-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CGMoMsQuruzlAfdhObRsB1ls1d6AL6Mf9ywTYPuw0od45h3Eq5in7dy8GFZjXsnN EAQ729A1Whnr/ulLGibJQw== 0001082381-99-000004.txt : 19990511 0001082381-99-000004.hdr.sgml : 19990511 ACCESSION NUMBER: 0001082381-99-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990430 FILED AS OF DATE: 19990510 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11313 FILM NUMBER: 99616109 BUSINESS ADDRESS: STREET 1: 1200 NORTH HARBOR BOULEVARD CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 1200 NORTH HARBOR BLVD CITY: ANAHEIM STATE: CA ZIP: 92801 COMPANY DATA: COMPANY CONFORMED NAME: DUNION JOHN H CENTRAL INDEX KEY: 0001082381 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] OFFICER STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 401 CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 1200 NORTH HARBOR BLVD 4 1 FORM 4 - APRIL 30, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Dunion, John J 401 W. Carl Karcher Way Anaheim,, CA 92801 2. Issuer Name and Ticker or Trading Symbol CKE Restaurants, Inc. CKR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year April 30, 1999 5. If Amendment, Date of Original (Month/Year) April 30, 1999 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) ( ) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Exec Vice President, Chief Administrative Officer 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |4/19/9|J(1)|V|13 |A |26.437 | | | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |4/20/9|J(1)|V|20 |A |19.109 |210 |D | | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Non Qualified Stock Op|14.50 |4/9/9|J(2)|V|29,312 |A |(3) |4/9/2|Common Stock|29,312 | | | | | tions | |9 | | | | | |009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option|14.50 |4/9/9|J(2)|V|6,896 |A |(4) |4/9/2|Common Stock|6,896 | | | | | s | |9 | | | | | |009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option|14.50 |4/9/9|J(2)|V|6,896 |A |(5) |4/9/2|Common Stock|6,896 | | | | | s | |9 | | | | | |009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Incentive Stock Option|14.50 |4/9/9|J(2)|V|6,896 |A |(6) |4/9/2|Common Stock|6,896 | |108,888 |D | | s | |9 | | | | | |009 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Purchased pursuant to the CKE Restaurants, Inc. 1994 Employee Stock Purchase Plan. (2) Granted pursuant to the CKE Restaurants, Inc. 1999 Stock Incentive Plan, which is exempt under SEC Rule 16(b) (3) Exercisable one-third on the grant date and one-third on each of the first two anniversaries of the grant date. (4) Exercisable on the grant date; however, as an ISO, if exercised prior to one year from grant date, the options become non-qualified stock options. (5) Exercisable one year from grant date. (6) Exercisable two years from grant date. -----END PRIVACY-ENHANCED MESSAGE-----