-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NwioSo79tPJuCeFVvtuSKwInMSrcY4BblFlsoXAyPnvkpNv0Y9Ydxsfqd2IcuuFn PS5ChfhVPrLTKbo8Uq58zQ== 0001188327-04-000017.txt : 20040301 0001188327-04-000017.hdr.sgml : 20040301 20040301132646 ACCESSION NUMBER: 0001188327-04-000017 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 20031231 FILED AS OF DATE: 20040301 EFFECTIVENESS DATE: 20040301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MORGAN STANLEY DEAN WITTER ASIA PACIFIC FUND INC CENTRAL INDEX KEY: 0000919808 IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-08388 FILM NUMBER: 04638393 BUSINESS ADDRESS: STREET 1: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 BUSINESS PHONE: 6175578742 MAIL ADDRESS: STREET 1: MORGAN STANLEY ASIA PACIFIC FUND STREET 2: 1221 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10020 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY ASIA PACIFIC FUND INC DATE OF NAME CHANGE: 19940505 FORMER COMPANY: FORMER CONFORMED NAME: MORGAN STANLEY ASIA INVESTMENT FUND INC DATE OF NAME CHANGE: 19940316 NSAR-B 1 asiapacnsar.fil NSAR PAGE 1 000 B000000 12/31/2003 000 C000000 0000919808 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 MORGAN STANLEY ASIA-PACIFIC FUND, INC. 001 B000000 811-08388 001 C000000 2127625260 002 A000000 1221 AVENUE OF THE AMERICAS 002 B000000 NEW YORK 002 C000000 NY 002 D010000 10020 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C011200 12 007 C011300 13 007 C011400 14 007 C011500 15 007 C011600 16 007 C011700 17 007 C011800 18 007 C011900 19 007 C012000 20 007 C012100 21 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 PAGE 2 007 C013000 30 007 C013100 31 007 C013200 32 007 C013300 33 007 C013400 34 007 C013500 35 007 C013600 36 007 C013700 37 007 C013800 38 007 C013900 39 007 C014000 40 007 C014100 41 007 C014200 42 007 C014300 43 007 C014400 44 007 C014500 45 007 C014600 46 007 C014700 47 007 C014800 48 007 C014900 49 007 C015000 50 007 C015100 51 007 C015200 52 007 C015300 53 007 C015400 54 007 C015500 55 007 C015600 56 007 C015700 57 007 C015800 58 007 C015900 59 007 C016000 60 007 C016100 61 007 C016200 62 007 C016300 63 007 C016400 64 007 C016500 65 007 C016600 66 007 C016700 67 007 C016800 68 007 C016900 69 007 C017000 70 007 C017100 71 007 C017200 72 007 C017300 73 007 C017400 74 007 C017500 75 007 C017600 76 007 C017700 77 007 C017800 78 007 C017900 79 007 C018000 80 PAGE 3 007 C018100 81 007 C018200 82 007 C018300 83 007 C018400 84 007 C018500 85 007 C018600 86 007 C018700 87 007 C018800 88 007 C018900 89 007 C019000 90 008 A000001 MORGAN STANLEY INVESTMENT MANAGEMENT INC. 008 B000001 A 008 C000001 801-15757 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10020 010 A000001 JPMORGAN INVESTOR SERVICES 010 C010001 BOSTON 010 C020001 MA 010 C030001 02108 010 C040001 3916 012 A000001 AMERICAN STOCK TRANSFER & TRUST COMPANY 012 B000001 84-416 012 C010001 NEW YORK 012 C020001 NY 012 C030001 10030 013 A000001 ERNST & YOUNG LLP 013 B010001 BOSTON 013 B020001 MA 013 B030001 02116 014 A000001 JM MORGAN STANLEY SECURITIES PRIVATE LTD. 014 B000001 8-00000000 014 A000002 MORGAN STANLEY & CO. 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MULLIN TITLE SECRETARY EX-99.77B ACCT LTTR 2 auditletter.txt AUDIT OPINION Report of Ernst & Young LLP, Independent Auditors To the Shareholders and Board of Directors of Morgan Stanley Asia-Pacific Fund, Inc. In planning and performing our audit of the financial statements of Morgan Stanley Asia-Pacific Fund, Inc. for the year ended December 31, 2003, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of Morgan Stanley Asia-Pacific Fund, Inc. is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in internal control, error or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that it may become inadequate because of changes in conditions or that the effectiveness of the design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 2003. This report is intended solely for the information and use of management and the Board of Directors of Morgan Stanley Asia-Pacific Fund, Inc. and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. Ernst & Young LLP Boston, Massachusetts February 11, 2004 EX-99.77O RULE 10F-3 3 tenfthreea.txt 10F-3 TRANSACTIONS MORGAN STANLEY INSTITUTIONAL FUNDS Rule 10f-3 Transactions (Purchase of Securities by Portfolio From an Underwriting Syndicate in which an Affiliate is a Member) (1) "July 1, 2003 - September 30, 2003" AMT OF PARTICIPATING TRADE PRICE/ SHARES/ PURC'D OFFER % UNDERWRITING PORT(s) DATE SHARE(2) PAR AMT FROM (000) UW Packaging Corp. MSIFT Balanced 7/15/03 99.14 60,000 Citi$39,657,200 0.000% of America MSIFT Core Plus7/15/03 99.14 2,200,000 Citi 0.006% due 5.75% UIF Core Plus 7/15/03 99.14 210,000 Citi 0.001% 8/1/13 2,470,000 0.007% UFJ Finance MSIFT Balanced 7/18/03 99.54 155,000 ML $124,422,500 0.000% Aruba AEC MSIFT Core Plus7/18/03 99.54 5,865,000 ML 0.005% due 6.75% MSIFT Investment Grade7/18/03 99.54 980,000 ML 0.001% 7/15/13 MSIFT Limited Dur7/18/0399.54 990,000 ML 0.001% MSIFT Intermediate Dur7/18/03 99.54 210,000 ML 0.000% UIF Core Plus 7/18/03 99.54 555,000 ML 0.000% 8,755,000 0.007% iPass, Inc. MSIF Equity Growth7/23/0314.00 4,100 PCS * $98,000 0.059% MSIF Focus Equity7/23/0314.00 400 PCS * 0.006% MSIF Small Co Growth7/23/0314.00 2,500 PCS * 0.036% MSIF Technology 7/23/03 14.00 100 PCS * 0.001% MSIFT Balanced 7/23/03 14.00 200 PCS * 0.003% MSIFT Small Cap Growth7/23/0314.00 600 PCS * 0.009% UIF Equity Growth7/23/0314.00 600 PCS * 0.009% UIF Technology 7/23/03 14.00 200 PCS * 0.003% UIF Mid Cap Growth7/23/0314.00 300 PCS * 0.004% 9,000 0.130% Seagate MSIFT Mid Cap Growth7/24/0318.75 86,800 ML **$1,125,000 0.145% Technology UIF Mid Cap Growth7/24/0318.75 4,700 ML ** 0.008% 91,500 0.153% Eircom MS Global Op Bond Fund7/29/03100.00 50,000 DB $25,000,000 0.000% Funding MS High Yield Fund7/29/03100.00 300,000 DB 0.001% due 8.25% MSIFT High Yield7/29/03 100.00 1,000,000 DB 0.004% 8/15/13 UIF High Yield 7/29/03 100.00 160,000 DB 0.001% 1,510,000 0.006% Graphic MS Global Op Bond Fund8/1/03100.00 115,000 GS $42,500,000 0.000% Packaging MS High Yield Fund8/1/03100.00 665,000 GS 0.002% International MSIFT High Yield8/1/03 100.00 1,365,000 GS 0.003% due 9.5% UIF High Yield 8/1/03 100.00 355,000 GS 0.001% 8/15/13 2,500,000 0.006% Dynegy Holdings,MS Global Op Bond Fund8/1/0399.37 60,000 CSFB$52,169,775 0.000% Inc.due 9.875 MS High Yield Fund8/1/0399.37 335,000 CSFB 0.001% 7/15/10 MSIFT High Yield8/1/03 99.37 635,000 CSFB 0.001% UIF High Yield 8/1/03 99.37 225,000 CSFB 0.000% 1,255,000 0.002% Miller Brewing MSIFT Balanced 8/6/03 99.66 105,000 Bar $59,794,200 0.000% Co. due 4.25% MSIFT Core Plus 8/6/03 99.66 4,000,000 Bar 0.007% 8/15/08 MSIFT Intermediate Dur8/6/0399.66 140,000 Bar 0.000% MSIFT Investment Grade8/6/0399.66 660,000 Bar 0.001% MSIFT Limited Dur8/6/03 99.66 690,000 Bar 0.001% UIF Core Plus 8/6/03 99.66 375,000 Bar 0.001% 5,970,000 0.010% Amli MSIF US Real Estate8/7/0324.40 19,000 LM $51,240 0.905% Residential UIF US Real Estate8/7/0324.40 13,600 LM 0.648% Properties 32,600 1.553% Avalonbay MSIF US Real Estate8/12/0346.00 14,400 LM $126,500 0.524% Communities,Inc.UIF US Real Estate8/12/0346.00 10,400 LM 0.378% 24,800 0.902% Amphenol Corp. MSIF Equity Growth8/15/0350.00 32,900 ML $435,000 0.378% MSIF Small Co Growth8/15/0350.00 8,000 ML 0.092% MSIF Technology 8/15/03 50.00 1,100 ML 0.013% MSIFT Balanced 8/15/03 50.00 1,600 ML 0.018% MSIFT Mid Cap Growth8/15/0350.00 18,800 ML 0.216% MSIFT Small Cap Growth8/15/0350.00 1,700 ML 0.020% UIF Equity Growth8/15/0350.00 4,500 ML 0.052% UIF Mid Cap Growth8/15/0350.00 1,100 ML 0.013% UIF Small Co Growth8/15/0350.00 100 ML 0.001% UIF Technology 8/15/03 50.00 1,400 ML 0.016% 71,200 0.819% Carolina Power MSIFT US Core Plus9/8/0399.11 490,000 JPM $400,000 0.123% and Light MSIFT Intermediate Dur9/8/0399.11 185,000 JPM 0.046% due 5.125% MSIFT Investment Grade9/8/0399.11 850,000 JPM 0.213% 9/15/13 1,525,000 0.381% MGM Mirage MS Global Op Bond Fund9/11/03100.00 140,000 BOA $600,000 0.023% Inc. due 6.00% MS High Yield Fund9/11/03100.00 395,000 BOA 0.066% 10/1/09 MSIFT High Yield9/11/03 100.00 2,515,000 BOA 0.419% UIF High Yield 9/11/03 100.00 430,000 BOA 0.072% 3,480,000 0.580% FirstEnergy MSIFT US Mid Cap Val9/12/0330.00 18,100 Citi $840,000 0.065% Corp. UIF Equity and Income9/12/0330.00 2,400 Citi 0.009% UIF US Mid Cap Val9/12/0330.00 7,000 Citi 0.025% 27,500 0.099% St. Joe Co. MSIF US Real Estate9/16/0331.50 67,500 RJ $283,500 0.750% UIF US Real Estate9/16/0331.50 45,700 RJ 0.508% 113,200 1.258% Accenture Ltd. MSIF Equity Growth9/23/0321.00 97,650 DB $1,722,000 0.119% UIF Equity Growth9/23/0321.00 13,550 DB 0.017% 111,200 0.136% Journal MSIFT Strategic Small Val9/23/0315.00 3,800 RB $108,750 0.052% Communications MSIFT US Mid Cap Val9/23/0315.00 39,200 RB 0.541% MSIFT US Small Cap Val9/23/0315.00 43,800 RB 0.604% UIF US Mid Cap Val9/23/0315.00 15,200 RB 0.210% 102,000 1.407% Trac-X EM Ltd.UIF Emerging Markets Debt9/29/0399.55 2,250,000 JPM$400,000 0.563% Due 6.5% 12/20/08 * iPass was purchased by multiple brokers. In addition to Pacific Crest Securities, shares were purchased from: SG Cowen, CSFB, RBC Capita Markets & Thomas Weisel Partners. ** Seagate was purchased by multiple brokers. In addition to Merrill Lynch, shared were purchased from: Goldman Sachs, Lehman Brothers, Citigroup, Needham, JP Morgan, Thomas Weisel Partners, Hoefner & Arnett, Blaylocks, Pacific Growth Securities, Bear Sterns, and A. G. Edwards. (1) All transactions were completed in accordance with Rule 10f-3 and Board approved Rule 10f-3 procedures. (2) All prices in U.S. Dollar unless otherwise noted Bank of America - "BOA" Barclays - "Bar" Citigroup - "Citi" Credit Suisse First Boston - "CSFB" Deutsche Bank - "DB" Goldman Sachs - "GS" JP Morgan - "JPM" Legg Mason - "LM" Merrill Lynch - "ML" Pacific Crest Securities - "PCS" Raymond James - "RJ" Robert Baird - "RB" Morgan Stanley Closed End Institutional Funds ("MS") Morgan Stanley Institutional Fund, Inc. ("MSIF") Morgan Stanley Institutional Fund Trust ("MSIFT") The Universal Institutional Funds, Inc. ("UIF") EX-99.77O RULE 10F-3 4 tenfthreeb.txt 10F-3 TRANSACTIONS MORGAN STANLEY INSTITUTIONAL FUNDS Rule 10f-3 Transactions (Purchase of Securities by Portfolio From an Underwriting Syndicate in which an Affiliate is a Member) (1) "October 1, 2003 - December 31, 2003" AMT OF PARTICIPATING TRADE PRICE/ SHARES/ PURC'D OFFER % UNDERWRITING PORT(s) DATE SHARE(2) PAR AMT FROM (000) UW Eastman Kodak MSIFT Balanced 10/7/03 99.88 60,000 Citi$500,000 0.012% Co., due 7.25% MSIFT Core Plus 10/7/03 99.88 1,965,000 Citi 0.393% 11/15/13 UIF Core Plus 10/7/03 99.88 220,000 Citi 0.044% 2,245,000 0.449% Carter's Inc. MSIF Equity Growth10/23/03 19.00 5,200 GS$118,750 0.083% MSIF Focus Equity10/23/03 19.00 500 GS 0.008% MSIF Small Co. Growth10/23/0319.00 4,800 GS 0.077% MSIF Technology 10/23/03 19.00 200 GS 0.003% MSIFT Mid Cap Growth10/23/0319.00 8,300 GS 0.133% MSIFT Balanced 10/23/03 19.00 200 GS 0.003% UIF Equity Growth10/23/03 19.00 700 GS 0.011% UIF Mid Cap Growth10/23/03 19.00 500 GS 0.008% UIF Small Co. Growth10/23/0319.00 100 GS 0.002% UIF Technology 10/23/03 19.00 300 GS 0.005% 20,800 0.333% Overnight Corp. MSIF Equity Growth10/30/03 19.00 21,200 CSFB$475,000 0.085% MSIF Small Co. Growth10/30/0319.00 20,400 CSFB 0.082% MSIF Technology 10/30/03 19.00 800 CSFB 0.003% MSIFT Balanced 10/30/03 19.00 1,000 CSFB 0.004% MSIFT Mid Cap Growth10/30/0319.00 34,800 CSFB 0.139% MSIFT USSmall Cap Val10/30/0319.00 17,700 CSFB 0.071% UIF Equity Growth10/30/00 19.00 3,000 CSFB 0.012% UIF Mid Cap Growth10/30/03 19.00 2,200 CSFB 0.009% UIF Small Co. Growth10/30/0319.00 300 CSFB 0.001% UIF Technology 10/30/03 19.00 1,100 CSFB 0.004% 102,500 0.410% PICC Property & MS Asia Pacific 10/31/03 0.23 328,000 ML$655,000 0.022% Casualty Co.,Ltd.MS Emerging Markets10/31/03 0.23 196,000 ML 0.013% MSIF Emerging Markets10/31/030.23 720,000 ML 0.049% UIF Emerging Markets10/31/03 0.23 194,000 ML 0.013% 1,438,000 0.097% China Resources MS Asia Pacific 11/10/03 0.36 363,000 BOCI$338,000 0.039% Power Holdings MS Emerging Markets11/10/03 0.36 223,000 BOCI 0.024% Co. Ltd. MSIF Emerging Markets11/10/030.36 812,000 BOCI 0.086% UIF Emerging Markets11/10/03 0.36 216,000 BOCI 0.023% 1,614,000 0.172% ICI Wilmington, MSIFT Balanced 11/18/03 99.70 65,000 Citi$5,000,000 0.001% Inc., due 4.375%MSIFT Core Plus 11/18/03 99.70 1,985,000Citi 0.040% 12/01/08 MSIFT Intermediate Dur11/18/0399.70 90,000 Citi 0.002% MSIFT Investment Grade11/18/0399.70 400,000Citi 0.008% MSIFT Limited Dur11/18/03 99.70 490,000Citi 0.010% MSIFT U.S. Core 11/18/03 99.70 235,000Citi 0.005% UIF Core Plus 11/18/03 99.70 230,000Citi 0.005% 3,495,000 0.071% Hutchison MSIFT Core Plus 11/19/03 99.74 1,795,000 HSBC$1,500,000 0.120% Whampoa MSIFT Intermediate Dur11/19/0399.74 100,000 HSBC 0.007% Int'l, Ltd., MSIFT Investment Grade11/19/0399.74 400,000 HSBC 0.027% due 5.45% UIF Core Plus 11/19/03 99.74 240,000 HSBC 0.016% 11/24/10 2,535,000 0.170% La Quinta Corp. MSIF US Real Estate11/20/03 5.55 104,950 CIBC WM$166,500 0.350% UIF US Real Estate11/20/03 5.55 64,800 CIBC WM 0.216% 169,750 0.566% Household MSIFT Balanced 12/3/03 99.71 25,000 HSBC$1,500,000 0.002% Finance Corp., MSIFT Intermediate Dur12/3/0399.71 90,000 HSBC 0.006% due 4.125%, MSIFT Investment Grade12/3/0399.71 450,000 HSBC 0.030% 12/15/08 MSIFT Limited Duration12/3/0399.71 615,000 HSBC 0.041% MSIFT U.S. Core 12/3/03 99.71 265,000 HSBC 0.018% UIF Core Plus 12/3/03 99.71 235,000 HSBC 0.016% UIF Equity & Income12/3/03 99.71 75,000 HSBC 0.005% 1,755,000 0.118% International MSIFT Balanced 12/10/03 99.84 90,000 DB $500,000 0.018% Paper Co., MSIFT Core Plus 12/10/03 99.84 2,260,000 DB 0.452% due 4.25% MSIFT Intermediate Dur12/10/0399.84 120,000 DB 0.024% 01/15/09 MSIFT Investment Grade12/10/0399.84 570,000 DB 0.114% MSIFT U.S. Core 12/10/03 99.84 330,000 DB 0.066% UIF Core Plus 12/10/03 99.84 325,000 DB 0.065% 3,695,000 0.739% Kraton Polymers MSIFT High Yield12/11/03 100.00 335,000 GS $200,000 0.168% LLC/CAP, due 8.125%UIF High Yield12/11/03 100.00 50,000 GS 0.025% 01/15/14 385,000 0.193% Nelnet, Inc. MSIFT USMid Cap Val12/11/03 21.00 50,800 JPM $8,000 0.635% UIF USMid Cap Val12/11/03 21.00 28,700 JPM 0.359% 79,500 0.994% Votorantim CeluloseMS Emerging Markets12/11/0327.50 19,700 JPM$253,476 0.214% e Papel MSIF Emerging Markets12/11/0327.50 80,100 JPM 0.869% UIF Emerging Markets12/11/0327.50 23,000 JPM 0.250% 122,800 1.333% Bangkok Bank PCLMS Asia Pacific 12/15/03 2.25 264,700 CSFB$765,000 0.235% MS Emerging Markets12/15/03 2.25 275,500 CSFB 0.245% MSIF Emerging Markets12/15/032.25 1,121,200 CSFB 0.995% UIF Emerging Markets12/15/03 2.25 296,500 CSFB 0.263% 1,957,900 1.738% Interpublic GroupUIF Equity & Income12/19/03 50.00 300 JPM $6,500 0.005% of Cos., due 5.375% 12/15/2016 (1) All transactions were completed in accordance with Rule 10f-3 and Board approved Rule 10f-3 procedures. (2) All prices in U.S. Dollar unless otherwise noted Citigroup - "Citi" JP Morgan - "JPM" Credit Suisse First Boston - "CSFB" Goldman Sachs - "GS" Deutsche Bank - "DB" Merrill Lynch - "ML" CIBC World Markets - "CIBC WM" Morgan Stanley Closed End Institutional Funds ("MS") Morgan Stanley Institutional Fund, Inc. ("MSIF") Morgan Stanley Institutional Fund Trust ("MSIFT") The Universal Institutional Funds, Inc. ("UIF") -----END PRIVACY-ENHANCED MESSAGE-----