-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QAX6KvEN2dH6kYkCiXYcMROBnK3ugrRbqZxpmxhpj1Q1HgOE4tgjlwWyMEbFazQD kdXatVTl8RISjk5T5s1Y0g== /in/edgar/work/0001016796-00-000004/0001016796-00-000004.txt : 20000712 0001016796-00-000004.hdr.sgml : 20000712 ACCESSION NUMBER: 0001016796-00-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20000630 FILED AS OF DATE: 20000711 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: [5812 ] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11313 FILM NUMBER: 670802 BUSINESS ADDRESS: STREET 1: 401 WEST CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 401 WEST CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 COMPANY DATA: COMPANY CONFORMED NAME: LANE DANIEL D CENTRAL INDEX KEY: 0001016796 STANDARD INDUSTRIAL CLASSIFICATION: [0000 ]DIRECTOR STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 14 CORPORATE PLAZA STREET 2: SUITE 150 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 MAIL ADDRESS: STREET 1: 14 CORPORATE PLZ STREET 2: SUITE 150 CITY: NEWPORT BEACH STATE: CA ZIP: 92660 4 1 0001.txt FORM 4 - JUNE 30, 2000 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Lane, Daniel D. 14 Corporate Plaza Newport Beach, CA 92660 2. Issuer Name and Ticker or Trading Symbol CKE Restaurants, Inc. CKR 3. IRS or Social Security Number of Reporting Person (Voluntary) ###-##-#### 4. Statement for Month/Year June 30, 2000 5. If Amendment, Date of Original (Month/Year) 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner (X) Officer (give title below) ( ) Other (specify below) Vice Chairman of the Board 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock | | | | | | |326,288 |D | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |2,568,211 |I |by Cannae L/P | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |627,155 |I |by FNF | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |68,063 |I |by Family Trust | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| NonQualified Stock Opt|$3.3125 |6/14/|J(1)|V|20,000 |A |(1) |6/14/|Common Stock|20,000 |(1) |228,138 |D | | ions | |00 | | | | | |10 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 4 1/4% Convertible Deb|$43.82 |6/15/|P | |$200,000 |A |immed|3/15/|Common Stock|4,651 |$430 (2| |D | | entures due 2004 | |00 | | | | |. |04 | | |) | | | | - -----------------------------------------------------------------------------------------------------------------------------------| 4 1/4% Convertible Deb|$43.82 |6/20/|P | |$800,000 |A |immed|3/15/|Common Stock|16,842 |$475 (2| |D | | entures due 2004 | |00 | | | | |. |04 | | |) | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Granted pursuant to the CKE 1999 Stock Incentive Plan, which is exempt under SEC Rule 16(b)(3). One-third of the options granted are exercisable on each of the first three anniversaries of the grant date. (2) These convertible debentures are sold in denominations of $1,000 and were purchased at this price per $1,000 face value. -----END PRIVACY-ENHANCED MESSAGE-----