-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, JTNvNn1l7N9eOaSy41Ul5AyBcl24oNB6NLeCDsQ617TwqvP1GEuOjHZUIODX6uv5 40X49eqwVeettkkWAIIceg== 0000919893-02-000014.txt : 20020414 0000919893-02-000014.hdr.sgml : 20020414 ACCESSION NUMBER: 0000919893-02-000014 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20020226 FILER: COMPANY DATA: COMPANY CONFORMED NAME: TEMPLETON DRAGON FUND INC CENTRAL INDEX KEY: 0000919893 IRS NUMBER: 650473580 STATE OF INCORPORATION: MD FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08394 FILM NUMBER: 02558433 BUSINESS ADDRESS: STREET 1: 700 CENTRAL AVE CITY: ST PETERSBURG STATE: FL ZIP: 33701 BUSINESS PHONE: 8138238712 NSAR-B 1 answer.fil NSAR PE 12/31/01 PAGE 1 000 B000000 12/31/2001 000 C000000 919893 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 TEMPLETON DRAGON FUND, INC. 001 B000000 811-8874 001 C000000 9545277591 002 A000000 500 E. 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In planning and performing our audit of the financial statements of Templeton Dragon Fund, Inc. (the "Fund") for the year ended December 31, 2001, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2001. This report is intended solely for the information and use of the Board of Directors, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP San Francisco, California January 31, 2002 EX-99.77J REVALUATN 4 exh77j1201.txt SHARES REPURHCASED SPREADSHEET PE 12/31/01 EXHIBIT 77J TEMPLETON DRAGON FUND, INC. SHARE REPURCHASE PROGRAM FROM 1/1/01 TO 12/30/01
CLOSING MARKET VALUE NET ASSET DISCOUNT % OF DATE TOTAL COST PER AS OF VALUE AS OF MARKET TO REPURCHASED SHARES COST SHARE TRADE DATE TRADE DATE NET ASSET VALUE - ----------------------------------------------------------------------------------------------------------------------------------- SHARES REPURCHASED FROM INCEPTION TO 1/1/01 /1/ 5,058,900 $44,243,941 SHARES REPURCHASED DURING THE PERIOD: 01/02/2001 6,000 44,400 $7.40 $7.31 $ 9.94 26% 01/09/2001 5,500 42,419 7.71 7.71 10.32 24% 02/28/2001 17,700 158,003 8.37 8.93 11.00 19% 03/01/2001 15,300 133,477 8.23 8.72 10.62 18% 03/07/2001 4,200 35,925 8.27 8.55 10.73 19% 03/08/2001 12,000 102,660 8.46 8.56 10.67 20% 03/09/2001 12,000 101,880 8.43 8.49 10.58 21% 03/12/2001 10,000 83,175 8.15 8.32 10.26 20% 03/13/2001 14,200 112,602 8.15 7.93 9.87 19% 03/14/2001 9,000 68,810 8.25 7.65 9.81 23% 03/15/2001 8,000 62,740 8.16 7.84 9.98 21% 03/16/2001 10,000 77,970 8.16 7.80 10.03 22% 03/19/2001 9,000 71,220 8.35 7.90 9.95 21% 03/20/2001 9,900 78,675 8.24 7.85 9.81 20% 03/21/2001 3,000 23,595 8.24 7.77 9.82 21% 03/22/2001 9,000 68,265 8.40 7.65 9.70 21% 03/23/2001 2,300 17,906 8.53 7.85 9.81 20% 04/02/2001 6,000 48,285 8.74 8.01 10.07 20% 04/03/2001 17,500 138,658 8.24 7.85 9.91 21% 04/04/2001 8,000 62,390 8.24 7.78 9.68 20% 04/24/2001 6,300 51,850 8.78 8.22 10.32 20% 04/25/2001 7,200 59,322 8.68 8.24 10.23 19% 06/29/2001 5,000 43,840 8.71 8.76 10.60 17% ----------- ----------- TOTAL SHARES REPURCHASED FOR CURRENT PERIOD: 207,100 1,688,067 ----------- ----------- TOTAL SHARES REPURCHASED 5,266,600 $45,932,008 =========== ============
PERCENTAGE OF SHARES REPURCHASED SINCE INCEPTION OF THE REPURCHASE PROGRAM: 9.8% 1. Inception date of repurchase plan is 10/18/97. -----END PRIVACY-ENHANCED MESSAGE-----