FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
CKE RESTAURANTS INC [ CKR ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 12/26/2003 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) 01/13/2004 |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Common Stock | 12/26/2003 | J(1) | V | 1,292,434 | D | (1) | 114,821(2) | D | ||
Common Stock | 12/26/2003 | J(1) | V | 1,292,434 | A | (1) | 1,292,434(2) | I | William P. and Carol J. Foley 2003 Trust | |
Common Stock | 12/26/2003 | J(3) | V | 2,007,398 | D | (3) | 0(4) | I | Folco Development Corporation | |
Common Stock | 12/26/2003 | J(3) | V | 2,007,398 | A | (3) | 2,007,398(4) | I | Folco Development Corporation 2003 Trust | |
Common Stock | 12/30/2003 | G | V | 150,000 | D | (5) | 1,142,434(6) | I | William P. and Carol J. Foley 2003 Trust | |
Common Stock | 12/30/2003 | G | V | 150,000 | A | (5) | 150,000(6) | I | Foley Family Charitable Foundation | |
Common Stock | 01/09/2004 | S | 137,500 | D | $6.78 | 12,500(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 2,500 | D | $6.8 | 10,000(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 700 | D | $6.81 | 9,300(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 400 | D | $6.82 | 8,900(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 400 | D | $6.83 | 8,500(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 800 | D | $6.85 | 7,700(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 2,200 | D | $6.86 | 5,500(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 800 | D | $6.87 | 4,700(7)(8) | I | Foley Family Charitable Foundation | ||
Common Stock | 01/09/2004 | S | 4,700 | D | $6.89 | 0(7)(8) | I | Foley Family Charitable Foundation |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares |
Explanation of Responses: |
1. On December 26, 2003, the Reporting Person transferred 1,292,434 shares of CKE Restaurants, Inc. common stock from his sole and separate property and community property accounts into the William P. and Carol J. Foley 2003 Trust, Lindsay and Carol Foley Co-Trustees UAD 11/25/03. |
2. Reporting Person beneficially owns 114,821 shares directly, 96,011 shares indirectly through Bognor Regis, 2,371,382 shares indirectly through Fidelity National Financial, Inc., 4,233 shares indirectly through the Childrens' Individual Trusts, 2,007,398 shares indirectly through Folco Devlopment Corporation, and 1,292,434 shares indirectly through the William P. Foley and Carol J. Foley 2003 Trust, Lindsay and Carol Foley Co-Trustees UAD 11/25/03. |
3. On December 26, 2003, the Reporting Person transferred 2,007,398 shares of CKE Restaurants, Inc. common stock from Folco Development Corporation into the Folco Development Corporation 2003 Trust, William P. Foley II Trustee UAD 11/25/03. |
4. Reporting Person beneficially owns 114,821 shares directly, 96,011 shares indirectly through Bognor Regis, 2,371,382 shares indirectly through Fidelity National Financial, Inc., 4,233 shares indirectly through the Childrens' Individual Trusts, 2,007,398 shares indirectly through the Folco Development Corporation 2003 Trust, William P. Foley II Trustee UAD 11/25/03, and 1,292,434 shares indirectly through the William P. Foley and Carol J. Foley 2003 Trust, Lindsay and Carol Foley Co-Trustees UAD 11/25/03. |
5. On December 30, 2003, the William P. and Carol J. Foley 2003 Trust, Lindsay and Carol Foley Co-Trustees UAD 11/25/03 made a gift of 150,000 shares of CKE Restaurants, Inc. common stock to the Foley Family Charitable Foundation. |
6. Reporting Person beneficially owns 114,821 shares directly, 96,011 shares indirectly through Bognor Regis, 2,371,382 shares indirectly through Fidelity National Financial, Inc., 4,233 shares indirectly through the Childrens' Individual Trusts, 2,007,398 shares indirectly through the Folco Development Corporation 2003 Trust, William P. Foley II Trustee UAD 11/25/03, 1,142,434 shares indirectly through the William P. Foley and Carol J. Foley 2003 Trust, Lindsay and Carol Foley Co-Trustees UAD 11/25/03, and 150,000 shares indirectly through the Foley Family Charitable Foundation. |
7. Reporting Person also beneficially owns 114,821 shares indirectly, 96,011 shares indirectly through Bognor Regis, 2,371,382 shares indirectly through Fidelity National Financial, Inc., 4,233 shares indirectly through the Childrens' Individual Trusts, 2,007,398 shares indirectly through the Folco Development Corporation 2003 Trust, William P. Foley II Trustee UAD 11/25/03, and 1,142,434 shares indirectly through the William P. Foley and Carol J. Foley 2003 Trust, Lindsay and Carol Foley Co-Trustees UAD 11/25/03. |
8. The specific individual sale prices and amounts were omitted from the Reporting Person's original Form 4 filed on 1/13/04. |
Remarks: |
Hilary Burkemper, as Attorney in Fact for William P. Foley II | 01/23/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |