0000919530-23-000003.txt : 20230821
0000919530-23-000003.hdr.sgml : 20230821
20230821092753
ACCESSION NUMBER: 0000919530-23-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230821
DATE AS OF CHANGE: 20230821
EFFECTIVENESS DATE: 20230821
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC
CENTRAL INDEX KEY: 0000919530
IRS NUMBER: 101113141
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-03893
FILM NUMBER: 231187636
BUSINESS ADDRESS:
STREET 1: 51 EAST MARKET STREET
STREET 2: P O BOX 1424
CITY: CORNING
STATE: NY
ZIP: 14830
BUSINESS PHONE: 6079363785
MAIL ADDRESS:
STREET 1: 51 EAST MARKET STREET
STREET 2: P O BOX 1424
CITY: CORNING
STATE: NY
ZIP: 14830
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0000919530
XXXXXXXX
06-30-2023
06-30-2023
JOHN G ULLMAN & ASSOCIATES INC
51 EAST MARKET STREET
P O BOX 1424
CORNING
NY
14830
13F HOLDINGS REPORT
028-03893
N
John G. Ullman
CEO
607-936-3720
John G. Ullman
Corning
NY
08-21-2023
0
177
648139520
false
INFORMATION TABLE
2
inftable.xml
A G C O CORP
COM
001084102
604532
4600
SH
SOLE
0
0
4600
A T & T INC
COM
00206R102
689040
43200
SH
SOLE
0
0
43200
A. O. SMITH CORP
COM
831865209
633186
8700
SH
SOLE
0
0
8700
ABBOTT LABORATORIES
COM
002824100
3362613
30844
SH
SOLE
0
0
30844
ACCENTURE PLC F CLASS A
COM
g1151c101
203354
659
SH
SOLE
0
0
659
ACV AUCTIONS CL A ORD
COM
00091G104
1127455
65284
SH
SOLE
0
0
65284
AECOM TECHNOLOGY CORP
COM
00766t100
7003185
82692
SH
SOLE
0
0
82692
AGILENT TECHNOLOGIES INC
COM
00846U101
2606659
21677
SH
SOLE
0
0
21677
ALGONQUIN POWER & UTILITIES CO
COM
015857105
1777965
215250
SH
SOLE
0
0
215250
ALLETE INC ALE
COM
018522300
428978
7400
SH
SOLE
0
0
7400
ALLIANT ENERGY CORP
COM
018802108
907904
17300
SH
SOLE
0
0
17300
AMAZON.COM INC
COM
023135106
9848698
75550
SH
SOLE
0
0
75550
AMER ELECTRIC PWR CO
COM
025537101
682357
8104
SH
SOLE
0
0
8104
AMERICAN SOFTWARE INC
COM
029683109
5748161
546923
SH
SOLE
0
0
546923
AMERISERV FINANCIAL INC
COM
03074A102
69088
27200
SH
SOLE
0
0
27200
AMGEN INC.
COM
031162100
2440888
10994
SH
SOLE
0
0
10994
APPLE INC
COM
037833100
3327881
17157
SH
SOLE
0
0
17157
APTIV ORD
COM
G6095L109
3374074
33050
SH
SOLE
0
0
33050
ARCBEST ORD
COM
03937C105
2188420
22150
SH
SOLE
0
0
22150
ARGAN INC
COM
04010e109
6587460
167152
SH
SOLE
0
0
167152
ASTEC INDUSTRIES INC
COM
046224101
2031168
44700
SH
SOLE
0
0
44700
AVALON ADVANCED MATERIALS INC
COM
05337L304
1849
18750
SH
SOLE
0
0
18750
AVANGRID INC
COM
05351W103
3027965
80360
SH
SOLE
0
0
80360
AZENTA ORD
COM
114340102
3426032
73394
SH
SOLE
0
0
73394
BANK OF NOVA SCOTIA
COM
064149107
395316
7900
SH
SOLE
0
0
7900
BAXTER INTERNATIONAL INC
COM
071813109
3326700
73018
SH
SOLE
0
0
73018
BCE INC
COM
05534B760
11159064
244770
SH
SOLE
0
0
244770
BERKSHIRE HATHAWAY CLASS B
COM
084670702
762135
2235
SH
SOLE
0
0
2235
BLACK HILLS CORP
COM
092113109
7617467
126410
SH
SOLE
0
0
126410
BLOOM ENERGY CL A ORD
COM
093712107
743761
45490
SH
SOLE
0
0
45490
BOYD GAMING CORP COM
COM
103304101
863656
12450
SH
SOLE
0
0
12450
BRISTOL-MYERS SQUIBB
COM
110122108
23001472
359679
SH
SOLE
0
0
359679
BROADCOM LTD AVGO
COM
11135F101
6090226
7021
SH
SOLE
0
0
7021
C AND F FINANCIAL ORD
COM
12466Q104
905382
16860
SH
SOLE
0
0
16860
CACI INTERNATIONAL INC
COM
127190304
6644335
19494
SH
SOLE
0
0
19494
CANADIAN UTILITIES CL A ORD
COM
136717832
270375
10500
SH
SOLE
0
0
10500
CHEVRON CORP
COM
166764100
1039139
6604
SH
SOLE
0
0
6604
CIENA CORP
COM
171779309
624603
14700
SH
SOLE
0
0
14700
CIRRUS LOGIC INC
COM
172755100
247080
3050
SH
SOLE
0
0
3050
CISCO SYSTEMS INC
COM
17275r102
19545665
377767
SH
SOLE
0
0
377767
COHERENT CORP
COM
19247G107
2701940
53000
SH
SOLE
0
0
53000
COMCAST CORP CLASS A
COM
20030n101
713787
17179
SH
SOLE
0
0
17179
CONSTELLATION ENERGY ORD
COM
21037T109
225671
2465
SH
SOLE
0
0
2465
CORNING INC
COM
219350105
26501505
756321
SH
SOLE
0
0
756321
CROSSFIRST BANKSHARES ORD
COM
22766M109
486130
48613
SH
SOLE
0
0
48613
CROWN HOLDINGS INC
COM
228368106
2500466
28784
SH
SOLE
0
0
28784
DANA INC
COM
235825205
1624350
95550
SH
SOLE
0
0
95550
DANAHER CORP
COM
235851102
240000
1000
SH
SOLE
0
0
1000
DENTSPLY SIRONA INC
COM
24906p109
4886842
122110
SH
SOLE
0
0
122110
DOMINION ENERGY INC
COM
25746u109
3683305
71120
SH
SOLE
0
0
71120
DUKE ENERGY CORP
COM
26441c204
629885
7019
SH
SOLE
0
0
7019
EAGLE BANCORP MONTANA INC
COM
26942G100
257284
19447
SH
SOLE
0
0
19447
EAGLE MATERIALS INC
COM
26969P108
1342224
7200
SH
SOLE
0
0
7200
EATON CORP PLC F
COM
G29183103
281540
1400
SH
SOLE
0
0
1400
ELECTRONIC ARTS INC EA
COM
285512109
2827460
21800
SH
SOLE
0
0
21800
EMERSON ELEC CO
COM
291011104
35000725
387219
SH
SOLE
0
0
387219
EVERGY INC
COM
30034W106
362204
6200
SH
SOLE
0
0
6200
EVERSOURCE ENERGY ES
COM
30040W108
3008568
42422
SH
SOLE
0
0
42422
EXXON MOBIL CORP
COM
30231G102
11917942
111123
SH
SOLE
0
0
111123
FENTURA FINANCIAL INC
COM
314645102
455692
23550
SH
SOLE
0
0
23550
FISERV INC
COM
337738108
5853991
46405
SH
SOLE
0
0
46405
FLOWSERVE CORP
COM
34354p105
6287266
169240
SH
SOLE
0
0
169240
FORTIS ORD
COM
349553107
1008306
23400
SH
SOLE
0
0
23400
FRANKLIN ELECTRIC CO
COM
353514102
555660
5400
SH
SOLE
0
0
5400
GE HEATHCARE TECHNOLOGY
COM
36266G107
614581
7565
SH
SOLE
0
0
7565
GENERAC HOLDINGS ORD
COM
368736104
2386080
16000
SH
SOLE
0
0
16000
GENERAL ELECTRIC CO
COM
369604301
2973530
27069
SH
SOLE
0
0
27069
GENERAL MOTORS CO
COM
37045v100
214008
5550
SH
SOLE
0
0
5550
GILEAD SCIENCES INC
COM
375558103
304426
3950
SH
SOLE
0
0
3950
GOODYEAR TIRE & RUBR CO COM
COM
382550101
179208
13100
SH
SOLE
0
0
13100
GORMAN RUPP ORD
COM
383082104
3562177
123558
SH
SOLE
0
0
123558
GRANITE CONSTRUCTION
COM
387328107
5161853
129760
SH
SOLE
0
0
129760
GSK PLC ADR
COM
37733W204
2779207
77980
SH
SOLE
0
0
77980
HALLIBURTON CO HLDG
COM
406216101
3634508
110170
SH
SOLE
0
0
110170
HAWAIIAN ELECTRIC INDUSTRIES
COM
419870100
6952463
192057
SH
SOLE
0
0
192057
HELIOS TECHNOLOGIES INC
COM
42328H109
416367
6300
SH
SOLE
0
0
6300
HERC HOLDINGS ORD
COM
42704L104
4108374
30021
SH
SOLE
0
0
30021
HEWLETT PACKARD ENTERPRI
COM
42824c109
507360
30200
SH
SOLE
0
0
30200
HOLOGIC INC
COM
436440101
202425
2500
SH
SOLE
0
0
2500
HONEYWELL INTL INC
COM
438516106
7253162
34955
SH
SOLE
0
0
34955
HORIZON THERAPEUTICS PLC
COM
G46188101
8198379
79712
SH
SOLE
0
0
79712
HYDRO ONE ORD
COM
448811208
847935
29700
SH
SOLE
0
0
29700
IBM CORP
COM
459200101
18121754
135429
SH
SOLE
0
0
135429
IDACORP INC
COM
451107106
4285397
41768
SH
SOLE
0
0
41768
ILLINOIS TOOL WORKS
COM
452308109
625400
2500
SH
SOLE
0
0
2500
INGERSOLL RAND INC
COM
45687V106
803405
12292
SH
SOLE
0
0
12292
INTEL CORP
COM
458140100
10987247
328566
SH
SOLE
0
0
328566
INTUIT INC
COM
461202103
309278
675
SH
SOLE
0
0
675
IPG PHOTONICS CORP
COM
44980x109
275035
2025
SH
SOLE
0
0
2025
IQVIA HOLDINGS INC
COM
46266c105
472017
2100
SH
SOLE
0
0
2100
ITRON INC
COM
465741106
4679723
64906
SH
SOLE
0
0
64906
ITT INC
COM
45073v108
205062
2200
SH
SOLE
0
0
2200
J P MORGAN CHASE & CO
COM
46625h100
6145420
42254
SH
SOLE
0
0
42254
JOHNSON & JOHNSON
COM
478160104
382517
2311
SH
SOLE
0
0
2311
JOHNSON CONTROLS INTER F
COM
g51502105
541713
7950
SH
SOLE
0
0
7950
KINDER MORGAN INC
COM
49456B101
1097052
63708
SH
SOLE
0
0
63708
KNIFE RIVER ORD
COM
498894104
4345302
99892
SH
SOLE
0
0
99892
LAB CO OF AMER HLDG
COM
50540r409
609117
2524
SH
SOLE
0
0
2524
LILLY ELI & CO
COM
532457108
1860913
3968
SH
SOLE
0
0
3968
LINCOLN ELECTRIC HOLDINGS ORD
COM
533900106
615753
3100
SH
SOLE
0
0
3100
LINDSAY CORP
COM
535555106
7183075
60190
SH
SOLE
0
0
60190
LUMENTUM HOLDINGS INC
COM
55024U109
6551804
115491
SH
SOLE
0
0
115491
M D U RESOURCES GRP
COM
552690109
8840156
422166
SH
SOLE
0
0
422166
MA COM TECH SOLUTN
COM
55405y100
403009
6150
SH
SOLE
0
0
6150
MARATHON PETROLEUM CORP
COM
56585A102
287186
2463
SH
SOLE
0
0
2463
MERCK & CO INC
COM
58933Y105
11633504
100819
SH
SOLE
0
0
100819
MICRON TECHNOLOGY
COM
595112103
224861
3563
SH
SOLE
0
0
3563
MICROSOFT CORP
COM
594918104
12004376
35251
SH
SOLE
0
0
35251
MIDDLEFIELD BANC CORP
COM
596304204
722796
26970
SH
SOLE
0
0
26970
MODERNA INC
COM
60770K107
3450478
28399
SH
SOLE
0
0
28399
MOODYS ORD
COM
615369105
2859997
8225
SH
SOLE
0
0
8225
NEW JERSEY RESOURCES CORPORATI
COM
646025106
6398574
135563
SH
SOLE
0
0
135563
NEXSTAR BROADCASTING GROUP-A N
COM
65336K103
5055625
30355
SH
SOLE
0
0
30355
NEXTERA ENERGY INC
COM
65339f101
337387
4547
SH
SOLE
0
0
4547
NORTHWESTERN CORP
COM
668074305
295152
5200
SH
SOLE
0
0
5200
NRG ENERGY INC NRG
COM
629377508
2043363
54650
SH
SOLE
0
0
54650
OGE ENERGY CORP
COM
670837103
20742981
577638
SH
SOLE
0
0
577638
ORACLE CORP
COM
68389x105
2594733
21788
SH
SOLE
0
0
21788
PALO ALTO NETWORKS INC
COM
697435105
264964
1037
SH
SOLE
0
0
1037
PAYPAL HOLDINGS INCORPOR
COM
70450y103
2381260
35685
SH
SOLE
0
0
35685
PFIZER INC
COM
717081103
21822069
594931
SH
SOLE
0
0
594931
PHILLIPS 66
COM
718546104
376751
3950
SH
SOLE
0
0
3950
PLUG POWER INC
COM
72919P202
103900
10000
SH
SOLE
0
0
10000
PORTLAND GENERAL ELECTRIC CO
COM
736508847
6087900
130000
SH
SOLE
0
0
130000
PUB SVC ENTERPISE GP
COM
744573106
2633940
42069
SH
SOLE
0
0
42069
PURE CYCLE CORP
COM
746228303
132000
12000
SH
SOLE
0
0
12000
QUIDEL CORPORATION
COM
219798105
2662375
32131
SH
SOLE
0
0
32131
RBB BANCORP
COM
74930B105
619089
51850
SH
SOLE
0
0
51850
RHINEBECK BANCORP INC
COM
762093102
343903
51100
SH
SOLE
0
0
51100
ROPER TECHNOLOGIES INC
COM
776696106
240400
500
SH
SOLE
0
0
500
SCHLUMBERGER LTD F
COM
806857108
13964177
284287
SH
SOLE
0
0
284287
SHERWIN WILLIAMS CO
COM
824348106
305348
1150
SH
SOLE
0
0
1150
SKANSKA AB ORDF
COM
w83567110
291069
20800
SH
SOLE
0
0
20800
SKYWORKS SOLUTIONS INC SWKS
COM
83088M102
354208
3200
SH
SOLE
0
0
3200
SNOWFLAKE INC.
COM
833445109
1223061
6950
SH
SOLE
0
0
6950
SOUTHERN CO
COM
842587107
1812450
25800
SH
SOLE
0
0
25800
STATE STREET ORD
COM
857477103
2832798
38710
SH
SOLE
0
0
38710
SUMMIT MATERIALS CL A ORD
COM
86614U100
4925269
130126
SH
SOLE
0
0
130126
SYSCO CORP
COM
871829107
3026247
40785
SH
SOLE
0
0
40785
TE CONNECTIVITY LTD F
COM
h84989104
15679980
111872
SH
SOLE
0
0
111872
TEXAS INSTRUMENTS
COM
882508104
832052
4622
SH
SOLE
0
0
4622
THE COCA-COLA CO
COM
191216100
681931
11324
SH
SOLE
0
0
11324
THERMO FISHER SCIENTIFIC INC
COM
883556102
7762596
14878
SH
SOLE
0
0
14878
TOMPKINS FINANCIAL CORP TMP
COM
890110109
3879338
69647
SH
SOLE
0
0
69647
TRANE TECHNOLOGIES PLC
COM
G8994E103
2352498
12300
SH
SOLE
0
0
12300
UNITED THERAPEUTICS CORPORATIO
COM
91307C102
2065116
9355
SH
SOLE
0
0
9355
VIAVI SOLUTIONS INC
COM
925550105
990775
87447
SH
SOLE
0
0
87447
VMWARE INC
COM
928563402
6070902
42250
SH
SOLE
0
0
42250
VODAFONE GROUP PLC NEW SPNSR A
COM
92857W308
379890
40200
SH
SOLE
0
0
40200
VONTIER CORP
COM
928881101
2193404
68097
SH
SOLE
0
0
68097
W E C ENERGY GROUP INC
COM
92939U106
324900
3682
SH
SOLE
0
0
3682
WALT DISNEY CO
COM
254687106
7938420
88916
SH
SOLE
0
0
88916
WATERSTONE FINANCIAL ORD
COM
94188P101
643472
44408
SH
SOLE
0
0
44408
WATTS WATER TECH INC CLASS A
COM
942749102
4019094
21875
SH
SOLE
0
0
21875
WEBSTER FINANCIAL ORD
COM
947890109
1211775
32100
SH
SOLE
0
0
32100
WESTERN ALLIANCE ORD
COM
957638109
251643
6900
SH
SOLE
0
0
6900
WESTERN DIGITAL CORP
COM
958102105
2048220
54000
SH
SOLE
0
0
54000
XYLEM INC.
COM
98419m100
231997
2060
SH
SOLE
0
0
2060
BP PLC F SPONSORED ADR 1 ADR R
ADR
055622104
786967
22300
SH
SOLE
0
0
22300
EQUINOR ADR REP ORD
ADR
29446M102
4924806
168600
SH
SOLE
0
0
168600
NOVARTIS AG
ADR
66987V109
18661791
184935
SH
SOLE
0
0
184935
ROCHE HLDG AG F SPONSORED ADR
ADR
771195104
609290
15950
SH
SOLE
0
0
15950
SHELL PLC
ADR
780259305
609838
10100
SH
SOLE
0
0
10100
SKANSKA AB FSPONSORED ADR
ADR
830561205
1154505
82500
SH
SOLE
0
0
82500
TAIWAN SEMICONDUCTR F SPONSORE
ADR
874039100
14210545
140810
SH
SOLE
0
0
140810
INVSC WATER RESC PORTFOLIO ETF
ETF
46137v142
253755
4500
SH
SOLE
0
0
4500
INVSC WILDERHILL CLEAN ENERGY
ETF
46137V134
2796364
69700
SH
SOLE
0
0
69700
ISHARES:BIOTECHNOLOGY
ETF
464287556
355488
2800
SH
SOLE
0
0
2800
ISHS MSCI EMERG MRKT MIN VOL F
ETF
464286533
758724
13800
SH
SOLE
0
0
13800
SELECT SECTOR UTI SELECT SPDR
ETF
81369y886
496690
7590
SH
SOLE
0
0
7590
VANECK VIETNAM ETF
ETF
92189f817
2488430
187100
SH
SOLE
0
0
187100
VANGUARD MATERIALS ETF
ETF
92204a801
218364
1200
SH
SOLE
0
0
1200
VANGUARD S&P 500 ETF
ETF
922908363
3386126
8314
SH
SOLE
0
0
8314
MEXICO FUND
CEF
592835102
177868
10600
SH
SOLE
0
0
10600
TORTOISE ENERGY INF CORP
CEF
89147L886
220780
7600
SH
SOLE
0
0
7600
AMERICAN TOWER CORP
REIT
03027X100
8271541
42650
SH
SOLE
0
0
42650
EQUINIX REIT ORD
REIT
29444U700
4821231
6150
SH
SOLE
0
0
6150