-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HXuTdhIYvcOIUEcWOej0aDsMjnj1zutKmoF7vnln34b5MbTkTitCxeHy0iNSynUf Vn8IcPSu33R+NF3o88KozQ== 0001016796-99-000003.txt : 19990409 0001016796-99-000003.hdr.sgml : 19990409 ACCESSION NUMBER: 0001016796-99-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19990408 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0127 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11313 FILM NUMBER: 99589185 BUSINESS ADDRESS: STREET 1: 1200 NORTH HARBOR BOULEVARD CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 1200 NORTH HARBOR BLVD CITY: ANAHEIM STATE: CA ZIP: 92801 COMPANY DATA: COMPANY CONFORMED NAME: LANE DANIEL D CENTRAL INDEX KEY: 0001016796 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 17911 VON KARMAN AVE STREET 2: SUITE 300 CITY: IRVINE STATE: CA ZIP: 92614 4 1 FORM 4 - MARCH 31, 1999 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Lane, Daniel "Ron" D 14 Corporate Plaza Newport Beach, CA 92660 Orange 2. Issuer Name and Ticker or Trading Symbol CKE Restaurants, Inc. CKR 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year March 31, 1999 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman of the Board 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |3/26/9|S | |50,000 |D |18.00 | |I |by Cannae L/P | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |3/26/9|S | |25,000 |D |17.94 | |I |by Cannae L/P | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |3/29/9|S | |25,000 |D |18.00 |3,893,881* |I |by Cannae L/P(1) | |9 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |54,450* |I |by Family Trust | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |627,155 |I |by FNF | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |326,288 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Stock Option |18.125 |3/24/|J(2)|V|10,000 |A |3/24/|3/24/|Common Stock|10,000 |(2) |232,751 |D | | | |99 | | | | |00 |09 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Cannae Limited Partnership ("Cannae"). Said shares have been reported by Cannae and are not in addition to the amount reported. Reporting Person'sownership is solely that of a limited partnership interest. (2) Granted pursuant to the CKE Restaurants, Inc. 1994 Employee Stock Incentive Plan, which is exempt under SEC Rule 16(b)(3). * Total shares reduced by 6,226 as a result of a stock dividend paid to a former partner. The stock dividend was paid on January 11, 1999 to stockholders of record on December 28, 1998. -----END PRIVACY-ENHANCED MESSAGE-----