-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, KaGbIu/o9gXK+mtklY+CyUsf8uicXpJvCmPhhvrGDzPn+O6sIwTfspG4YuZAIPUX aaUykLKb5xrTyIewRW4zlA== 0000950144-97-001370.txt : 19970222 0000950144-97-001370.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950144-97-001370 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NASD SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUINTILES TRANSNATIONAL CORP CENTRAL INDEX KEY: 0000919623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 561714315 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-47549 FILM NUMBER: 97533004 BUSINESS ADDRESS: STREET 1: 4709 CREEKSTONE DR STREET 2: STE 300 CITY: DURHAM STATE: NC ZIP: 27703-8411 BUSINESS PHONE: 9199412000 MAIL ADDRESS: STREET 1: 4709 CREEKSTONE DR STREET 2: STE 300 CITY: DURHAM STATE: NC ZIP: 27703-8411 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GILLINGS DENNIS B PH D CENTRAL INDEX KEY: 0000939158 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 4709 CREEKSTONE DRIVE STREET 2: SUITE 300 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 9199412002 SC 13G/A 1 QUINTILES TRANSNATIONAL CORP/DENNIS B GILLINGS 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 2)* QUINTILES TRANSNATIONAL CORP. ----------------------------- (Name of Issuer) COMMON STOCK, $0.01 PAR VALUE ----------------------------- (Title of Class of Securities) 748767-10-0 ----------- (CUSIP Number) Check the following box if a fee is being paid with this statement [ ]. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 4 Pages. 2 13G CUSIP No. 748767-10-0 Page 2 of 4 Pages ----------- ----------------- - -------------------------------------------------------------------------------- 1) NAME OF REPORTING PERSON S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Dennis B. Gillings, Ph.D. - -------------------------------------------------------------------------------- 2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) [ ] (b) [ ] - -------------------------------------------------------------------------------- 3) SEC USE ONLY - -------------------------------------------------------------------------------- 4) CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5) SOLE VOTING POWER NUMBER OF 3,465,203* SHARES ----------------------------------------------------- BENEFICIALLY 6) SHARED VOTING POWER OWNED BY EACH 252,011* REPORTING ----------------------------------------------------- PERSON 7) SOLE DISPOSITIVE POWER WITH 3,388,417* ----------------------------------------------------- 8) SHARED DISPOSITIVE POWER 328,797* - -------------------------------------------------------------------------------- 9) AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 3,717,214* - -------------------------------------------------------------------------------- 10) CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) [ ] - -------------------------------------------------------------------------------- 11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 11.2% - -------------------------------------------------------------------------------- 12) TYPE OF REPORTING PERSON (See Instructions) IN - -------------------------------------------------------------------------------- * See Item 4 attached. 3 13G CUSIP No. 748767-10-0 Page 3 of 4 Pages ----------- ----------------- The Statement on Schedule 13G of the Quintiles Transnational Corp. Employee Stock Ownership Plan and Trust relating to shares of Common Stock, $.01 par value per share, of Quintiles Transnational Corp. is hereby amended and restated as set forth below. Pursuant to Rule 13d-2(c) under the Securities Exchange Act of 1934, previously filed paper exhibits are not being restated. ITEM 1 (a) Name of Issuer Quintiles Transnational Corp. (b) Address of Issuer's Principal Executive Offices 4709 Creekstone Drive, Suite 300, Durham, North Carolina 27703-8411 ITEM 2 (a) Name of Person Filing Dennis B. Gillings, Ph.D. (b) Address of Principal Business Office or, if none, Residence 4709 Creekstone Drive, Suite 300, Durham, North Carolina 27703-8411 (c) Citizenship: United States (d) Title of Class of Securities Common Stock, par value $0.01 per share (e) CUSIP Number 748767-10-0 ITEM 3 Not applicable. ITEM 4 Ownership (a) Amount Beneficially Owned: 3,717,214 (b) Percent of Class: 11.2% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 3,465,203 (ii) shared power to vote or to direct the vote: 252,011(1) (iii) sole power to dispose or to direct the disposition of: 3,388,417 (iv) shared power to dispose or to direct the disposition of: 328,797(1) 4 13G CUSIP No. 748767-10-0 Page 4 of 4 Pages ----------- ----------------- (1) Dr. Gillings disclaims beneficial ownership of 3,302 shares held by his daughter and 128,709 shares held by his wife and disclaims beneficial ownership of 120,000 shares held by the Gillings Family Limited Partnership, except to the extent of his interest therein. ITEM 5 Ownership of Five Percent or Less of a Class Not applicable. ITEM 6 Ownership of More than Five Percent on Behalf of Another Person Not applicable. ITEM 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company Not applicable. ITEM 8 Identification and Classification of Members of the Group Not applicable. ITEM 9 Notice of Dissolution of Group Not applicable. ITEM 10 Certification Not applicable. SIGNATURE. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1997 - ---------------------------------- Date /s/ Dennis B. Gillings - ---------------------------------- Dennis B. Gillings, Ph.D. -----END PRIVACY-ENHANCED MESSAGE-----