UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number 811-22299
RENN Fund, Inc.
(Exact name of Registrant as specified in charter)
470 Park Avenue South,
New York, NY 10016
(Address of principal executive offices)
(914) 703-6904
(Registrant’s telephone number, including area code)
Jay Kesslen
Horizon Kinetics, LLC
470 Park Avenue South
New York, NY 10016
(Name and address of agent for service of process)
(914) 703-6904
(Agent’s telephone number, including area code)
Date of fiscal year end: December 31
Date of reporting period: July 1, 2018 through June 30, 2019
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CRR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
Item 1: Proxy Voting Record.
Disclosed is the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
******************************* FORM N-Px REPORT *******************************
ICA File Number: 811-22299
Reporting Period: 07/01/2018 - 06/30/2019
RENN Fund, Inc.
============================= The RENN Fund, Inc. ==============================
BOVIE MEDICAL CORP.
Ticker: BVX Security ID: 10211F100
Meeting Date: AUG 30, 2018 Meeting Type: Annual
Record Date: JUL 25, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company Assets For For Management
2.1 Elect Director Andrew Makrides For For Management
2.2 Elect Director Charles D. Goodwin For For Management
2.3 Elect Director J. Robert Saron For For Management
2.4 Elect Director Michael Geraghty For For Management
2.5 Elect Director Lawrence J. Waldman For For Management
2.6 Elect Director John Andres For For Management
2.7 Elect Director Craig Swandal For For Management
3 Ratify Frazier & Deeter, LLC as For For Management
Auditors
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Adjourn Meeting For For Management
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CACI INTERNATIONAL, INC.
Ticker: CACI Security ID: 127190304
Meeting Date: NOV 15, 2018 Meeting Type: Annual
Record Date: SEP 17, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1A Elect Director Kenneth Asbury For For Management
1B Elect Director Michael A. Daniels For For Management
1C Elect Director James S. Gilmore, III For For Management
1D Elect Director William L. Jews For For Management
1E Elect Director Gregory G. Johnson For For Management
1F Elect Director J. Phillip London For For Management
1G Elect Director James L. Pavitt For For Management
1H Elect Director Warren R. Phillips For For Management
1I Elect Director Debora A. Plunkett For For Management
1J Elect Director Charles P. Revoile For For Management
1K Elect Director William S. Wallace For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Ernst & Young LLP as Auditors For For Management
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CBOE GLOBAL MARKETS, INC.
Ticker: CBOE Security ID: 12503M108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 19, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Edward T. Tilly For For Management
1.2 Elect Director Eugene S. Sunshine For For Management
1.3 Elect Director Frank E. English, Jr. For For Management
1.4 Elect Director William M. Farrow, III For For Management
1.5 Elect Director Edward J. Fitzpatrick For For Management
1.6 Elect Director Janet P. Froetscher For For Management
1.7 Elect Director Jill R. Goodman For For Management
1.8 Elect Director Roderick A. Palmore For For Management
1.9 Elect Director James E. Parisi For For Management
1.10 Elect Director Joseph P. Ratterman For For Management
1.11 Elect Director Michael L. Richter For For Management
1.12 Elect Director Jill E. Sommers For For Management
1.13 Elect Director Carole E. Stone For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Deloitte & Touche LLP as For For Management
Auditors
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CIVEO CORPORATION
Ticker: CVEO Security ID: 17878Y108
Meeting Date: MAY 16, 2019 Meeting Type: Annual
Record Date: MAR 27, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Navarre For For Management
1.2 Elect Director Martin A. Lambert For For Management
1.3 Elect Director Constance B. Moore For For Management
2 Approve Ernst & Young LLP as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CME GROUP INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: MAY 08, 2019 Meeting Type: Annual
Record Date: MAR 11, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Terrence A. Duffy For For Management
1b Elect Director Timothy S. Bitsberger For For Management
1c Elect Director Charles P. Carey For For Management
1d Elect Director Dennis H. Chookaszian For For Management
1e Elect Director Ana Dutra For For Management
1f Elect Director Martin J. Gepsman For For Management
1g Elect Director Larry G. Gerdes For For Management
1h Elect Director Daniel R. Glickman For For Management
1i Elect Director Daniel G. Kaye For For Management
1j Elect Director Phyllis M. Lockett For For Management
1k Elect Director Deborah J. Lucas For For Management
1l Elect Director Alex J. Pollock For For Management
1m Elect Director Terry L. Savage For For Management
1n Elect Director William R. Shepard For For Management
1o Elect Director Howard J. Siegel For For Management
1p Elect Director Michael A. Spencer For For Management
1q Elect Director Dennis A. Suskind For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
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CME GROUP, INC.
Ticker: CME Security ID: 12572Q105
Meeting Date: NOV 29, 2018 Meeting Type: Special
Record Date: SEP 06, 2018
# Proposal Mgt Rec Vote Cast Sponsor
1 Eliminate All or Some of the Class B For For Management
Election Rights
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DUNDEE CORPORATION
Ticker: DC.A Security ID: 264901109
Meeting Date: JUN 06, 2019 Meeting Type: Annual
Record Date: APR 10, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
2.1 Elect Director Tanya Covassin For For Management
2.2 Elect Director Jonathan Goodman For For Management
2.3 Elect Director Garth A. C. MacRae For For Management
2.4 Elect Director Isabel Meharry For For Management
2.5 Elect Director Andrew Molson For For Management
2.6 Elect Director Lila Murphy For For Management
2.7 Elect Director Peter Nixon For For Management
2.8 Elect Director Allen J. Palmiere For For Management
2.9 Elect Director A. Murray Sinclair For For Management
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TEXAS PACIFIC LAND TRUST
Ticker: TPL Security ID: 882610108
Meeting Date: JUN 06, 2019 Meeting Type: Proxy Contest
Record Date: MAR 28, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (Blue Proxy Card) None
1 Elect Director Donald G. Cook For Did Not Vote Management
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (White Proxy Card) None
1 Elect Directors Eric L. Oliver For For Shareholder
========== END NPX REPORT
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| RENN Fund, Inc. | ||
| By: | /s/ Jay Kesslen | |
| Jay Kesslen | ||
| Vice President, Chief Compliance Officer | ||
| Date: August 12, 2019 | ||