-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FZHV0tQPTcsArgu+EPQnVnByzsP7LVJrJvdAC1qMb6DB7H2h3ZfGPvDSSznKUNoL FUojS5qoRh9W3FmshkIR7A== 0000950005-97-000162.txt : 19970222 0000950005-97-000162.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950005-97-000162 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970213 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: C CUBE MICROSYSTEMS INC CENTRAL INDEX KEY: 0000919870 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 770192108 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-45081 FILM NUMBER: 97528652 BUSINESS ADDRESS: STREET 1: 1778 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 408-944-6300 MAIL ADDRESS: STREET 1: 1778 MCCARTHY BLVD CITY: MILPITAS STATE: CA ZIP: 95035 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SEQUOIA CAPITAL GROWTH FUND ET AL CENTRAL INDEX KEY: 0000931251 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 954107950 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 3000 SAND HILL ROAD 4-280 CITY: MENCO PARK STATE: CA ZIP: 94025 BUSINESS PHONE: 4158543927 MAIL ADDRESS: STREET 1: 3000 SAND HILL ROAD 4-280 CITY: MENCO PARK STATE: CA ZIP: 94025 SC 13G/A 1 SC 13G/A SCHEDULE 13G INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)* C Cube Microsystems ------------------- (Name of Issuer) Common ------ (Title of Class of Securities) 125015107 --------- (CUSIP Number) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1334 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes) Page 1 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 125015107 13G Page 2 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA CAPITAL GROWTH FUND 95-4107950 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amended 2/96 REPORTING PERSON WITH -0- -0- ------- ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amended 2/96 1,166,572 868,349 ------- ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amended 2/96 -0- -0- ------- ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amended 2/96 1,166,572 868,349 - ---------------------------- ------- ---------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amended 2/96 1,166,572 868,349 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amended 2/96 3.6% 2.4% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 2 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 125015107 13G Page 3 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA PARTNERS (CF) 95-4107954 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amended 2/96 REPORTING PERSON WITH -0- -0- ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amended 2/96 1,166,572 868,349 ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amended 2/96 -0- -0- ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amended 2/96 1,166,572 868,349 - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amended 2/96 1,166,572 868,349 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amended 2/96 3.6% 2.4% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 3 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No.125015107 13G Page 4 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA TECHNOLOGY PARTNERS III 95-4121745 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) x - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION California - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amended 2/96 REPORTING PERSON WITH -0- -0- ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amended 2/96 70,344 52,938 ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amended 2/96 -0- -0- ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amended 2/96 70,344 52,938 - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amended 2/96 70,344 52,938 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amended 2/96 3.6% 2.4% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 4 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 125015107 13G Page 5 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA CAPITAL V 94-3095978 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ------- ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 805,750 -0- ------- ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ------- ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 805,750 -0- - ---------------------------- ------- ---------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 805,750 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 2.5% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 5 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -125015107 13G Page 6 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA PARTNERS (FR) 94-3096657 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 805,750 -0- ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 805,750 -0- - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 805,750 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 2.5% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 6 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -125015107 13G Page 7 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA TECHNOLOGY PARTNERS V 94-3095977 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 53,718 -0- ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 53,718 -0- - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 53,718 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 Less than 1% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 7 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -125015107 13G Page 8 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS SEQUOIA XXII 95-4337758 - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION CALIFORNIA - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- -0- ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 35,810 -0- ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 35,810 -0- - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 35,810 -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 Less than 1% -0- - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* PN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 8 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -125015107 13G Page 9 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS THOMAS STEPHENSON - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- 49,061 ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally filed 2/95 Amendment 2/96 2,096,384 920,687 ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 -0- -0- ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally filed 2/95 Amendment 2/96 2,096,384 920,687 - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally filed 2/95 Amendment 2/96 2,096,384 969,748 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally filed 2/95 Amendment 2/96 6.5% 2.6% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 9 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -125015107 13G Page 10 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS DONALD VALENTINE - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally Filed 2/95 Amendment 2/96 REPORTING PERSON WITH 104,583 149,321 ------- ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally Filed 2/95 Amendment 2/96 2,132,194 920,687 ------- ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 104,583 149,321 ------- ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 2,132,194 920,687 - ---------------------------- ------- ---------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally Filed 2/95 Amendment 2/96 2,236,777 1,070,008 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally Filed 2/95 Amendment 2/96 6.9% 3% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 10 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. -125015107 13G Page 11 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS MICHAEL MORITZ - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION UK - ---------------------------- ------- ---------------------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally Filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- 28,108 ------- ---------------------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally Filed 2/95 Amendment 2/96 2,096,384 920,687 ------- ---------------------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 -0- 28,108 ------- ---------------------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 2,096,384 920,687 - ---------------------------- ------- ---------------------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally Filed 2/95 Amendment 2/96 2,096,384 948,795 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally Filed 2/95 Amendment 2/96 6.5% 2.7% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 11 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 125015107 13G Page 12 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS GORDON RUSSELL - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally Filed 2/95 Amendment 2/96 REPORTING PERSON WITH -0- 56,659 ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally Filed 2/95 Amendment 2/96 2,132,194 920,687 ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 -0- 56,659 ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 2,132,194 920,687 - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally Filed 2/95 Amendment 2/96 2,132,194 977,318 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally Filed 2/95 Amendment 2/96 6.6% 2.7% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 12 of 17
- ----------------------------------------------------- ----------------------------------------- CUSIP No. 125015107 13G Page 13 of 17 Pages - ----------------------------------------------------- ----------------------------------------- - ------------- --------------------------------------------------------------------------------------------------------------------- 1 NAME OF REPORTING PERSONS S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSONS PIERRE LAMOND - ------------- --------------------------------------------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) o (b) X - ------------- --------------------------------------------------------------------------------------------------------------------- 3 SEC USE ONLY - ------------- --------------------------------------------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION US - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- NUMBER OF SHARES 5 SOLE VOTING POWER BENEFICIALLY OWNED BY EACH Originally Filed 2/95 Amendment 2/96 REPORTING PERSON WITH 120,000 55,659 ----- ----------------------------------------------------------------------------------- 6 SHARED VOTING POWER Originally Filed 2/95 Amendment 2/96 2,096,384 920,687 ----- ----------------------------------------------------------------------------------- 7 SOLE DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 120,000 55,659 ----- ----------------------------------------------------------------------------------- 8 SHARED DISPOSITIVE POWER Originally Filed 2/95 Amendment 2/96 2,096,384 920,687 - ----------------------------- ----------- ----- ----------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON Originally Filed 2/95 Amendment 2/96 2,217,384 976,346 - ------------- --------------------------------------------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* - ------------- --------------------------------------------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 Originally Filed 2/95 Amendment 2/96 6.8% 2.7% - ------------- --------------------------------------------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON* IN - ------------- ---------------------------------------------------------------------------------------------------------------------
Page 13 of 17 (a) Name of Issuer: C Cube Microsystems Company . (b) Address of Issuer's Principal Executive Offices: 1778 McCarthy Boulevard Milpitas, CA 95035 Item 2. (a) Name of Persons Filing: Sequoia Capital Growth Fund ("SCGF") Sequoia Partners (CF) ("SP(CF)") Sequoia Technology Partners III ("STP III") Sequoia Capital V ("SC V") Sequoia Partners (FR) ("SP(FR)") Sequoia Technology Partners V ("STP V") Sequoia XXII ("S XXII") Pierre Lamond ("PL") Donald T. Valentine ("DTV") Thomas F. Stephenson ("TFS") Gordon Russell ("GR") Michael Moritz ("MM") SP(CF) is the General Partner of SCGF. PL, DTV, TFS, MM, and GR are General Partners of SP(CF) and STP III. SP(FR) is the General Partner of SC V. PL, DTv, TFS, GR and MM are General Partners of SP(FR) and STP V. (b) Address of Principal Business Office or, if None, Residence: 3000 Sand Hill Road Building 4, Suite 280 Menlo Park, CA 94025 (c) Citizenship: SCGF, SP(CF), STP III, SC V, SP(FR), STPV, S XXII: California PL, DTV, TFS, GR: United States; MM: UK (d) Title of Class of Securities: Common Stock (e) CUSIP Number: 125015107 Item 3. If this statement is filed pursuant to Rules 13d-1(b),or 13d-2(b), check whether the person filing is a: Not applicable Item 4. Ownership See Rows 5 through 11 of cover pages Item 5. Ownership of Five Percent or Less of a Class If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: X Instruction. Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person Not applicable Page 14 of 17 Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company Not applicable Item 8. Identification and Classification of Members of the Group Not applicable Item 9. Notice of Dissolution of Group Not applicable Item 10. Certification [The following certification shall be included if the statement is filed pursuant to Rule 13d-1(b):] By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purpose or effect.] [EXHIBITS] [A: Joint Filing Statement] Page 15 of 17 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 4, 1997 SEQUOIA CAPITAL GROWTH FUND By its General Partner, Sequoia Partners (CF) SEQUOIA TECHNOLOGY PARTNERS III - -------------------------------- Thomas Stephenson, General Partner SEQUOIA CAPITAL V By its General Partner, Sequoia Partners (FR) SEQUOIA TECHNOLOGY PARTNERS V - -------------------------------- Pierre Lamond, General Partner SEQUOIA XXII - -------------------------------- Thomas Stephenson - -------------------------------- Pierre Lamond - -------------------------------- Donald T. Valentine - -------------------------------- Thomas F. Stephenson - -------------------------------- Gordon Russell - -------------------------------- Michael Moritz Page 16 of 17 EXHIBIT A JOINT FILING STATEMENT Pursuant to Rule 13d-1(f)(1), we, the undersigned, hereby express our agreement that the attached Schedule 13G is filed on behalf of each of us. Date: February 4, 1997 SEQUOIA CAPITAL GROWTH FUND By its General Partner, Sequoia Partners (CF) SEQUOIA TECHNOLOGY PARTNERS III - ---------------------------------- Thomas Stephenson, General Partner SEQUOIA CAPITAL V By its General Partner, Sequoia Partners (FR) SEQUOIA TECHNOLOGY PARTNERS V - -------------------------------- Pierre Lamond, General Partner SEQUOIA XXII - -------------------------------- Thomas Stephenson - -------------------------------- Pierre Lamond - -------------------------------- Donald T. Valentine - -------------------------------- Thomas F. Stephenson - -------------------------------- Gordon Russell - -------------------------------- Michael Moritz Page 17 of 17 -----END PRIVACY-ENHANCED MESSAGE-----