-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Nr2qiyitlFXFExqnECB1JtW/SRx4v0EFVaUD8p0ABlLz9e+hEGscGk9Q8tonjJmM /00oagvBMA7OBX/MqcDh6w== 0000950144-02-012876.txt : 20021218 0000950144-02-012876.hdr.sgml : 20021218 20021218152446 ACCESSION NUMBER: 0000950144-02-012876 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021216 FILED AS OF DATE: 20021218 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: GILLINGS DENNIS B PH D CENTRAL INDEX KEY: 0000939158 RELATIONSHIP: DIRECTOR FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 4709 CREEKSTONE DRIVE STREET 2: SUITE 300 CITY: DURHAM STATE: NC ZIP: 27703 BUSINESS PHONE: 9199412002 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: QUINTILES TRANSNATIONAL CORP CENTRAL INDEX KEY: 0000919623 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 561714315 STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23520 FILM NUMBER: 02861761 BUSINESS ADDRESS: STREET 1: 4709 CREEKSTONE DR STREET 2: RIVERBIRCH BLDG STE 200 CITY: DURHAM STATE: NC ZIP: 27703-8411 BUSINESS PHONE: 9199982000 MAIL ADDRESS: STREET 1: 4709 CREEKSTONE DR STREET 2: STE 300 CITY: DURHAM STATE: NC ZIP: 27703-8411 4 1 g79838ae4.htm QUINTILES TRANSNATIONAL CORP/GILLINGS Quintiles Transnational Corp/Gillings
 

OMB APPROVAL
OMB Number: 3235-0287
Expires: January 31, 2005
Estimated average burden
hours per response...0.5


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935
or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer
subject to Section 16.
Form 4 or Form 5
obligations may continue.
See Instruction 1(b)
1. Name and Address of Reporting
Person* (Last, First, Middle)		 2. Issuer Name and Ticker or
Trading Symbol		 3. I.R.S. Identification Number of Reporting
Person, if an entity (Voluntary)
  Gillings, Dennis B.
  Quintiles Transnational Corp. (QTRN)
 
  4709 Creekstone Drive
Suite 200
4. Statement for (Month/Day/Year) 5. If Amendment, Date of Original (Month/Day/Year)
    December 16, 2002
 
  (Street) 6. Relationship of Reporting Person(s) to Issuer (Check All Applicable) 7. Individual or Joint/Group Filing
(Check Applicable Line)
  Durham, NC 27703
(City)                (State)           (Zip)		   x  Director o  10% Owner   x Form filed by One Reporting Person
    x  Officer (give title below)   o Form filed by More than One Reporting Person
    o  Other (specify below)  
        Chairman
     
Reminder:   Report on a separate line for each class of securities beneficially owned directly or indirectly.
 
*   If the form is filed by more than one reporting person, see instruction 4(b)(v).
 

 

 
Table I — Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security
(Instr. 3)		 2. Transaction Date
(Month/Day/Year)		 2a. Deemed Execution
Date, if any.
(Month/Day/Year)		 3. Transaction Code
(Instr. 8)		 4. Securities Acquired (A)
or Disposed of (D)
(Instr. 3, 4 and 5)		 5. Amount of Securities
Beneficially Owned
Following Reported
Transactions(s)
(Instr. 3 and 4)		 6. Ownership
Form:
Direct (D) or
Indirect (I)
(Instr. 4)		 7. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
              Code V   Amount (A)
or
(D)		 Price            
  Common Stock             5,749,384     D  
  Common Stock               13,343     I   by Daughter
  Common Stock               14,200     I   by GFEF
  Common Stock               240,000     I   by Limited Prtnrship
  Common Stock               161,518.895     I   by QTRN ESOP Trust
  Common Stock               259,278     I   by Spouse (1)
                     
                   
                   
                   

Page 2

 
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned
  (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative
Security
(Instr. 3)		 2. Conversion or Exercise
Price of Derivative
Security		 3. Transaction
Date
(Month/Day/Year)		 3a. Deemed Execution
Date, if any
(Month/Day/Year)		 4. Transaction
Code
(Instr. 8)		 5. Number of Derivative Securities
Acquired (A) or Disposed of (D)
(Instr. 3, 4 and 5)
                      Code V   (A) (D)
  Stock Option (right to buy)   $14.64          
  Stock Option (right to buy)   $20.50          
  Stock Option (right to buy)   $33.125          
  Stock Option (right to buy)   $33.125          
  Stock Option (right to buy)   $38.25          
  Stock Option (right to buy)   $38.25          
  Stock Option (right to buy)   $53.375          
  Stock Option (right to buy)   $53.375          
  Stock Option (right to buy)   $42.4375          
  Stock Option (right to buy)   $42.4375          
  Stock Option (right to buy)   $42.4375          
  Stock Option (right to buy)   $35.875          
  Stock Option (right to buy)   $35.875          
  Stock Option (right to buy)   $22.00          
  Stock Option (right to buy)   $22.00          
  Stock Option (right to buy)   $29.9375          
  Stock Option (right to buy)   $14.25          
  Stock Option (right to buy)   $13.4375          
  Stock Option (right to buy)   $13.4375          
  Stock Option (right to buy)   $29.9375          
  Stock Option (right to buy)   $13.4375          
  Stock Option (right to buy)   $18.875          
  Stock Option (right to buy)   $18.875          
  Stock Option (right to buy)   $25.25          
  Stock Option (right to buy)   $25.25          
  Stock Option (right to buy)   $25.25          
  Stock Option (right to buy)   $14.60          
  Stock Option (right to buy)   $14.60          
  Stock Option (right to buy)   $16.05          
  Stock Option (right to buy)   $16.05          
  Stock Option (right to buy)   $17.75          
  Stock Option (right to buy)   $17.75          
  Stock Option (right to buy)   $13.09          
  Stock Option (right to buy)   $13.09          
  Stock Option (right to buy)   $9.76          
  Stock Option (right to buy)   $9.76          
  Stock Option (right to buy)   $12.11     12/16/02     A   89,049
  Stock Option (right to buy)   $12.11     12/16/02     A   49,867

Page 3

 
Table II — Derivative Securities Acquired, Disposed of, or Beneficially Owned — Continued
(e.g., puts, calls, warrants, options, convertible securities)
6. Date Exercisable and
Expiration Date
(Month/Day/Year)		 7. Title and Amount
of Underlying Securities
(Instr. 3 and 4)		 8. Price of Derivative
Security
(Instr. 5)		 9. Number of Derivative
Securities Beneficially Owned
Following Reported Transaction(s)
(Instr. 4)		 10. Ownership Form of
Derivative Security:
Direct (D) or Indirect (I)
(Instr. 4)		 11. Nature of
Indirect
Beneficial
Ownership
(Instr. 4)
  Date
Exercisable		 Expiration
Date		   Title Amount or
Number of
Shares		                        
  11/07/99 11/07/05   Common Stock 16,704         16,704     D  
  12/31/99 12/31/05   Common Stock 12,000         12,000     D  
  02/28/97 12/30/06   Common Stock 5,840         5,840     D  
  12/31/00 12/31/06   Common Stock 17,500         17,500     D  
  12/31/01 12/31/07   Common Stock 16,971         16,971     D  
  03/31/98 12/31/07   Common Stock 7,042         7,042     D  
  (2) 12/31/08   Common Stock 18,995         18,995     D  
  04/30/99 12/31/08   Common Stock 6,053         6,053     D  
  06/07/99 06/07/09   Common Stock 53,371         53,371     D  
  05/15/00 06/07/09   Common Stock 3,664         3,664     D  
  (3) 06/07/09   Common Stock 23,826         23,826     D  
  05/15/00 08/15/09   Common Stock 5,940         5,940     D  
  (4) 08/15/09   Common Stock 33,630         33,630     D  
  05/15/00 11/15/09   Common Stock 3,188         3,188     D  
  (5) 11/15/09   Common Stock 45,697         45,697     D  
  (6) 02/15/10   Common Stock 32,787         32,787     D  
  04/15/02 04/15/10   Common Stock 539         539     D  
  (7) 05/04/10   Common Stock 293,496         293,496     D  
  05/04/00 05/04/10   Common Stock 164,358         164,358     D  
  05/15/00 02/15/10   Common Stock 2,350         2,350     D  
  05/15/01 05/04/10   Common Stock 59,873         59,873     D  
  03/31/01 03/31/11   Common Stock 31,020         31,020     D  
  (8) 03/31/11   Common Stock 55,393         55,393     D  
  06/30/01 06/30/11   Common Stock 22,732         22,732     D  
  07/31/01 06/30/11   Common Stock 8,281         8,281     D  
  (9) 06/30/11   Common Stock 40,593         40,593     D  
  09/30/01 09/30/11   Common Stock 40,597         40,597     D  
  (10) 09/30/11   Common Stock 72,494         72,494     D  
  (11) 12/31/11   Common Stock 64,880         64,880     D  
  12/31/01 12/31/11   Common Stock 36,333         36,333     D  
  03/31/02 03/31/12   Common Stock 32,930         32,930     D  
  (12) 03/31/12   Common Stock 58,804         58,804     D  
  06/15/02 06/15/12   Common Stock 44,909         44,909     D  
  (13) 06/15/12   Common Stock 80,195         80,195     D  
  09/16/02 09/16/12   Common Stock 62,544         62,544     D  
  (14) 09/16/12   Common Stock 111,685         111,685     D  
  (15) 12/16/12   Common Stock 89,049         89,049     D    
  12/16/02 12/16/12   Common Stock 49,867         49,867     D  

Explanation of Responses:

(1) The reporting person disclaims beneficial ownership of all shares owned by spouse.

(2) Options vest 25% on 12/31/99, 50% on 12/31/00, 75% on 12/31/01, and 100% on 12/31/02.

(3) Options vest 25% on 06/07/00, 50% on 06/07/01, 75% on 06/07/02, and 100% on 06/07/03.

(4) Options vest 25% on 08/15/00, 50% on 08/15/01, 75% on 08/15/02, and 100% on 08/15/03.

(5) Options vest 25% on 11/15/00, 50% on 11/15/01, 75% on 11/15/02, and 100% on 11/15/03.

(6) Options vest 25% on 02/15/01, 50% on 02/15/02, 75% on 02/15/03, and 100% on 02/15/04.

(7) Options vest 25% on 12/31/01, 50% on 12/31/02, 75% on 12/31/03, and 100% on 12/31/04.

(8) Options vest 25% on 03/31/02, 50% on 03/31/03, 75% on 03/31/04, and 100% on 03/31/05.

(9) Options vest 25% on 06/30/02, 50% on 06/30/03, 75% on 06/30/04, and 100% on 06/30/05.

(10) Options vest 25% on 09/30/02, 50% on 09/30/03, 75% on 09/30/04, and 100% on 09/30/05.

(11) Options vest 25% on 12/31/02, 50% on 12/31/03, 75% on 12/31/04, and 100% on 12/31/05.

(12) Options vest 25% on 03/31/03, 50% on 03/31/04, 75% on 03/31/05, and 100% on 03/31/06.

(13) Options vest 25% on 06/15/03, 50% on 06/15/04, 75% on 06/15/05, and 100% on 06/15/06.

(14) Options vest 25% on 09/16/03, 50% on 09/16/04, 75% on 09/16/05, and 100% on 09/16/06.

(15) Options vest 25% on 12/16/03, 50% on 12/16/04, 75% on 12/16/05, and 100% on 12/16/06.

/s/ Tammy B. Stogner
By: Tammy B. Stogner, Attorney in Fact
For: Dennis B. Gillings 		  December 18, 2002
**Signature of Reporting Person		  
Date

**   Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
 
Note:   File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
 

Page 4 -----END PRIVACY-ENHANCED MESSAGE-----