0001209191-10-038604.txt : 20100715
0001209191-10-038604.hdr.sgml : 20100715
20100715134147
ACCESSION NUMBER: 0001209191-10-038604
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20100712
FILED AS OF DATE: 20100715
DATE AS OF CHANGE: 20100715
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Fortman Richard E.
CENTRAL INDEX KEY: 0001431650
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11313
FILM NUMBER: 10953922
MAIL ADDRESS:
STREET 1: 6307 CARPINTERIA AVENUE, SUITE A
CITY: CARPINTERIA
STATE: CA
ZIP: 93013-2901
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CKE RESTAURANTS INC
CENTRAL INDEX KEY: 0000919628
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812]
IRS NUMBER: 330602639
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0131
BUSINESS ADDRESS:
STREET 1: 6307 CARPINTERIA AVENUE
STREET 2: SUITE A
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
BUSINESS PHONE: (805) 745-7500
MAIL ADDRESS:
STREET 1: 6307 CARPINTERIA AVENUE
STREET 2: SUITE A
CITY: CARPINTERIA
STATE: CA
ZIP: 93013
4
1
c03513_4x0.xml
MAIN DOCUMENT DESCRIPTION
X0303
4
2010-07-12
1
0000919628
CKE RESTAURANTS INC
CKR
0001431650
Fortman Richard E.
6307 CARPINTERIA AVENUE
SUITE A
CARPINTERIA
CA
93013
0
1
0
0
EVP, Restaurant Operations
Common Stock
2010-07-12
4
D
0
22361
D
0
D
Stock Option (Right to Buy)
11.10
2010-07-12
4
D
0
25000
D
2003-06-18
2012-06-18
Common Stock
25000
0
D
Stock Option (Right to Buy)
5.75
2010-07-12
4
D
0
10000
D
2004-06-10
2013-06-10
Common Stock
10000
0
D
Stock Option (Right to Buy)
11.26
2010-07-12
4
D
0
25000
D
2005-06-14
2014-06-14
Common Stock
25000
0
D
Stock Option (Right to Buy)
13.15
2010-07-12
4
D
0
25000
D
2006-11-10
2015-11-10
Common Stock
25000
0
D
Stock Option (Right to Buy)
19.13
2010-07-12
4
D
0
20000
D
2007-10-12
2016-10-12
Common Stock
20000
0
D
Stock Option (Right to Buy)
11.34
2010-07-12
4
D
0
20000
D
2009-01-08
2018-01-08
Common Stock
20000
0
D
Stock Option (Right to Buy)
8.56
2010-07-12
4
D
0
20000
D
2010-01-08
2019-01-08
Common Stock
20000
0
D
Stock Option (Right to Buy)
8.065
2010-07-12
4
D
0
20000
D
2011-01-08
2020-01-08
Common Stock
20000
0
D
Reporting person also beneficially owned non-derivative securities comprised of a total of 2,105 shares indirectly by 401(k) plan.
Disposed of pursuant to that certain Agreement and Plan of Merger, dated April 18, 2010, by and among Columbia Lake Acquisition Holdings, Inc., Columbia Lake Acquisition Corp., and CKE Restaurants, Inc. in exchange for cash consideration equal to $12.55 per share on the effective date of the merger. This transaction is exempt under Rule 16b-3(e).
Option cancelled pursuant to the merger in exchange for cash consideration equal to the difference between $12.55 and the exercise price of the Option multiplied by the number of Options canceled. This transaction is exempt under Rule 16b-3(e).
/s/ Hilary Burkemper, as Attorney-in-Fact for Richard E. Fortman
2010-07-14