-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PJOPpv0tcYInvY8qhxb04NP7aac2Vg1zLEnMQ9UVhXkmTqJ75XYNp+aylURmA6ni dQt3BRrg1UaX0Ffcl+CxwQ== 0000950124-07-001249.txt : 20070302 0000950124-07-001249.hdr.sgml : 20070302 20070302091024 ACCESSION NUMBER: 0000950124-07-001249 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070226 ITEM INFORMATION: Unregistered Sales of Equity Securities FILED AS OF DATE: 20070302 DATE AS OF CHANGE: 20070302 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FENTURA FINANCIAL INC CENTRAL INDEX KEY: 0000919865 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 382806518 STATE OF INCORPORATION: MI FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-23550 FILM NUMBER: 07665744 BUSINESS ADDRESS: STREET 1: 175 NORTH LAROY CITY: FENTON STATE: MI ZIP: 48430-0725 BUSINESS PHONE: 8106292263 8-K 1 k12863e8vk.htm CURRENT REPORT, DATED FEBRUARY 26, 2007 e8vk
 

 
 
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d) of
the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported)           March 2, 2007 (February 26, 2007)          
Fentura Financial, Inc.
 
(Exact name of registrant as specified in its charter)
Michigan
 
(State or other jurisdiction of incorporation)
     
0-23550   38-2806518
     
(Commission File Number)   (IRS Employer Identification No.)
     
175 North Leroy Street    
P.O. Box 725    
Fenton, Michigan   48430-0725
     
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code            (810) 629-2263          
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

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Item 3.02 Unregistered Sales of Equity Securities.
     On February 26, 2007, the Corporation sold an aggregate of 3,240 shares of its common stock for cash to various Michigan residents. These shares were issued in an intrastate offering exempt from the registration requirements of the Securities Act of 1933, as amended (the “Act”), pursuant to Section 3(a)(11) thereof and Rule 147 promulgated by the Securities and Exchange Commission thereunder. The Corporation relied on this exemption due to the fact that it is a resident of and doing business within the State of Michigan and that no part of the issue was or is being offered or sold to persons that are not residents of Michigan within the time period specified in Rule 147.
     The shares were sold at a purchase price of $32.55 per share, resulting in aggregate gross proceeds to the Corporation of $105,462. No underwriting discounts or commissions were paid in connection with the sale of these shares.

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SIGNATURES
     Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  FENTURA FINANCIAL, INC.
                     (Registrant)
 
 
  By:   /s/ Ronald L. Justice    
    Ronald L. Justice, SVP-Corporate Governance &   
    Investor Relations   
 
Dated: March 2, 2007

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