-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RzD3isojS8W/YJRGFJBuCtl8bgTengkr1KaLAeX1cmlSVHPEUQYy9XrEqg97mPNo 1yQujUwgOGXvFg4gMti6eg== 0000903213-01-000014.txt : 20010223 0000903213-01-000014.hdr.sgml : 20010223 ACCESSION NUMBER: 0000903213-01-000014 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010131 FILED AS OF DATE: 20010214 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0125 FILING VALUES: FORM TYPE: 4 SEC ACT: SEC FILE NUMBER: 001-11313 FILM NUMBER: 1539002 BUSINESS ADDRESS: STREET 1: 401 WEST CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 BUSINESS PHONE: 7147745796 MAIL ADDRESS: STREET 1: 401 WEST CARL KARCHER WAY CITY: ANAHEIM STATE: CA ZIP: 92801 COMPANY DATA: COMPANY CONFORMED NAME: FOLEY WILLIAM P II CENTRAL INDEX KEY: 0000903213 STANDARD INDUSTRIAL CLASSIFICATION: [] DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4050 CALLE REAL STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93110 BUSINESS PHONE: 7146224326 MAIL ADDRESS: STREET 1: 4050 CALLE REAL STREET 2: SUITE 200 CITY: SANTA BARBARA STATE: CA ZIP: 93110 4 1 0001.txt FORM 4 - JANUARY 31, 2001 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP ( ) Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instructions 1(b). 1. Name and Address of Reporting Person Foley, II, Wm. P. 401 W. Carl Karcher Way Anaheim, CA 92801 2. Issuer Name and Ticker or Trading Symbol CKE Restaurants, Inc. CKR 3. IRS or Social Security Number of Reporting Person (Voluntary) 4. Statement for Month/Year January 31, 2001 5. If Amendment, Date of Original (Month/Year) January, 2001 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) (X) Director ( ) 10% Owner ( ) Officer (give title below) ( ) Other (specify below) 7. Individual or Joint/Group Filing (Check Applicable Line) (X) Form filed by One Reporting Person ( ) Form filed by More than One Reporting Person
___________________________________________________________________________________________________________________________________ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1. Title of Security |2. |3. |4.Securities Acquired (A) |5.Amount of |6.Dir |7.Nature of Indirect | | Transaction | or Disposed of (D) | Securities |ect | Beneficial Ownership | | | | | Beneficially |(D)or | | | | | | | A/| | Owned at |Indir | | | Date |Code|V| Amount | D | Price | End of Month |ect(I)| | ___________________________________________________________________________________________________________________________________| Common Stock |1/10/0|J(1)|V|1,632 |A |2.827 | | | | |1 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock |1/04/0|P | |5,000 |A |2.2105 |206,331 |D | | |1 | | | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |478,705 |I |by Folco Dev | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |2,170,345 (2) |I |by Cannae LP | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |274,900 |I |by SBRG | - -----------------------------------------------------------------------------------------------------------------------------------| Common Stock | | | | | | |627,155 |I |by FNF | - -----------------------------------------------------------------------------------------------------------------------------------| ___________________________________________________________________________________________________________________________________| ___________________________________________________________________________________________________________________________________ Table II -- Derivative Securitites Acquired, Disposed of, or Beneficially Owned | ___________________________________________________________________________________________________________________________________| 1.Title of Derivative |2.Con- |3. |4. |5.Number of De |6.Date Exer|7.Title and Amount |8.Price|9.Number |10.|11.Nature of| Security |version |Transaction | rivative Secu |cisable and| of Underlying |of Deri|of Deriva |Dir|Indirect | |or Exer | | | rities Acqui |Expiration | Securities |vative |tive |ect|Beneficial | |cise | | | red(A) or Dis |Date(Month/| |Secu |Securities |(D)|Ownership | |Price of| | | posed of(D) |Day/Year) | |rity |Benefi |or | | |Deriva- | | | |Date |Expir| | |ficially |Ind| | |tive | | | | A/|Exer-|ation| Title and Number | |Owned at |ire| | |Secu- | | | | | D |cisa-|Date | of Shares | |End of |ct | | |rity |Date |Code|V| Amount | |ble | | | |Month |(I)| | ___________________________________________________________________________________________________________________________________| Non-Qualified Stock Op|2.625 |01/03|J (3|V|375,000 |A |(3) |01/03|Common Stock|375,000|(3) |1,852,250 |D | | tions | |/01 |) | | | | |/11 | | | | | | | - -----------------------------------------------------------------------------------------------------------------------------------| | | | | | | | | | | | | | | | ___________________________________________________________________________________________________________________________________|
Explanation of Responses: (1) Purchased pursuant to the CKE Restaurants, Inc. 1994 Employee Stock Purchase Plan. (2) Cannae Limited Partnership-Amended. Certain partners withdrew from the partnership resulting in a reduction of 76,067 shares. (3) Granted pursuant to the CKE Restaurants, Inc. 1999 Stock Incentive Plan, which is exempt under SEC Rule 16(b)(3). The options are exercisable pursuant to the Stock Option Agreement dated January 3, 2001 between Reporting Person and CKE Restaurants, Inc. -----END PRIVACY-ENHANCED MESSAGE-----