution |
Management |
For |
For |
6 |
Approve Investment Plan |
Management |
For |
For |
7 |
Approve Financing Plan |
Management |
For |
For |
8 |
Approve Daily Related-party Transactions |
Management |
For |
For |
9 |
Approve Appointment of Financial Auditor and Internal Control Auditor |
Management |
For |
For |
10 |
Approve Bill Pool Business |
Management |
For |
Against |
11 |
Approve Financial Services Agreement with China South Industries Group Finance Co., Ltd. |
Management |
For |
Against |
12 |
Approve Financial Services Agreement with Changan Automobile Finance Co., Ltd. |
Management |
For |
Against |
13 |
Approve Amendments to Articles of Association |
Management |
For |
For |
14 |
Amend Working System for Independent Directors |
Management |
For |
For |
|
||||
CK ASSET HOLDINGS LTD. |
||||
Ticker: 1113 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Acquisition by CKM Australia Bidco Pty Ltd Pursuant to the Implementation Agreement |
Management |
For |
For |
2 |
Approve Consortium Formation Agreement and the Transaction Proceeding with the Joint Venture Transaction Pursuant to the Implementation Agreement |
Management |
For |
For |
|
||||
CK ASSET HOLDINGS LTD. |
||||
Ticker: 1113 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3.1 |
Elect Kam Hing Lam as Director |
Management |
For |
Against |
3.2 |
Elect Chung Sun Keung, Davy as Director |
Management |
For |
Against |
3.3 |
Elect Pau Yee Wan, Ezra as Director |
Management |
For |
Against |
3.4 |
Elect Woo Chia Ching, Grace as Director |
Management |
For |
Against |
3.5 |
Elect Donald Jeffrey Roberts as Director |
Management |
For |
For |
4 |
Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Approve Annual Fees Payable to the Directors of the Company for each Financial Year |
Management |
For |
For |
6.1 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
For |
6.2 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
|
||||
CK HUTCHISON HOLDINGS LIMITED |
||||
Ticker: 1 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a |
Elect Li Tzar Kuoi, Victor as Director |
Management |
For |
For |
3b |
Elect Frank John Sixt as Director |
Management |
For |
Against |
3c |
Elect Chow Woo Mo Fong, Susan as Director |
Management |
For |
For |
3d |
Elect George Colin Magnus as Director |
Management |
For |
For |
3e |
Elect Michael David Kadoorie as Director |
Management |
For |
For |
3f |
Elect Lee Wai Mun, Rose as Director |
Management |
For |
For |
3g |
Elect William Shurniak as Director |
Management |
For |
For |
4 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
6.1 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
For |
6.2 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
|
||||
CK INFRASTRUCTURE HOLDINGS LIMITED |
||||
Ticker: 1038 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3.1 |
Elect Kam Hing Lam as Director |
Management |
For |
For |
3.2 |
Elect Ip Tak Chuen, Edmond as Director |
Management |
For |
Against |
3.3 |
Elect Frank John Sixt as Director |
Management |
For |
Against |
3.4 |
Elect Kwok Eva Lee as Director |
Management |
For |
Against |
3.5 |
Elect Lan Hong Tsung, David as Director |
Management |
For |
Against |
3.6 |
Elect George Colin Magnus as Director |
Management |
For |
For |
4 |
Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
Against |
5.1 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
5.2 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
5.3 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
CK INFRASTRUCTURE HOLDINGS LTD. |
||||
Ticker: 1038 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Consortium Formation Agreement and Related Transactions |
Management |
For |
For |
|
||||
CNOOC LIMITED |
||||
Ticker: 883 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
A1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
A2 |
Approve Final Dividend |
Management |
For |
For |
A3 |
Elect Wang Dongjin as Director |
Management |
For |
For |
A4 |
Elect Xu Keqiang as Director |
Management |
For |
For |
A5 |
Elect Chiu Sung Hong as Director |
Management |
For |
For |
A6 |
Elect Qiu Zhi Zhong as Director |
Management |
For |
For |
A7 |
Authorize Board to Fix the Remuneration of Directors |
Management |
For |
For |
A8 |
Approve Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
B1 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
B2 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
B3 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
COSCO SHIPPING ENERGY TRANSPORTATION
CO., LTD. |
||||
Ticker: 1138 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Approve Purpose of the Scheme |
Management |
For |
Against |
1.2 |
Approve Basis and Scope for Confirming and Verification of the Participants of the Scheme |
Management |
For |
Against |
1.3 |
Approve Source, Number and Allocation of Share Options and Subject Shares of the Scheme |
Management |
For |
Against |
1.4 |
Approve Validity Period and Arrangement for the Grant and Exercise of Share Options |
Management |
For |
Against |
1.5 |
Approve Exercise Price of the Share Options and the Gains by the Participants under the Scheme |
Management |
For |
Against |
1.6 |
Approve Conditions of Grant and Conditions of Exercise of the Share Options |
Management |
For |
Against |
1.7 |
Approve Method and Procedures of Adjustment to the Share Options |
Management |
For |
Against |
1.8 |
Approve Respective Rights and Obligations of the Company and Participants |
Management |
For |
Against |
1.9 |
Approve Handling of Special Circumstances Under the Scheme |
Management |
For |
Against |
1.10 |
Approve Accounting Treatment of Share Options Under the Scheme and the Impact to the Business Performance of the Company |
Management |
For |
Against |
1.11 |
Approve Procedures of Formulation and Approval of the Scheme and Grant and Exercise of Share Options Under the Scheme |
Management |
For |
Against |
1.12 |
Approve Management and Amendment of the Scheme |
Management |
For |
Against |
1.13 |
Approve Disclosure of the Implementation Status of the Scheme |
Management |
For |
Against |
2 |
Approve Revised Share Option Incentive Scheme Administration Regulations of COSCO SHIPPING Energy Transportation Co., Ltd. (Revised Proposal) |
Management |
For |
Against |
3 |
Authorize Board to Deal With All Matters in Relation to the Revised Share Option Incentive Scheme |
Management |
For |
Against |
4 |
Approve Extension of the Validity Period of the Shareholders' Resolutions Relating to the Proposed Non-public Issuance of A Shares |
Management |
For |
For |
5 |
Approve Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-public Issuance of A Shares |
Management |
For |
For |
6 |
Approve Company's Policy on the Management of Connected Transactions |
Management |
For |
For |
7 |
Approve Financial Services Framework Agreement, the Proposed Annual Caps and Related Transactions |
Shareholder |
For |
Against |
8 |
Approve Shipping Materials and Services Framework Agreement, the Proposed Annual Caps and Related Transactions |
Shareholder |
For |
For |
9 |
Approve Sea Crew Framework Agreement, the Proposed Annual Caps and Related Transactions |
Shareholder |
For |
For |
10 |
Approve Services Framework Agreement, the Proposed Annual Caps and Related Transactions |
Shareholder |
For |
For |
11 |
Approve Lease Framework Agreement, the Proposed Annual Caps and Related Transactions |
Shareholder |
For |
For |
|
||||
COSCO SHIPPING ENERGY TRANSPORTATION
CO., LTD. |
||||
Ticker: 1138 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1.1 |
Approve Purpose of the Scheme |
Management |
For |
Against |
1.2 |
Approve Basis and Scope for Confirming and Verification of the Participants of the Scheme |
Management |
For |
Against |
1.3 |
Approve Source, Number and Allocation of Share Options and Subject Shares of the Scheme |
Management |
For |
Against |
1.4 |
Approve Validity Period and Arrangement for the Grant and Exercise of Share Options |
Management |
For |
Against |
1.5 |
Approve Exercise Price of the Share Options and the Gains by the Participants under the Scheme |
Management |
For |
Against |
1.6 |
Approve Conditions of Grant and Conditions of Exercise of the Share Options |
Management |
For |
Against |
1.7 |
Approve Method and Procedures of Adjustment to the Share Options |
Management |
For |
Against |
1.8 |
Approve Respective Rights and Obligations of the Company and Participants |
Management |
For |
Against |
1.9 |
Approve Handling of Special Circumstances under the Scheme |
Management |
For |
Against |
1.10 |
Approve Accounting Treatment of Share Options under the Scheme and the Impact to the Business Performance of the Company |
Management |
For |
Against |
1.11 |
Approve Procedures of Formulation and Approval of the Scheme and Grant and Exercise of Share Options under the Scheme |
Management |
For |
Against |
1.12 |
Approve Management and Amendment of the Scheme |
Management |
For |
Against |
1.13 |
Approve Disclosure of the Implementation Status of the Scheme |
Management |
For |
Against |
2 |
Approve Revised Share Option Incentive Scheme Administration Regulations of COSCO SHIPPING Energy Transportation Co., Ltd. (Revised Proposal) |
Management |
For |
Against |
3 |
Authorize Board to Deal With All Matters in Relation to the Revised Share Option Incentive Scheme |
Management |
For |
Against |
4 |
Approve Extension of the Validity Period of the Shareholders' Resolutions Relating to the Proposed Non-public Issuance of A Shares |
Management |
For |
For |
5 |
Approve Extension of the Validity Period of the Authorization Granted to the Board to Deal With All Matters in Relation to the Non-public Issuance of A Shares |
Management |
For |
For |
|
||||
COSCO SHIPPING ENERGY TRANSPORTATION
CO., LTD. |
||||
Ticker: 1138 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Annual Report |
Management |
For |
For |
2 |
Approve 2018 Audited Financial Statements |
Management |
For |
For |
3 |
Approve 2018 Final Dividend |
Management |
For |
For |
4 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
5 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
6 |
Approve Remuneration of Directors and Supervisors |
Management |
For |
For |
7 |
Elect Zhu Maijin as Director |
Management |
For |
For |
8 |
Approve Provision of Guarantees for China Shipping Development (Hong Kong) Marine Co., Limited, COSCO SHIPPING Tanker (Singapore) PTE LTD. and Pan Cosmos Shipping & Enterprises Co., Limited |
Management |
For |
For |
9 |
Approve PricewaterhouseCoopers as International Auditors and ShineWing Certified Public Accountants as Domestic Auditors and Authorize Board to Fix Their Remuneration |
Shareholder |
For |
For |
|
||||
COSCO SHIPPING PORTS LTD. |
||||
Ticker: 1199 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve COSCO SHIPPING Shipping Services and Terminal Services Master Agreement, Proposed Annual Caps and Related Transactions |
Management |
For |
For |
|
||||
COSCO SHIPPING PORTS LTD. |
||||
Ticker: 1199 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3.1a |
Elect Feng Boming as Director |
Management |
For |
For |
3.1b |
Elect Zhang Wei as Director |
Management |
For |
For |
3.1c |
Elect Chen Dong as Director |
Management |
For |
For |
3.1d |
Elect Chan Ka Lok as Director |
Management |
For |
For |
3.2 |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
4 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5A |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
5B |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
5C |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
DAIRY FARM INTERNATIONAL HOLDINGS LTD.
|
||||
Ticker: D01 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Financial Statements and Statutory Reports and Declare Final Dividend |
Management |
For |
Against |
2 |
Re-elect George Ho as Director |
Management |
For |
Against |
3 |
Re-elect Adam Keswick as Director |
Management |
For |
Against |
4 |
Elect Dr Delman Lee as Director |
Management |
For |
For |
5 |
Re-elect Lord Sassoon as Director |
Management |
For |
Against |
6 |
Approve Directors' Fees |
Management |
For |
For |
7 |
Ratify Auditors and Authorise Their Remuneration |
Management |
For |
For |
8 |
Authorise Issue of Shares |
Management |
For |
For |
|
||||
DONGFENG MOTOR GROUP COMPANY LIMITED |
||||
Ticker: 489 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
3 |
Approve 2018 International Auditors' Report and Audited Financial Statements |
Management |
For |
For |
4 |
Approve 2018 Profit Distribution Plan and Authorize Board to Deal With Issues in Relation to the Distribution of Final Dividend |
Management |
For |
For |
5 |
Authorize Board to Deal With All Issues in Relation to the Distribution of Interim Dividend for 2019 |
Management |
For |
For |
6 |
Approve PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
7 |
Authorize Board to Fix Remuneration of Directors and Supervisors |
Management |
For |
For |
8 |
Amend Rules and Procedures Regarding Meetings of Board of Directors |
Management |
For |
For |
9 |
Approve Application for Debt Financing |
Management |
For |
Against |
10 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and H Shares |
Management |
For |
Against |
|
||||
FLYTECH TECHNOLOGY CO. LTD. |
||||
Ticker: 6206 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Business Operations Report and Financial Statements |
Management |
For |
For |
2 |
Approve Plan on Profit Distribution |
Management |
For |
For |
3 |
Approve Cash Distribution from Capital Reserve |
Management |
For |
For |
4 |
Amendments to Procedures Governing the Acquisition or Disposal of Assets |
Management |
For |
For |
5 |
Approve Amendments to Lending Procedures and Caps |
Management |
For |
For |
6 |
Amend Procedures for Endorsement and Guarantees |
Management |
For |
For |
7.1 |
Elect LIANG WEI MING, with SHAREHOLDER NO.A120506XXX as Independent Director |
Shareholder |
None |
For |
8 |
Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors and Representatives |
Management |
For |
For |
|
||||
GINKO INTERNATIONAL CO., LTD. |
||||
Ticker: 8406 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Amendments to 2017 Profit Distribution Plan |
Management |
For |
For |
2 |
Approve Business Operations Report and Financial Statements |
Management |
For |
For |
3 |
Approve Profit Distribution |
Management |
For |
For |
4 |
Amend Articles of Association |
Management |
For |
For |
5 |
Amend Procedures Governing the Acquisition or Disposal of Assets |
Management |
For |
For |
|
||||
HOPEWELL HOLDINGS LTD. |
||||
Ticker: 54 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2a1 |
Elect Eddie Ping Chang Ho as Director |
Management |
For |
Against |
2a2 |
Elect Albert Kam Yin Yeung as Director |
Management |
For |
Against |
2a3 |
Elect Leo Kwok Kee Leung as Director |
Management |
For |
Against |
2a4 |
Elect Gordon Yen as Director |
Management |
For |
For |
2a5 |
Elect Yuk Keung Ip as Director |
Management |
For |
For |
2b |
Approve Directors' Fees |
Management |
For |
For |
3 |
Approve Deloitte Touche Tohmatsu asas Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
4a |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
4b |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
4c |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
4d |
Approve Grant of Share Options Under the Share Option Scheme |
Management |
For |
Against |
|
||||
HOPEWELL HOLDINGS LTD. |
||||
Ticker: 54 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Apporve Privatization and Withdrawal of Listing of the Company |
Management |
For |
For |
|
||||
HOPEWELL HOLDINGS LTD. |
||||
Ticker: 54 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Scheme of Arrangement |
Management |
For |
For |
|
||||
INDUSTRIAL & COMMERCIAL BANK OF
CHINA LIMITED |
||||
Ticker: 1398 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Hu Hao as Director |
Management |
For |
For |
2 |
Elect Tan Jiong as Director |
Management |
For |
For |
3 |
Approve Issuance of Undated Additional Tier 1 Capital Bonds |
Shareholder |
For |
For |
4 |
Elect Chen Siqing as Director |
Shareholder |
For |
For |
|
||||
INDUSTRIAL & COMMERCIAL BANK OF
CHINA LIMITED |
||||
Ticker: 1398 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Work Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Work Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve 2018 Audited Accounts |
Management |
For |
For |
4 |
Approve 2018 Profit Distribution Plan |
Management |
For |
For |
5 |
Approve 2019 Fixed Asset Investment Budget |
Management |
For |
For |
6 |
Approve KPMG Huazhen LLP and KPMG as External Auditors and KPMG Huazhen LLP as Internal Control Auditors |
Management |
For |
For |
7 |
Elect Yang Siu Shun as Director |
Management |
For |
For |
8 |
Elect Zhang Wei as Supervisor |
Management |
For |
For |
9 |
Elect Shen Bingxi as Supervisor |
Management |
For |
For |
10 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
11 |
Elect Lu Yongzhen as Director |
Shareholder |
For |
For |
|
||||
INDUSTRIAL & COMMERCIAL BANK OF
CHINA LTD. |
||||
Ticker: 1398 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Zheng Fuqing as Director |
Management |
For |
For |
2 |
Elect Fei Zhoulin as Director |
Management |
None |
None |
3 |
Elect Nout Wellink as Director |
Management |
For |
For |
4 |
Elect Fred Zuliu Hu as Director |
Management |
For |
For |
5 |
Elect Qu Qiang as Supervisor |
Management |
For |
For |
6 |
Approve the Payment Plan of Remuneration to Directors for 2017 |
Management |
For |
For |
7 |
Approve the Payment Plan of Remuneration to Supervisors for 2017 |
Management |
For |
For |
8 |
Approve Proposal to Issue Eligible Tier 2 Capital Instruments |
Management |
For |
For |
9 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
10.01 |
Approve Type of Preference Shares to be Issued in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.02 |
Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.03 |
Approve Method of Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.04 |
Approve Par Value and Issue Price in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.05 |
Approve Maturity in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.06 |
Approve Target Investors in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.07 |
Approve Lock-Up Period in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.08 |
Approve Terms of Distribution of Dividends in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.09 |
Approve Terms of Mandatory Conversion in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.10 |
Approve Terms of Conditional Redemption in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.11 |
Approve Restrictions on Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.12 |
Approve Restoration of Voting Rights in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.13 |
Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.14 |
Approve Rating in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.15 |
Approve Security in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.16 |
Approve Use of Proceeds from the Issuance of the Domestic Preference Shares |
Management |
For |
For |
10.17 |
Approve Transfer in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.18 |
Approve Relationship between Domestic and Offshore Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.19 |
Approve Validity Period of the Resolution in Respect of the Issuance of the Domestic Preference Shares |
Management |
For |
For |
10.20 |
Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
10.21 |
Approve Matters Relating to Authorisation in Relation to the Domestic Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.01 |
Approve Type of Preference Shares to be Issued in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.02 |
Approve Number of Preference Shares to be Issued and Issue Size in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.03 |
Approve Method of Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.04 |
Approve Par Value and Issue Price in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.05 |
Approve Maturity in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.06 |
Approve Target Investors in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.07 |
Approve Lock-Up Period in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.08 |
Approve Terms of Distribution of Dividends in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.09 |
Approve Terms of Mandatory Conversion in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.10 |
Approve Terms of Conditional Redemption in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.11 |
Approve Restrictions on Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.12 |
Approve Restoration of Voting Rights in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.13 |
Approve Order of Distribution of Residual Assets and Basis for Liquidation in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.14 |
Approve Rating in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.15 |
Approve Security in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.16 |
Approve Use of Proceeds from the Issuance of the Offshore Preference Shares |
Management |
For |
For |
11.17 |
Approve Transfer in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.18 |
Approve Relationship Between Offshore and Domestic Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.19 |
Approve Validity Period of the Resolution in Respect of the Issuance of the Offshore Preference Shares |
Management |
For |
For |
11.20 |
Approve The Application and Approval Procedures to be Completed for the Issuance in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
11.21 |
Approve Matters Relating to Authorization in Relation to the Offshore Preference Share Issuance Plan of the Company |
Management |
For |
For |
12 |
Approve Proposal on the Impact on Dilution of Immediate Returns of the Issuance of Preference Shares and the Remedial Measures of the Company |
Management |
For |
For |
13 |
Approve Proposal on Formulating the Shareholder Return Plan for 2018 to 2020 of the Company |
Management |
For |
For |
|
||||
JIANGLING MOTORS CO., LTD. |
||||
Ticker: 200550 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Chen Anning as Non-Independent Director |
Shareholder |
For |
For |
2 |
Elect Xiao Hu as Supervisor |
Shareholder |
For |
For |
|
||||
JIANGLING MOTORS CO., LTD. |
||||
Ticker: 200550 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Amend Articles of Association |
Management |
For |
Against |
|
||||
JIANGLING MOTORS CO., LTD. |
||||
Ticker: 200550 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Report of the Board of Directors |
Management |
For |
For |
2 |
Approve Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve Financial Report |
Management |
For |
For |
4 |
Approve Profit Distribution |
Management |
For |
For |
5 |
Approve Daily Related-party Transaction Framework Plan with Jiangling Motors Group Finance Co., Ltd. |
Management |
For |
Against |
6 |
Approve Daily Related-party Transaction Framework Plan with Changan Automobile Finance Co., Ltd. |
Management |
For |
For |
7 |
Approve Daily Related-party Transaction Framework Plan with Ford Automotive Finance (China) Co., Ltd. |
Management |
For |
For |
8 |
Approve Daily Related-party Transaction Framework Plan with Jiangling Motors Group Co., Ltd. and its Controlled Subsidiaries |
Management |
For |
For |
9 |
Approve Daily Related-party Transaction Framework Plan with Ford Motor Company and its Controlled Subsidiaries |
Management |
For |
For |
10 |
Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Motors Import and Export Co., Ltd. |
Management |
For |
For |
11 |
Approve Daily Related-party Transaction Framework Plan with Nanchang Bao-Jiang Steel Processing Distribution Co., Ltd. |
Management |
For |
For |
12 |
Approve Daily Related-party Transaction Framework Plan with GETRAG (Jiangxi) Transmission Co., Ltd. |
Management |
For |
For |
13 |
Approve Daily Related-party Transaction Framework Plan with Nanchang Jiangling Huaxiang Automobile Spare Part Co., Ltd. |
Management |
For |
For |
14 |
Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Lear Interior System Co., Ltd. |
Management |
For |
For |
15 |
Approve Daily Related-party Transaction Framework Plan with Jiangxi Jiangling Motors Group Special Vehicle Co., Ltd. and its Subsidiaries |
Management |
For |
For |
16 |
Approve Daily Related-party Transaction Framework Plan with Hanon Systems (Nanchang) Co., Ltd. |
Management |
For |
For |
17 |
Approve Amendments to Articles of Association |
Management |
For |
For |
18 |
Amend Rules and Procedures Regarding General Meetings of Shareholders |
Management |
For |
For |
19.1 |
Elect Wang Wentao as Non-Independent Director |
Shareholder |
For |
For |
19.2 |
Elect Jin Wenhui as Non-Independent Director |
Shareholder |
For |
For |
|
||||
NINE DRAGONS PAPER (HOLDINGS) LIMITED |
||||
Ticker: 2689 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Tianjin ACN Supplemental Agreement, Revised Annual Caps and Related Transactions |
Management |
For |
For |
|
||||
NINE DRAGONS PAPER HOLDINGS LTD. |
||||
Ticker: 2689 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a1 |
Elect Cheung Yan as Director |
Management |
For |
For |
3a2 |
Elect Ken Liu as Director |
Management |
For |
Against |
3a3 |
Elect Zhang Yuanfu as Director |
Management |
For |
Against |
3a4 |
Elect Tam Wai Chu, Maria as Director |
Management |
For |
For |
3a5 |
Elect Chen Kefu as Director |
Management |
For |
For |
3b |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
4 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5a |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
5b |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
5c |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
PETROCHINA COMPANY LIMITED |
||||
Ticker: 857 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
3 |
Approve 2018 Financial Report |
Management |
For |
For |
4 |
Approve Final Dividend |
Management |
For |
For |
5 |
Authorize Board to Determine the Distribution of Interim Dividends |
Management |
For |
For |
6 |
Approve KPMG Huazhen as Domestic Auditors and KPMG as International Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
7 |
Approve Provision of Guarantee and Relevant Authorizations |
Management |
For |
Against |
8 |
Authorize Board to Issue Debt Financing Instruments |
Management |
For |
For |
9 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares |
Management |
For |
Against |
10.1 |
Elect Zhang Wei as Director |
Shareholder |
For |
For |
10.2 |
Elect Jiao Fangzheng as Director |
Shareholder |
For |
For |
|
||||
POLY CULTURE GROUP CORP. LTD. |
||||
Ticker: 3636 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve the Acquisition of Target Equity Interests and Target Debt Interests in Cixi Project Company |
Management |
For |
For |
2 |
Adopt the H Share Appreciation Rights Incentive Plan and the Initial Grant |
Management |
For |
Against |
3 |
Authorize Board to Deal With All Matters in Relation to the Initial Grant Scheme |
Management |
For |
Against |
|
||||
POLY CULTURE GROUP CORP. LTD. |
||||
Ticker: 3636 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Li Weiqiang as Director |
Management |
For |
For |
2 |
Approve 2018 Annual Report |
Management |
For |
For |
3 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
4 |
Approve 2018 Report of the Board of Supervisors |
Management |
For |
For |
5 |
Approve 2018 Financial Report |
Management |
For |
For |
6 |
Approve 2018 Dividend Distribution Plan |
Management |
For |
For |
7 |
Approve 2019 Financial Budget |
Management |
For |
For |
8 |
Approve 2019 Financing Loans |
Management |
For |
For |
9 |
Approve 2019 Provision of Loans for Subsidiaries |
Management |
For |
Against |
10 |
Approve 2019 Provision of Guarantee for Subsidiaries |
Management |
For |
Against |
11 |
Approve BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditor and KPMG as International Auditor and to Fix Their Remuneration |
Management |
For |
For |
12 |
Approve Grant of General Mandate to Board of Directors to Issue Domestic Medium Term Notes |
Management |
For |
For |
13 |
Approve General Mandate to the Board of Directors to Issue Overseas Bonds |
Management |
For |
For |
|
||||
SINOPHARM GROUP CO., LTD. |
||||
Ticker: 1099 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Asset Purchase Agreement and Related Transactions |
Management |
For |
For |
2 |
Amend Articles of Association |
Shareholder |
For |
For |
|
||||
SINOPHARM GROUP CO., LTD. |
||||
Ticker: 1099 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Hu Jianwei as Director and Authorize Board to Enter into the Service Contract with Him |
Management |
For |
For |
2 |
Elect Chen Fangruo as Director and Authorize Board to Enter into the Service Contract with Him |
Management |
For |
For |
3 |
Elect Yu Qingming as Director and Authorize Board to Enter into the Service Contract with Him |
Shareholder |
For |
Against |
|
||||
SINOPHARM GROUP CO., LTD. |
||||
Ticker: 1099 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Guan Xiaohui as Director and Authorize Board to Enter into the Service Contract with Her |
Management |
For |
For |
|
||||
SINOPHARM GROUP CO., LTD. |
||||
Ticker: 1099 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
3 |
Approve 2018 Audited Financial Statements of the Company and Its Subsidiaries and the Auditors' Report |
Management |
For |
For |
4 |
Approve Profit Distribution Plan and Payment of Final Dividend |
Management |
For |
For |
5 |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
6 |
Authorize Supervisory Committee to Fix Remuneration of Supervisors |
Management |
For |
For |
7 |
Approve Ernst & Young Hua Ming LLP as the Domestic Auditor and Ernst & Young as the International Auditor and Authorize Audit Committee of the Board to Fix Their Remuneration |
Management |
For |
For |
8 |
Approve Provision of Guarantees in Favor of Third Parties |
Management |
For |
Against |
9 |
Approve Amendments to the Rules of Procedures of the Board of Directors |
Management |
For |
For |
10 |
Elect Dai Kun as Director Authorize Any Director to Execute a Service Contract with Her |
Management |
For |
For |
11 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares and/or H Shares |
Management |
For |
Against |
12 |
Approve Amendments to Articles of Association |
Management |
For |
For |
|
||||
SINOTRANS SHIPPING LTD |
||||
Ticker: 368 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Master Services Agreement and Related Transactions |
Management |
For |
For |
2 |
Approve 2018 Sinochart Master Services Agreement and Related Transactions |
Management |
For |
For |
3 |
Approve 2018 SNL Master Services Agreement and Related Transactions |
Management |
For |
For |
4 |
Approve 2018 Master Chartering Agreement and Related Transactions |
Management |
For |
For |
5 |
Approve 2018 Sinochart Master Chartering Agreement and Related Transactions |
Management |
For |
For |
6 |
Approve 2018 SNL Master Chartering Agreement and Related Transactions |
Management |
For |
For |
7 |
Approve 2018 Master Financial Services Agreement and Related Transactions |
Management |
For |
Against |
|
||||
SINOTRANS SHIPPING LTD. |
||||
Ticker: 368 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Scheme of Arrangement and Related Transactions |
Management |
For |
For |
|
||||
SINOTRANS SHIPPING LTD. |
||||
Ticker: 368 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Scheme of Arrangement |
Management |
For |
For |
|
||||
TAIWAN SEMICONDUCTOR MANUFACTURING
CO., LTD. |
||||
Ticker: 2330 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Business Operations Report and Financial Statements |
Management |
For |
For |
2 |
Approve Plan on Profit Distribution |
Management |
For |
For |
3 |
Approve Amendments to Articles of Association |
Management |
For |
For |
4 |
Approve Amendments to Trading Procedures Governing Derivatives Products and Procedures Governing the Acquisition or Disposal of Assets |
Management |
For |
For |
5.1 |
Elect Moshe N. Gavrielov with ID No. 505930XXX as Independent Director |
Management |
For |
For |
|
||||
TENCENT HOLDINGS LIMITED |
||||
Ticker: 700 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a |
Elect Jacobus Petrus (Koos) Bekker as Director |
Management |
For |
For |
3b |
Elect Ian Charles Stone as Director |
Management |
For |
For |
3c |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
4 |
Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
5 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
6 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
7 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
TENCENT HOLDINGS LIMITED |
||||
Ticker: 700 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Refreshment of Scheme Mandate Limit Under the Share Option Scheme |
Management |
For |
Against |
|
||||
TONG REN TANG TECHNOLOGIES CO. LTD. |
||||
Ticker: 1666 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Audited Consolidated Financial Statements |
Management |
For |
For |
2 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
3 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
4 |
Approve Final Dividend |
Management |
For |
For |
5 |
Approve PricewaterhouseCoopers as Overseas Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
6 |
Approve PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
7 |
Elect Gu Hai Ou as Director, Authorize Board to Fix His Remuneration, and Authorize Board to Enter Into a Service Contract with Gong Qin |
Management |
For |
For |
8 |
Adopt Rules and Procedures Regarding General Meetings of Shareholders |
Management |
For |
For |
9 |
Adopt Rules and Procedures Regarding Meetings of Board of Directors |
Management |
For |
For |
10 |
Adopt Rules and Procedures Regarding Meetings of Board of Supervisors |
Management |
For |
For |
11 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Domestic Shares or H Shares |
Management |
For |
Against |
|
||||
TRAVELSKY TECHNOLOGY LIMITED |
||||
Ticker: 696 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve 2018 Report of the Board of Directors |
Management |
For |
For |
2 |
Approve 2018 Report of the Supervisory Committee |
Management |
For |
For |
3 |
Approve 2018 Audited Financial Statements |
Management |
For |
For |
4 |
Approve 2018 Allocation of Profit and Distribution of Final Dividend |
Management |
For |
For |
5 |
Approve BDO Limited as International Auditors and BDO China Shu Lun Pan Certified Public Accountants LLP as PRC Auditors and to Authorize Board to Fix Their Remuneration |
Management |
For |
For |
6 |
Elect Zhao Xiaohang as Director, Authorize Board to Fix His Remuneration and Approve Termination of the Office of Cao Jianxiong as a Non-executive Director of the Company |
Shareholder |
For |
For |
7 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights for H Shares and Domestic Shares |
Management |
For |
Against |
8 |
Authorize Repurchase of Issued H Share Capital |
Management |
For |
For |
9 |
Approve Amendments to Articles of Association |
Management |
For |
For |
|
||||
TRAVELSKY TECHNOLOGY LIMITED |
||||
Ticker: 696 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Authorize Repurchase of Issued H Share Capital |
Management |
For |
For |
|
||||
TRAVELSKY TECHNOLOGY LTD. |
||||
Ticker: 696 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Elect Tang Bing as Director, Authorize Board to Fix His Remuneration, and Approve Termination of the Office of Li Yangmin as Director |
Management |
For |
For |
2 |
Elect Han Wensheng as Director, Authorize Board to Fix His Remuneration, and Approve Termination of the Office of Yuan Xin'an as Director |
Management |
For |
For |
|
||||
UNI-PRESIDENT CHINA HOLDINGS LTD. |
||||
Ticker: 220 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2 |
Approve Final Dividend |
Management |
For |
For |
3a |
Elect Chen Kuo-Hui as Director |
Management |
For |
For |
3b |
Elect Fan Ren-Da Anthony as Director |
Management |
For |
Against |
3c |
Elect Lo Peter as Director |
Management |
For |
For |
4 |
Authorize Board to Fix the Remuneration of Directors |
Management |
For |
For |
5 |
Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
For |
6 |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
7 |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
8 |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
UNI-PRESIDENT ENTERPRISES CORP. |
||||
Ticker: 1216 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Business Operations Report and Financial Statements |
Management |
For |
For |
2 |
Approve Plan on Profit Distribution |
Management |
For |
For |
3 |
Approve Amendments to Articles of Association |
Management |
For |
For |
4 |
Approve Amendment to Rules for Election of Directors |
Management |
For |
For |
5 |
Approve Amendment to Procedures for Election of Directors |
Management |
For |
For |
6 |
Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets |
Management |
For |
For |
7 |
Amend Procedures for Lending Funds to Other Parties |
Management |
For |
For |
8 |
Amend Procedures for Endorsement and Guarantees |
Management |
For |
For |
9.1 |
Elect YUN LIN, with ID NO.G201060XXX, as Independent Director |
Management |
For |
For |
9.2 |
Elect CHAO-TANG YUE, with ID NO.E101392XXX, as Independent Director |
Management |
For |
For |
9.3 |
Elect HONG-TE LU, with ID NO.M120426XXX, as Independent Director |
Management |
For |
Against |
9.4 |
Elect Chih-Hsien Lo, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director |
Management |
For |
For |
9.5 |
Elect Shiow-Ling Kao, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director |
Management |
For |
Against |
9.6 |
Elect Jui-Tang Chen, a Representative of Kao Chyuan Inv. Co., Ltd. with SHAREHOLDER NO.69100090, as Non-Independent Director |
Management |
For |
Against |
9.7 |
Elect Chung-Ho Wu, a Representative of Young Yun Inv. Co., Ltd. with SHAREHOLDER NO.69102650, as Non-Independent Director |
Management |
For |
Against |
9.8 |
Elect Ping-Chih Wu, a Representative of Taipo Inv. Co., Ltd.. with SHAREHOLDER NO.69100060, as Non-Independent Director |
Management |
For |
Against |
9.9 |
Elect Chung-Shen Lin, a Representative of Ping Zech Corp. with SHAREHOLDER NO.83023195, as Non-Independent Director |
Management |
For |
Against |
9.10 |
Elect Pi-Ying Cheng, a Representative of Joyful Inv. Co. with SHAREHOLDER NO.69100010, as Non-Independent Director |
Management |
For |
Against |
9.11 |
Elect a Representative of YuPeng Inv. Co., Ltd. with SHAREHOLDER NO.82993970 as Non-Independent Director |
Management |
For |
Against |
9.12 |
Elect Po-Yu Hou, with SHAREHOLDER NO.23100013, as Non-Independent Director |
Management |
For |
Against |
9.13 |
Elect Chang-Sheng Lin, with SHAREHOLDER NO.15900071, as Non-Independent Director |
Management |
For |
Against |
10 |
Approve Release of Restrictions of Competitive Activities of Directors |
Management |
For |
For |
|
||||
WEIFU HIGH-TECHNOLOGY GROUP CO. LTD. |
||||
Ticker: 200581 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Report of the Board of Directors |
Management |
For |
For |
2 |
Approve Report of the Board of Supervisors |
Management |
For |
For |
3 |
Approve Annual Report and Summary |
Management |
For |
For |
4 |
Approve Financial Statements |
Management |
For |
For |
5 |
Approve Profit Distribution |
Management |
For |
For |
6 |
Approve Daily Related-party Transactions |
Management |
For |
For |
7 |
Approve Appointment of Financial Report Auditor |
Management |
For |
For |
8 |
Approve Appointment of Internal Control Evaluation Auditor |
Management |
For |
For |
9 |
Approve Amendments to Articles of Association |
Management |
For |
For |
|
||||
XINCHEN CHINA POWER HOLDINGS LIMITED |
||||
Ticker: 1148 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Accept Financial Statements and Statutory Reports |
Management |
For |
For |
2A |
Elect Liu Tongfu as Director |
Management |
For |
For |
2B |
Elect Wang Jun as Director |
Management |
For |
Against |
2C |
Elect Huang Haibo as Director |
Management |
For |
Against |
2D |
Authorize Board to Fix Remuneration of Directors |
Management |
For |
For |
3 |
Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration |
Management |
For |
Against |
4A |
Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights |
Management |
For |
Against |
4B |
Authorize Repurchase of Issued Share Capital |
Management |
For |
For |
4C |
Authorize Reissuance of Repurchased Shares |
Management |
For |
Against |
|
||||
XINCHEN CHINA POWER HOLDINGS LTD. |
||||
Ticker: 1148 |
||||
Proposal No |
Proposal |
Proposed By |
Management Recommendation |
Vote Cast |
1 |
Approve Brilliance China Purchase Agreement, Proposed Annual Caps and Related Transactions |
Management |
For |
For |
2 |
Approve Huachen Sale Agreement, Proposed Annual Caps and Related Transactions |
Management |
For |
For |
3 |
Approve Brilliance China Sale Agreement, Proposed Annual Caps and Related Transactions |
Management |
For |
For |
4 |
Approve Sichuan Pushi Purchase Agreement, Xinhua Combustion Engine Purchase Agreement, Proposed Annual Caps and Related Transactions |
Management |
For |
For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Templeton Dragon Fund, Inc.
By (Signature and Title)* /s/MATTHEW T. HINKLE_____
Matthew T. Hinkle,
Chief Executive Officer – Finance and Administration
Date August 28, 2019
* Print the name and title of each signing officer under his or her signature.