-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, EiU/FjxEOz5/PbBfPozY3lJo/Au8z883q8KOReCDEJA1bE9cScS128ysMAT+bK/k 8LcwLhJ/lFbAoqYXGAYyoA== 0000902664-07-003116.txt : 20071102 0000902664-07-003116.hdr.sgml : 20071102 20071102183304 ACCESSION NUMBER: 0000902664-07-003116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20071101 FILED AS OF DATE: 20071102 DATE AS OF CHANGE: 20071102 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ostrover Douglas I CENTRAL INDEX KEY: 0001394688 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11313 FILM NUMBER: 071211936 BUSINESS ADDRESS: BUSINESS PHONE: 212-503-2100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith J Albert III CENTRAL INDEX KEY: 0001394690 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11313 FILM NUMBER: 071211935 BUSINESS ADDRESS: BUSINESS PHONE: 212-503-2100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Goodman Bennett J CENTRAL INDEX KEY: 0001394691 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11313 FILM NUMBER: 071211937 BUSINESS ADDRESS: BUSINESS PHONE: 212-503-2100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CKE RESTAURANTS INC CENTRAL INDEX KEY: 0000919628 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 330602639 STATE OF INCORPORATION: DE FISCAL YEAR END: 0129 BUSINESS ADDRESS: STREET 1: 6307 CARPINTERIA AVENUE STREET 2: SUITE A CITY: CARPINTERIA STATE: CA ZIP: 93013 BUSINESS PHONE: (805)898-8408 MAIL ADDRESS: STREET 1: 6307 CARPINTERIA AVENUE STREET 2: SUITE A CITY: CARPINTERIA STATE: CA ZIP: 93013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GSO CAPITAL PARTNERS LP CENTRAL INDEX KEY: 0001362495 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11313 FILM NUMBER: 071211938 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-538-7004 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GSO LLC CENTRAL INDEX KEY: 0001394687 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11313 FILM NUMBER: 071211934 BUSINESS ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-503-2100 MAIL ADDRESS: STREET 1: 280 PARK AVENUE STREET 2: 11TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 4 1 form4_ex.xml X0202 4 2007-11-01 0 0000919628 CKE RESTAURANTS INC CKR 0001362495 GSO CAPITAL PARTNERS LP 280 PARK AVENUE 11TH FLOOR NEW YORK NY 10017 1 0 0 1 See Remarks 0001394691 Goodman Bennett J 280 PARK AVENUE 11TH FLOOR NEW YORK NY 10017 1 0 0 1 See Remarks 0001394688 Ostrover Douglas I 280 PARK AVENUE 11TH FLOOR NEW YORK NY 10017 1 0 0 1 See Remarks 0001394690 Smith J Albert III 280 PARK AVENUE 11TH FLOOR NEW YORK NY 10017 1 0 0 1 See Remarks 0001394687 GSO LLC 280 PARK AVENUE 11TH FLOOR NEW YORK NY 10017 1 0 0 1 See Remarks Common Stock 2007-11-01 4 P 0 100000 15.7521 A 1475000 I See footnotes below GSO Capital is deemed to hold shares of common stock of CKE (the "Securities") indirectly as the beneficial owner. These Securities are held by GSO Credit Opportunities Fund (Helios), L.P. (''GSO Helios''), GSO Special Situations Overseas Master Fund Ltd. (''GSO Overseas'') and GSO Special Situations Fund LP (''GSO SS'' and, together with GSO Helios and GSO Overseas, the ''GSO Funds''). GSO Capital serves as investment manager to the GSO Funds. GSO Capital disclaims beneficial ownership of such Securities except to the extent of its pecuniary interest therein. GSO LLC (the "General Partner") is the general partner of GSO Capital. Bennett J. Goodman (''Mr. Goodman''), J. Albert Smith III (''Mr. Smith'') and Douglas I. Ostrover (''Mr. Ostrover'' and together with Mr. Goodman and Mr. Smith, the ''GSO Managing Members'') are the managing members of the General Partner. The General Partner and the GSO Managing Members (collectively, the ''GSO Persons'') disclaim beneficial ownership of such securities, and this report shall not be deemed an admission that the GSO Persons are the beneficial owners of the securities for the purpose of Section 16 or for any other purpose, except to the extent of the GSO Persons' pecuniary interest therein. GSO Capital Partners LP ("GSO Capital") may be deemed a director by virtue of the fact that an employee of GSO Capital (Matthew Goldfarb) currently serves on the board of directors of CKE Restaurants, Inc. ("CKE"). Shares of CKE common stock directly held by Matthew Goldfarb are reported on Mr. Goldfarb's Form 4, dated October 3, 2007. /s/ George Fan, Chief Legal Officer / Chief Compliance Officer of GSO Capital Partners LP 2007-11-02 -----END PRIVACY-ENHANCED MESSAGE-----