0000828803-18-000019.txt : 20180301
0000828803-18-000019.hdr.sgml : 20180301
20180301143536
ACCESSION NUMBER: 0000828803-18-000019
CONFORMED SUBMISSION TYPE: NSAR-B
PUBLIC DOCUMENT COUNT: 3
CONFORMED PERIOD OF REPORT: 20171231
FILED AS OF DATE: 20180301
DATE AS OF CHANGE: 20180301
EFFECTIVENESS DATE: 20180301
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: TEMPLETON DRAGON FUND INC
CENTRAL INDEX KEY: 0000919893
IRS NUMBER: 650473580
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NSAR-B
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-08394
FILM NUMBER: 18656314
BUSINESS ADDRESS:
STREET 1: 300 S.E. 2ND STREET
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301-1923
BUSINESS PHONE: 9545277500
MAIL ADDRESS:
STREET 1: 300 S.E. 2ND STREET
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33301-1923
NSAR-B
1
answer.fil
ANSWER FILE
PAGE 1
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PAGE 2
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PAGE 3
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PAGE 5
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PAGE 6
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PAGE 7
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PAGE 8
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PAGE 9
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SIGNATURE KRISTIN CARBONI
TITLE ASSISTANT TREASURER
EX-99.77B ACCT LTTR
2
581-77B.txt
ACCOUNTANTS REPORT ON INTERNAL CONTROL
Report of Independent Registered Public Accounting Firm
To the Board of Directors and Shareholders of Templeton
Dragon Fund, Inc.:
In planning and performing our audit of the consolidated
financial statements of Templeton Dragon Fund, Inc.
and its subsidiary (collectively, the "Fund") as of and for
the year ended December 31, 2017, in accordance with the standards
of the Public Company Accounting Oversight Board (United States),
we considered the Fund's internal control over financial reporting,
including controls over safeguarding securities, as a basis for
designing our auditing procedures for the purpose of expressing
our opinion on the financial statements and to comply with the
requirements of Form N-SAR, but not for the purpose of expressing
an opinion on the effectiveness of the Fund's internal control
over financial reporting. Accordingly, we do not express an
opinion on the effectiveness of the Fund's internal control
over financial reporting.
The management of the Fund is responsible for establishing and
maintaining effective internal control over financial reporting.
In fulfilling this responsibility, estimates and judgments by management
are required to assess the expected benefits and related costs of controls.
A fund's internal control over financial reporting is a process designed
to provide reasonable assurance regarding the reliability of financial
reporting and the preparation of financial statements for external
purposes in accordance with generally accepted accounting principles.
A fund's internal control over financial reporting includes those
policies and procedures that (1) pertain to the maintenance of records that,
in reasonable detail, accurately and fairly reflect the transactions and
dispositions of the assets of the fund; (2) provide reasonable assurance
that transactions are recorded as necessary to permit preparation of
financial statements in accordance with generally accepted accounting
principles, and that receipts and expenditures of the fund are being made
only in accordance with authorizations of management and directors of the
fund; and (3) provide reasonable assurance regarding prevention or timely
detection of unauthorized acquisition, use or disposition of a fund's
assets that could have a material effect on the financial statements.
Because of its inherent limitations, internal control over financial
reporting may not prevent or detect misstatements. Also, projections of
any evaluation of effectiveness to future periods are subject to the risk
that controls may become inadequate because of changes in conditions,
or that the degree of compliance with the policies or procedures may
deteriorate.
A deficiency in internal control over financial reporting exists
when the design or operation of a control does not allow management or
employees, in the normal course of performing their assigned functions,
to prevent or detect misstatements on a timely basis. A material weakness
is a deficiency, or a combination of deficiencies, in internal control
over financial reporting, such that there is a reasonable possibility
that a material misstatement of the Fund's annual or interim consolidated
financial statements will not be prevented or detected on a timely basis.
Our consideration of the Fund's internal control over financial reporting
was for the limited purpose described in the first paragraph and would
not necessarily disclose all deficiencies in internal control over
financial reporting that might be material weaknesses under standards
established by the Public Company Accounting Oversight Board
(United States). However, we noted no deficiencies in the Fund's
internal control over financial reporting and its operation,
including controls over safeguarding securities, that we consider
to be material weaknesses as defined above as of December 31, 2017.
This report is intended solely for the information and use of
management and the Board of Directors of Templeton Dragon Fund, Inc.
and its subsidiary and the Securities and Exchange Commission and is not
intended to be and should not be used by anyone other than these
specified parties.
/s/PricewaterhouseCoopers LLP
San Francisco, California
February 20, 2018
EX-99.77C VOTES
3
581-77C.txt
LEGAL ATTACHMENT
Name of Registrant:
Templeton Dragon Fund, Inc.
File No. 811-08394
Exhibit Item No. 77C Matter Submitted to a Vote of Security Holders
The Annual Meeting of Shareholders of Templeton Dragon
Fund, Inc. (the "Fund") was held at the Fund's offices,
300 S.E. 2nd Street, Fort Lauderdale, Florida, on May 30, 2017.
The purposes of the meeting were to elect four (4) Directors and
the ratification of the selection of PricewaterhouseCoopers LLP
as the independent registered public accounting firm for the
fiscal year ending December 31, 2017. At the meeting, the following
persons were elected by the shareholders to serve as Directors of
the Fund: Harris J. Ashton, Mary C. Choksi, J. Michael Luttig and
Constantine D. Tseretopoulos. No other business was transacted
at the meeting.
The results of the voting at the Annual Meeting are as follows:
Proposal 1. The election of four Directors:
Term Expiring 2020
For % of
Outstanding
Shares % of
Shares
Present
Withheld % of
Outstanding
Shares % of
Shares
Present
Harris J. Ashton 29,644,762 86.55% 96.45% 1,090,264 3.18% 3.55%
Mary C. Choksi 29,639,619 86.53% 96.44% 1,095,407 3.20% 3.56%
J. Michael Luttig 29,729,376 86.79% 96.73% 1,005,650 2.94% 3.27%
Constantine D. Tseretopoulos 29,604,349 86.43% 96.32% 1,130,677 3.30% 3.68%
There were no broker non-votes received with respect to this item.
Proposal 2. The ratification of the selection of
PricewaterhouseCoopers LLP as the independent registered public
accounting firm for the fiscal year ending December 31, 2017.
Shares
Voted % of
Outstanding
Shares % of
Shares
Present
For 30,183,755 88.12% 98.21%
Against 406,028 1.19% 1.32%
Abstain 145,239 0.42% 0.47%