-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, FQIdqVHYyygv+RnBMY8B5tgUwuTXkHn7mSieV8UfkbyuXLgutluSaWcxYEytrknZ rVidqaKRyY60mhWubS7Kww== 0000950144-03-003374.txt : 20030319 0000950144-03-003374.hdr.sgml : 20030319 20030319164649 ACCESSION NUMBER: 0000950144-03-003374 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030317 FILED AS OF DATE: 20030319 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: BISHOP ROBERT C CENTRAL INDEX KEY: 0001189537 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 MAIL ADDRESS: STREET 1: 4709 CREEKSTONE DRIVE STREET 2: STE 200 CITY: DURHAM STATE: NC ZIP: 27703 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUINTILES TRANSNATIONAL CORP CENTRAL INDEX KEY: 0000919623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 561714315 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23520 FILM NUMBER: 03609440 BUSINESS ADDRESS: STREET 1: 4709 CREEKSTONE DR STREET 2: RIVERBIRCH BLDG STE 200 CITY: DURHAM STATE: NC ZIP: 27703-8411 BUSINESS PHONE: 9199982000 MAIL ADDRESS: STREET 1: 4709 CREEKSTONE DR STREET 2: STE 300 CITY: DURHAM STATE: NC ZIP: 27703-8411 4 1 g81366ee4.htm QUINTILES TRANSNATIONAL CORP./ROBERT C. BISHOP QUINTILES TRANSNATIONAL CORP./ROBERT C. BISHOP
 

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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)

1. Name and Address of Reporting
Person*
(Last, First, Middle)
2. Issuer Name and Ticker or
Trading Symbol
3. I.R.S. Identification Number of Reporting
Person, if an entity
(Voluntary)
  Bishop, Robert C.
  Quintiles Transnational Corp. (QTRN)
 
  1199 Madia Street
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    March 17, 2003
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Pasadena, CA 91103
(City)                (State)           (Zip)
  x  Director o  10% Owner   x Form filed by One Reporting Person
    o  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
       
     

Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 


 


Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned

1. Title of Security
(Instr. 3)
2. Transaction Date
(Month/Day/Year)
2a. Deemed Execution
Date, if any.

(Month/Day/Year)
3. Transaction Code
(Instr. 8)
4. Securities Acquired (A)
or Disposed of (D)

(Instr. 3, 4 and 5)
5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)

(Instr. 3 and 4)
6. Ownership
Form:
Direct (D) or
Indirect (I)

(Instr. 4)
7. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

              Code V   Amount (A)
or
(D)
Price            

  Common Stock             2,500     D  

                     

                     

                     

                     

                     

                     

                   

                   

                   

Page 2


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Stock Option (right to buy)   $4.875          

  Stock Option (right to buy)   $7.3125          

  Stock Option (right to buy)   $20.50          

  Stock Option (right to buy)   $33.125          

  Stock Option (right to buy)   $38.25          

  Stock Option (right to buy)   $38.25          

  Stock Option (right to buy)   $52.125          

  Stock Option (right to buy)   $18.6875          

  Stock Option (right to buy)   $20.9375          

             

Page 3


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  04/20/95 04/20/04   Common Stock 6,000         6,000     D  

  01/01/96 01/01/05   Common Stock 4,500         4,500     D  

  12/31/96 12/31/05   Common Stock 4,752         4,752     D  

  04/30/97 12/31/06   Common Stock 5,000         5,000     D  

  03/31/98 12/31/07   Common Stock 4,242         4,242     D  

  01/01/99 01/01/08   Common Stock 4,242         4,242     D  

  12/31/99 12/08/08   Common Stock 3,001         3,001     D  

  12/31/00 01/01/10   Common Stock 8,432         8,432     D  

  01/01/02 01/01/11   Common Stock 7,926         7,926     D  

                 

Explanation of Responses:

/s/ Tammy B. Stogner
By: Tammy B. Stogner, Attorney in Fact
For: Robert C. Bishop
  March 19, 2003

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

Page 4


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)

1. Title of Derivative
Security

(Instr. 3)
2. Conversion or Exercise
Price of Derivative
Security
3. Transaction
Date

(Month/Day/Year)
3a. Deemed Execution
Date, if any

(Month/Day/Year)
4. Transaction
Code

(Instr. 8)
5. Number of Derivative Securities
Acquired (A) or Disposed of (D)

(Instr. 3, 4 and 5)

                      Code V   (A) (D)

  Stock Option (right to buy)   $17.75          

  Stock Option (right to buy)   $13.09          

  Stock Option (right to buy)   $9.76          

  Stock Option (right to buy)   $12.11          

  Stock Option (right to buy)   $12.27     03/17/03     A   3,562

                 

                 

                 

                 

             

Page 5


 


Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)

6. Date Exercisable and
Expiration Date

(Month/Day/Year)
7. Title and Amount
of Underlying Securities

(Instr. 3 and 4)
8. Price of Derivative
Security

(Instr. 5)
9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)

(Instr. 4)
10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)

(Instr. 4)
11. Nature of
Indirect
Beneficial
Ownership

(Instr. 4)

  Date
Exercisable
Expiration
Date
  Title Amount or
Number of
Shares
                       

  03/31/02 03/31/12   Common Stock 2,352         2,352     D  

  06/15/02 06/15/12   Common Stock 3,208         3,208     D  

  09/16/02 09/16/12   Common Stock 4,467         4,467     D  

  12/16/02 12/16/12   Common Stock 3,562         3,562     D  

  03/17/03 03/17/13   Common Stock 3,562         3,562     D  

                             

                             

                             

                             

                 

Explanation of Responses:

/s/ Tammy B. Stogner
By: Tammy B. Stogner, Attorney in Fact
For: Robert C. Bishop
  March 19, 2003

**Signature of Reporting Person
 
Date


**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

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