The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Laboratories (ABT) | COM | 002824100 | 1,633 | 13,821 | SH | DFND | 13,821 | 0 | 0 | ||
Adara Acq. Corp. Class A (ADR | COM | 00653h102 | 195 | 19,870 | SH | DFND | 19,870 | 0 | 0 | ||
Adit EdTech Acq Corp. Class A | COM | 007024102 | 169 | 17,388 | SH | DFND | 17,388 | 0 | 0 | ||
Aldel Financial Inc. Class A ( | COM | 01407x104 | 187 | 18,560 | SH | DFND | 18,560 | 0 | 0 | ||
Alphabet, Inc. - Cl C (GOOG) | COM | 02079K107 | 15,040 | 5,643 | SH | DFND | 5,643 | 0 | 0 | ||
Amazon.com, Inc. (AMZN) | COM | 023135106 | 7,891 | 2,402 | SH | DFND | 2,402 | 0 | 0 | ||
Amdocs Ltd (DOX) | COM | G02602103 | 6,488 | 85,702 | SH | DFND | 85,702 | 0 | 0 | ||
American Homes 4 Rent (AMH) | COM | 02665t306 | 5,162 | 135,423 | SH | DFND | 135,423 | 0 | 0 | ||
American National Bankshares ( | COM | 027745108 | 1,367 | 41,369 | SH | DFND | 41,369 | 0 | 0 | ||
Americold Realty Trust (COLD) | COM | 03064d108 | 3,058 | 105,263 | SH | DFND | 105,263 | 0 | 0 | ||
BRiley Principal 250 Merg Clas | COM | 05602l104 | 274 | 28,384 | SH | DFND | 28,384 | 0 | 0 | ||
Bright Lights Acq Corp Class A | COM | 10920k101 | 155 | 15,950 | SH | DFND | 15,950 | 0 | 0 | ||
CMS Energy Corp. (CMS) | COM | 125896100 | 3,609 | 60,417 | SH | DFND | 60,417 | 0 | 0 | ||
Chubb Limited (CB) | COM | H1467J104 | 4,924 | 28,386 | SH | DFND | 28,386 | 0 | 0 | ||
Cisco Systems (CSCO) | COM | 17275r102 | 8,878 | 163,110 | SH | DFND | 163,110 | 0 | 0 | ||
Coca Cola Co. (KO) | COM | 191216100 | 715 | 13,636 | SH | DFND | 13,636 | 0 | 0 | ||
DPCM Capital Inc. Class A (XPO | COM | 23344p101 | 218 | 22,350 | SH | DFND | 22,350 | 0 | 0 | ||
Du Pont de Nemours, Inc. (DD) | COM | 26614n102 | 6,674 | 98,164 | SH | DFND | 98,164 | 0 | 0 | ||
Dun & Bradstreet Holdings Inc. | COM | 26484t106 | 3,047 | 181,269 | SH | DFND | 181,269 | 0 | 0 | ||
E.Merge Tech Acq Class A (ETAC | COM | 26873y104 | 100 | 10,169 | SH | DFND | 10,169 | 0 | 0 | ||
EMCOR Group (EME) | COM | 29084q100 | 6,931 | 60,073 | SH | DFND | 60,073 | 0 | 0 | ||
EOG Resources (EOG) | COM | 26875p101 | 3,798 | 47,316 | SH | DFND | 47,316 | 0 | 0 | ||
Emerson Electric (EMR) | COM | 291011104 | 3,141 | 33,343 | SH | DFND | 33,343 | 0 | 0 | ||
Executive Network Part Class A | COM | 30158l100 | 269 | 27,399 | SH | DFND | 27,399 | 0 | 0 | ||
First Tr NASDAQ Cybersecurity | COM | 33734x846 | 252 | 5,167 | SH | DFND | 5,167 | 0 | 0 | ||
Flame Acq Corp Class A (FLME) | COM | 33850f108 | 573 | 58,990 | SH | DFND | 58,990 | 0 | 0 | ||
G Squared Ascend II Inc. (GSQB | COM | g42041106 | 103 | 10,539 | SH | DFND | 10,539 | 0 | 0 | ||
GigInternational1 Inc. (GIW) | COM | 37518w106 | 161 | 16,303 | SH | DFND | 16,303 | 0 | 0 | ||
Glass Houses Acq. Corp. Class | COM | 37714p103 | 133 | 13,623 | SH | DFND | 13,623 | 0 | 0 | ||
Goal Acquisition Corp. Class A | COM | 38021h107 | 406 | 41,796 | SH | DFND | 41,796 | 0 | 0 | ||
Golden Arrow Merger Corp. Clas | COM | 380799106 | 101 | 10,300 | SH | DFND | 10,300 | 0 | 0 | ||
Healthcare Svcs Acq Corp Class | COM | 42227k104 | 227 | 23,301 | SH | DFND | 23,301 | 0 | 0 | ||
IDACORP, Inc. (IDA) | COM | 451107106 | 2,255 | 21,811 | SH | DFND | 21,811 | 0 | 0 | ||
Intl. Flavors & Fragrances (IF | COM | 459506101 | 1,521 | 11,377 | SH | DFND | 11,377 | 0 | 0 | ||
Invesco Solar ETF (TAN) | COM | 46138g706 | 6,358 | 79,525 | SH | DFND | 79,525 | 0 | 0 | ||
J2 Global (JCOM) | COM | 48123v102 | 13,646 | 99,880 | SH | DFND | 99,880 | 0 | 0 | ||
JPMorgan Chase & Co. (JPM) | COM | 46625h100 | 238 | 1,451 | SH | DFND | 1,451 | 0 | 0 | ||
Johnson & Johnson (JNJ) | COM | 478160104 | 4,290 | 26,562 | SH | DFND | 26,562 | 0 | 0 | ||
Johnson Controls Intl. (JCI) | COM | g51502105 | 9,218 | 135,400 | SH | DFND | 135,400 | 0 | 0 | ||
KBR Inc. (KBR) | COM | 48242w106 | 13,737 | 348,644 | SH | DFND | 348,644 | 0 | 0 | ||
Kadem Sustainable Imp Corp. C | COM | 48284e105 | 377 | 38,674 | SH | DFND | 38,674 | 0 | 0 | ||
MCAP Acq. Corp. Class A (MACQ | COM | 55282t109 | 122 | 12,400 | SH | DFND | 12,400 | 0 | 0 | ||
MYR Group (MYRG) | COM | 55405w104 | 10,012 | 100,623 | SH | DFND | 100,623 | 0 | 0 | ||
Macondray Cap Acq Corp I Class | COM | g5853a107 | 306 | 31,101 | SH | DFND | 31,101 | 0 | 0 | ||
Medtronic plc (MDT) | COM | G5960L103 | 7,129 | 56,874 | SH | DFND | 56,874 | 0 | 0 | ||
Nextera Energy Inc. (NEE) | COM | 65339f101 | 2,752 | 35,047 | SH | DFND | 35,047 | 0 | 0 | ||
OceanFirst Financial (OCFC) | COM | 675234108 | 1,211 | 56,574 | SH | DFND | 56,574 | 0 | 0 | ||
Osiris Acquisition Corp Class | COM | 68829a103 | 441 | 44,942 | SH | DFND | 44,942 | 0 | 0 | ||
Owens Corning (OC) | COM | 690742101 | 3,044 | 35,602 | SH | DFND | 35,602 | 0 | 0 | ||
Oyster Ent Acq Corp Class A (O | COM | 69242m104 | 195 | 20,000 | SH | DFND | 20,000 | 0 | 0 | ||
PNC Financial Services Group ( | COM | 693475105 | 236 | 1,208 | SH | DFND | 1,208 | 0 | 0 | ||
Periphas Capital Ptn Co Class | COM | 713895100 | 365 | 15,008 | SH | DFND | 15,008 | 0 | 0 | ||
Phillips 66 (PSX) | COM | 718546104 | 260 | 3,714 | SH | DFND | 3,714 | 0 | 0 | ||
Physicians Realty Trust (DOC) | COM | 71943U104 | 508 | 28,824 | SH | DFND | 28,824 | 0 | 0 | ||
Post Holdings Part Corp. Clas | COM | 737465104 | 175 | 18,172 | SH | DFND | 18,172 | 0 | 0 | ||
Primis Financial Corp. (FRST) | COM | 74167b109 | 6,168 | 426,531 | SH | DFND | 426,531 | 0 | 0 | ||
Republic Services (RSG) | COM | 760759100 | 22,311 | 185,833 | SH | DFND | 185,833 | 0 | 0 | ||
Rush Enterprises Class A (RUSH | COM | 781846209 | 1,012 | 22,401 | SH | DFND | 22,401 | 0 | 0 | ||
Rush Enterprises Class B (RUSH | COM | 781846308 | 786 | 17,178 | SH | DFND | 17,178 | 0 | 0 | ||
SPAC and New Issue ETF (SPCX) | COM | 19423l672 | 3,261 | 113,449 | SH | DFND | 113,449 | 0 | 0 | ||
Seven Oaks Acq Corp. Class A ( | COM | 81787x106 | 254 | 25,600 | SH | DFND | 25,600 | 0 | 0 | ||
Sherwin-Williams Co. (SHW) | COM | 824348106 | 8,097 | 28,944 | SH | DFND | 28,944 | 0 | 0 | ||
Shore Bancshares (SHBI) | COM | 825107105 | 2,211 | 124,681 | SH | DFND | 124,681 | 0 | 0 | ||
T-Mobile US Inc. (TMUS) | COM | 872590104 | 6,781 | 53,073 | SH | DFND | 53,073 | 0 | 0 | ||
Tailwind Acquisition Corp. Cla | COM | 87403q102 | 156 | 15,950 | SH | DFND | 15,950 | 0 | 0 | ||
Tastemaker Acquisition Corp. ( | COM | 876545104 | 387 | 39,237 | SH | DFND | 39,237 | 0 | 0 | ||
United Parcel Service (UPS) | COM | 911312106 | 7,927 | 43,531 | SH | DFND | 43,531 | 0 | 0 | ||
Vanguard Communication Service | COM | 92204a884 | 489 | 3,474 | SH | DFND | 3,474 | 0 | 0 | ||
Vanguard Consumer Discretionar | COM | 92204a108 | 790 | 2,549 | SH | DFND | 2,549 | 0 | 0 | ||
Vanguard Consumer Staples ETF | COM | 92204a207 | 480 | 2,677 | SH | DFND | 2,677 | 0 | 0 | ||
Vanguard Financials ETF (VFH) | COM | 92204a405 | 398 | 4,300 | SH | DFND | 4,300 | 0 | 0 | ||
Vanguard Health Care ETF (VHT | COM | 92204a504 | 486 | 1,968 | SH | DFND | 1,968 | 0 | 0 | ||
Vanguard Information Technolog | COM | 92204a702 | 630 | 1,569 | SH | DFND | 1,569 | 0 | 0 | ||
Visa Inc. Class A (V) | COM | 92826c839 | 4,031 | 18,095 | SH | DFND | 18,095 | 0 | 0 | ||
W. R. Berkley Corp. (WRB) | COM | 084423102 | 4,226 | 57,751 | SH | DFND | 57,751 | 0 | 0 | ||
WSFS Financial (WSFS) | COM | 929328102 | 1,866 | 36,375 | SH | DFND | 36,375 | 0 | 0 | ||
Wyndham Hotels & Resorts (WH) | COM | 98311a105 | 7,854 | 101,748 | SH | DFND | 101,748 | 0 | 0 | ||
iShares U.S. Broker-Dealers & | COM | 464288794 | 254 | 2,435 | SH | DFND | 2,435 | 0 | 0 | ||
nVent Electric plc (NVT) | COM | G6700G107 | 791 | 24,475 | SH | DFND | 24,475 | 0 | 0 | ||
Gaslog Partners LP (GLOP.PRA) | PREF | Y2687w116 | 2,465 | 95,650 | SH | DFND | 95,650 | 0 | 0 | ||
Blackstone Mortgage Trust | CONV | 09257WAB6 | 17,900 | 17,703,000 | PRN | DFND | 17,703,000 | 0 | 0 | ||
Blackstone Mortgage Trust | CONV | 09257WAC4 | 2,054 | 2,020,000 | PRN | DFND | 2,020,000 | 0 | 0 | ||
FireEye Inc. | CONV | 31816QAD3 | 21,236 | 21,261,000 | PRN | DFND | 21,261,000 | 0 | 0 | ||
Golar LNG Ltd. | CONV | 38046YAB7 | 2,067 | 2,083,000 | PRN | DFND | 2,083,000 | 0 | 0 | ||
J2 Global | CONV | 48123VAD4 | 1,252 | 1,000,000 | PRN | DFND | 1,000,000 | 0 | 0 | ||
LendingTree, Inc. | CONV | 52603bad9 | 12,501 | 14,700,000 | PRN | DFND | 14,700,000 | 0 | 0 | ||
Macondray Cap Acq Corp I Warra | WARR | g5853a115 | 5 | 10,367 | SH | DFND | 10,367 | 0 | 0 | ||
Oyster Ent Acq Corp Warrants ( | WARR | 69242m112 | 5 | 10,000 | SH | DFND | 10,000 | 0 | 0 |