EX-99.77O RULE 10F-3 3 tenfthree.txt 10F-3 PARTICIPATING TRADE PRICE SHARES/PAR PURCHASED UNDERWRITING (Portfolio's) DATE PER SHARE AMOUNT FROM Dex Media Corp MSUIF Mid Cap Growth 7/21/04 19.00 14,200 Merrill Lynch Schering Plough Corporation MSUIF Equity Income 8/4/04 50.00 4,000 Goldman Sachs MGM Mirage Inc. MSUIF High Yield Portfolio 9/8/04 101.50 395,000 JP Morgan MS Global Opportunities Bond Fund, Inc 9/8/04 101.50 20,000 JP Morgan MS High Yield Fund, Inc. 9/8/04 101.50 560,000 JP Morgan MS High Yield Securities 9/8/04 101.50 3,105,000 JP Morgan Carters Inc. MSIF Small Company Growth Portfolio 9/23/04 26.20 44,100 Goldman Sachs Enterprise Products MSUIF Core Plus Fixed Fund 9/23/04 99.91 125,000 Wachovia MSUIF Equity & Income 9/23/04 99.91 20,000 Wachovia MSUIF Core Plus Fixed 9/23/04 99.72 260,000 Wachovia MSUIF Equity & Income 9/23/04 99.72 40,000 Wachovia Thai Oil Public Company Limited MS Emerging Markets Fund 10/14/040.78131,500 Merrill Lynch International MSIF Emerging Markets Portfolio 10/14/04 0.78 443,400 Merrill Lynch MSUIF Emerging Markets 10/14/04 0.78 151,500 Merrill Lynch International MS Asia Pacific Fund 10/14/04 0.78 168,500 Merrill Lynch International Sunstone Hotel Investors Inc. MSIF US Real Estate Portfolio 10/20/04 17.00 109,500 Merrill Lynch MSUF US Real Estate Portfolio 10/20/04 17.00 103,600 Merrill Lynch Calamos Asset Management MSIF Small Company Growth Portfolio 10/27/0418.00 99,000 Merrill Lynch MSIFT Mid Cap Growth 10/27/04 18.00 112,600 Merrill Lynch MSUIF Mid Cap Growth 10/27/04 18.00 8,500 Merrill Lynch MSUIF Small Company Growth 10/27/04 18.00 2,400 Merrill Lynch The Interpublic Group of Companies, Inc. Note 6.25% due 11/15/14 MS Flexible Income Trust 11/15/04 99.71 730,000 Citigroup MS Select Flexible Income Trust 11/15/04 99.71 145,000 Citigroup MS High Yield Securities 11/15/04 99.71 3,595,000 Citigroup MS Global Opportunity Bond Fund Inc. 11/15/04 99.71 135,000 Citigroup MS High Yield Fund Inc. 11/15/04 99.71 685,000 Citigroup MSUIF High Yield Portfolio 11/15/04 99.71 420,000 Citigroup The Interpublic Group of Companies, Inc. Note 5% due 12/1/14 MSIFT Balanced Portfolio 11/15/04 99.87 70,000 Citigroup MSIFT Core Plus Fixed Income Portfolio 11/15/04 99.87 2,005,000 Citigroup MSUIF Core Plus Fixed Income 11/15/04 99.87 225,000 Citigroup Wisconsin Electric Power 3.50% due 12/07 MSUIF Core Plus Fixed Income 11/17/04 99.98 120,000 Citigroup MSUIF Equity & Income 11/17/04 99.98 45,000 Citigroup CIT Group MSUIF Equity & Income 11/17/04 99.86 20,000 Credit Suisse First Boston Clorox Company MSIF Core Plus Fixed Income 11/30/04 100.00 2,290,000 Goldman Sachs MSUIF Core Plus Fixed Income 11/30/04 100.00 295,000 Goldman Sachs Foundation Coal Holdings, Inc. MSIFT Small Cap Value Portfolio 12/8/04 22.00 46,500 Citigroup Developers Diversified Realty MSIF US Real Estate Portfolio 12/15/04 45.15 68,300 Stiefel, Nickolas and Co. MSUF - US Real Estate Portfolio 12/15/04 45.15 70,500 Stiefel, Nickolas and Co. Security Underwriters Dex Media Corp. Bank of America Securities LLC Citigroup Credit Suisse First Boston Deutsche Bank Securities Goldman Sachs & Co. JPMorgan Lehman Brothers Merrill Lynch & Co. Morgan Stanley Wachovia Securities Schering Plough Corp. BNP Paribas BNY Capital Markets, Inc. Citigroup Credit Suisse First Boston Goldman Sachs & Co. ING Financial Markets Mellon Financial Markets, LLC Morgan Stanley The Williams Capital Group LP MGM Mirage, Inc. Banc of America Securities LLC Barclays Capital BNP Paribas Citigroup Commerzbank Securities Daiwa Securities SMBC Europe Deutsche Bank Securities JPMorgan Morgan Stanley Piper Jaffray & Co. RBS Greenwich Capital Scotia Capital SG Corporate & Investment Banking Wachovia Securities Wells Fargo Securities LLC Carters, Inc. Enterprise Products Banc of America Securities LLC Barclays Capital BNP Paribas Citigroup Harris Nesbitt HVB Capital Markets, Inc. JPMorgan Lehman Brothers Mitsubishi Securities Mizuho International plc Morgan Stanley RBC Capital Markets Scotia Capital SunTrust Robinson Humphrey UBS Investment Bank Wachovia Securities Thai Oil Company Ltd. ABN Amro Rothschild JPMorgan Merrill Lynch International Morgan Stanley Sunstone Hotel Investors Inc. A.G. Edwards Bear, Stearns & Co. Inc. Calyon Securities (USA) Inc. Citigroup Deutsche Bank Securities Merrill Lynch & Co. Morgan Stanley UBS Investment Bank Calamos Asset Management Citigroup Goldman Sachs & Co. Merrill Lynch & Co. UBS Investment Bank The Interpublic Group of Companies, Inc. JPMorgan Citigroup UBS Investment Bank Morgan Stanley HSBC Calyon Securities (USA) Inc. SunTrust Robinson Humphrey KeyBanc Capital Markets Wisconsin Electric Power Co. Citigroup Morgan Stanley Wachovia Securities CIT Group BNP Paribas Citigroup Credit Suisse First Boston Goldman Sachs & Co. Wachovia Securities HSBC Morgan Stanley Merrill Lynch & Co. Bear, Stearns & Co. Inc. Clorox Company Developers Diversified Realty Corp. Morgan Stanley