0000919530-16-000021.txt : 20160211 0000919530-16-000021.hdr.sgml : 20160211 20160211122716 ACCESSION NUMBER: 0000919530-16-000021 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20151231 FILED AS OF DATE: 20160211 DATE AS OF CHANGE: 20160211 EFFECTIVENESS DATE: 20160211 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JOHN G ULLMAN & ASSOCIATES INC CENTRAL INDEX KEY: 0000919530 IRS NUMBER: 101113141 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03893 FILM NUMBER: 161409907 BUSINESS ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 BUSINESS PHONE: 6079363785 MAIL ADDRESS: STREET 1: 51 EAST MARKET STREET STREET 2: P O BOX 1424 CITY: CORNING STATE: NY ZIP: 14830 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000919530 XXXXXXXX 12-31-2015 12-31-2015 JOHN G ULLMAN & ASSOCIATES INC

51 EAST MARKET STREET P O BOX 1424 CORNING NY 14830

13F HOLDINGS REPORT 028-03893 N JOHN G. ULLMAN 607-936-3720 JOHN G. ULLMAN CORNING NY 02-11-2016 0 115 452561 true INFORMATION TABLE 2 edgardecember31201513f.xml 3M CO MMM COM 88579Y101 3250 21575 SH SOLE 0 0 21575 ABBOTT LABORATORIES ABT COM 002824100 1583 35248 SH SOLE 0 0 35248 ADVANCED MICRO DEVICES AMD COM 007903107 29 10000 SH SOLE 0 0 10000 AECOM ACM COM 00766T100 1679 55900 SH SOLE 0 0 55900 AEGION CORP AEGN COM 00770F104 1847 95652 SH SOLE 0 0 95652 AKAMAI TECHNOLOGIES INC AKAM COM 00971T101 2229 42350 SH SOLE 0 0 42350 ALPHABET INC-CL A GOOGL COM 02079K305 1361 1749 SH SOLE 0 0 1749 ALPHABET INC-CL C GOOG COM 02079K107 1323 1743 SH SOLE 0 0 1743 AMERICAN CAPITAL LTD ACAS COM 02503Y103 1556 112855 SH SOLE 0 0 112855 AMERICAN DEFENSE SYSTEMS INC A COM 025351107 0 50000 SH SOLE 0 0 50000 AMERICAN SOFTWARE INC-CL A AMS COM 029683109 3259 320116 SH SOLE 0 0 320116 AMGEN INC AMGN COM 031162100 3535 21774 SH SOLE 0 0 21774 ANALOG DEVICES INC ADI COM 032654105 2006 36266 SH SOLE 0 0 36266 APPLE INC AAPL COM 037833100 671 6377 SH SOLE 0 0 6377 APPLIED MATERIALS INC AMAT COM 038222105 7510 402260 SH SOLE 0 0 402260 ARCHER-DANIELS-MIDLAND CO ADM COM 039483102 3829 104400 SH SOLE 0 0 104400 ARGAN INC AGX COM 04010E109 1369 42250 SH SOLE 0 0 42250 AVALON RARE METALS INC AVLNF COM 053470100 2 18750 SH SOLE 0 0 18750 BANK OF NOVA SCOTIA BNS COM 064149107 1893 46800 SH SOLE 0 0 46800 BAXALTA INC BXLT COM 07177M103 2242 57455 SH SOLE 0 0 57455 BAXTER INTERNATIONAL INC BAX COM 071813109 490 12856 SH SOLE 0 0 12856 BCE INC BCE COM 05534B760 8082 209278 SH SOLE 0 0 209278 BRISTOL-MYERS SQUIBB CO BMY COM 110122108 10275 149364 SH SOLE 0 0 149364 BROOKS AUTOMATION INC BRKS COM 114340102 7504 702590 SH SOLE 0 0 702590 CHEMUNG FINANCIAL CORP CHMG COM 164024101 2526 91837 SH SOLE 0 0 91837 CIENA CORP CIEN COM 171779309 2810 135800 SH SOLE 0 0 135800 CISCO SYSTEMS INC CSCO COM 17275R102 7073 260465 SH SOLE 0 0 260465 COCA-COLA CO/THE KO COM 191216100 17767 413577 SH SOLE 0 0 413577 COMMUNITY BANK SYSTEM INC CBU COM 203607106 234 5864 SH SOLE 0 0 5864 CORNING INC GLW COM 219350105 21276 1163919 SH SOLE 0 0 1163919 DENTSPLY INTERNATIONAL INC XRA COM 249030107 3319 54550 SH SOLE 0 0 54550 DOUGLAS DYNAMICS INC PLOW COM 25960R105 1296 61521 SH SOLE 0 0 61521 DUKE ENERGY CORP DUK COM 26441C204 3962 55494 SH SOLE 0 0 55494 ELMIRA SAVINGS BANK ESBK COM 289660102 897 45128 SH SOLE 0 0 45128 EMC CORP/MA EMC COM 268648102 4707 183300 SH SOLE 0 0 183300 EMCOR GROUP INC EME COM 29084Q100 1023 21300 SH SOLE 0 0 21300 EMERSON ELECTRIC CO EMR COM 291011104 15107 315843 SH SOLE 0 0 315843 ENTEGRIS INC ENTG COM 29362U104 580 43694 SH SOLE 0 0 43694 EXELON CORP EXC COM 30161N101 5084 183080 SH SOLE 0 0 183080 EXXON MOBIL CORP XOM COM 30231G102 16306 209179 SH SOLE 0 0 209179 FLOWSERVE CORP FLS COM 34354P105 2304 54750 SH SOLE 0 0 54750 GENERAL ELECTRIC CO GE COM 369604103 1603 51467 SH SOLE 0 0 51467 GENERAL MOTORS CO GM COM 37045V100 3456 101612 SH SOLE 0 0 101612 GLAXOSMITHKLINE PLC-SPON ADR G COM 37733W105 9097 225455 SH SOLE 0 0 225455 GRANITE CONSTRUCTION INC GVA COM 387328107 13821 322102 SH SOLE 0 0 322102 GREAT PLAINS ENERGY INC GXP COM 391164100 8452 309495 SH SOLE 0 0 309495 HALLIBURTON CO HAL COM 406216101 1878 55184 SH SOLE 0 0 55184 HARDINGE INC HDNG COM 412324303 956 102543 SH SOLE 0 0 102543 HONEYWELL INTERNATIONAL INC HO COM 438516106 7268 70178 SH SOLE 0 0 70178 IDACORP INC IDA COM 451107106 7592 111645 SH SOLE 0 0 111645 INGERSOLL-RAND PLC IR COM G47791101 5762 104220 SH SOLE 0 0 104220 INPHI CORP IPHI COM 45772F107 392 14500 SH SOLE 0 0 14500 INTEL CORP INTC COM 458140100 12804 371675 SH SOLE 0 0 371675 INTL BUSINESS MACHINES CORP IB COM 459200101 9680 70339 SH SOLE 0 0 70339 INTL SPEEDWAY CORP-CL A ISCA COM 460335201 239 7079 SH SOLE 0 0 7079 IXYS CORPORATION IXYS COM 46600W106 234 18500 SH SOLE 0 0 18500 JOHNSON & JOHNSON JNJ COM 478160104 28220 274732 SH SOLE 0 0 274732 KAPSTONE PAPER AND PACKAGING K COM 48562P103 2266 100300 SH SOLE 0 0 100300 LANDEC CORP LNDC COM 514766104 2165 183000 SH SOLE 0 0 183000 LINDSAY CORP LNN COM 535555106 11128 153700 SH SOLE 0 0 153700 MANHATTAN SCIENTIFICS INC MHTX COM 563122100 10 145000 SH SOLE 0 0 145000 MDU RESOURCES GROUP INC MDU COM 552690109 4852 264825 SH SOLE 0 0 264825 MEDTRONIC PLC MDT COM G5960L103 4713 61266 SH SOLE 0 0 61266 MENTOR GRAPHICS CORP MENT COM 587200106 2046 111100 SH SOLE 0 0 111100 MERCK & CO. INC. MRK COM 58933Y105 11770 222832 SH SOLE 0 0 222832 MICRON TECHNOLOGY INC MU COM 595112103 1402 99000 SH SOLE 0 0 99000 MICROSOFT CORP MSFT COM 594918104 6647 119817 SH SOLE 0 0 119817 MONSANTO CO MON COM 61166W101 4363 44290 SH SOLE 0 0 44290 MOSAIC CO/THE MOS COM 61945C103 1404 50875 SH SOLE 0 0 50875 NEOGEN CORP NEOG COM 640491106 2433 43046 SH SOLE 0 0 43046 NEXTERA ENERGY INC NEE COM 65339F101 5058 48685 SH SOLE 0 0 48685 NORTHWESTERN CORP NWE COM 668074305 784 14450 SH SOLE 0 0 14450 OGE ENERGY CORP OGE COM 670837103 3831 145735 SH SOLE 0 0 145735 ORBOTECH LTD ORBK COM M75253100 1731 78242 SH SOLE 0 0 78242 OTTER TAIL CORP OTTR COM 689648103 5530 207664 SH SOLE 0 0 207664 PAYCHEX INC PAYX COM 704326107 202 3825 SH SOLE 0 0 3825 PENN WEST PETROLEUM LTD PWE COM 707887105 14 16150 SH SOLE 0 0 16150 PEPSICO INC PEP COM 713448108 207 2070 SH SOLE 0 0 2070 PFIZER INC PFE COM 717081103 15058 466482 SH SOLE 0 0 466482 PORTLAND GENERAL ELECTRIC CO P COM 736508847 4037 111010 SH SOLE 0 0 111010 PRICELINE GROUP INC/THE PCLN COM 741503403 1657 1300 SH SOLE 0 0 1300 PUBLIC SERVICE ENTERPRISE GP P COM 744573106 2560 66160 SH SOLE 0 0 66160 QUEST DIAGNOSTICS INC DGX COM 74834L100 2716 38176 SH SOLE 0 0 38176 REGENERON PHARMACEUTICALS REGN COM 75886F107 565 1041 SH SOLE 0 0 1041 SCHLUMBERGER LTD SLB COM 806857108 11442 164044 SH SOLE 0 0 164044 SPDR S&P REGIONAL BANKING KRE COM 78464A698 2350 56050 SH SOLE 0 0 56050 ST JUDE MEDICAL INC STJ COM 790849103 1371 22190 SH SOLE 0 0 22190 STRYKER CORP SYK COM 863667101 1180 12700 SH SOLE 0 0 12700 SUN HYDRAULICS CORP SNHY COM 866942105 3478 109625 SH SOLE 0 0 109625 SUPERVALU INC SVU COM 868536103 68 10000 SH SOLE 0 0 10000 SWISS HELVETIA FUND SWZ COM 870875101 602 57025 SH SOLE 0 0 57025 SYNGENTA AG-ADR SYT COM 87160A100 1118 14200 SH SOLE 0 0 14200 TE CONNECTIVITY LTD TEL COM H84989104 609 9425 SH SOLE 0 0 9425 THERMO FISHER SCIENTIFIC INC T COM 883556102 4129 29109 SH SOLE 0 0 29109 TOMPKINS FINANCIAL CORP TMP COM 890110109 1514 26958 SH SOLE 0 0 26958 TRANSCANADA CORP TRP COM 89353D107 1647 50550 SH SOLE 0 0 50550 VERIZON COMMUNICATIONS INC VZ COM 92343V104 238 5157 SH SOLE 0 0 5157 WAL-MART STORES INC WMT COM 931142103 8236 134350 SH SOLE 0 0 134350 WALT DISNEY CO/THE DIS COM 254687106 3003 28575 SH SOLE 0 0 28575 WATTS WATER TECHNOLOGIES-A WTS COM 942749102 793 15975 SH SOLE 0 0 15975 XEROX CORP XRX COM 984121103 2755 259150 SH SOLE 0 0 259150 XYLEM INC XYL COM 98419M100 1637 44850 SH SOLE 0 0 44850 ZIMMER BIOMET HOLDINGS INC ZBH COM 98956P102 1407 13710 SH SOLE 0 0 13710 ROYAL HAWAIIAN ORCHARDS LP NNU LTD 78028T100 534 171627 SH SOLE 0 0 171627 NOVARTIS AG-SPONSORED ADR NVS ADR 66987V109 4380 50908 SH SOLE 0 0 50908 GUGGENHEIM S&P GLOBAL WATER CG ETF 18383Q507 2889 106450 SH SOLE 0 0 106450 ISHARES CORE U.S. AGGREGATE AG ETF 464287226 536 4961 SH SOLE 0 0 4961 ISHARES MSCI AUSTRALIA ETF EWA ETF 464286103 1376 72600 SH SOLE 0 0 72600 ISHARES MSCI CANADA ETF EWC ETF 464286509 1793 83400 SH SOLE 0 0 83400 ISHARES MSCI EMERG MKT MIN V E ETF 464286533 4252 87375 SH SOLE 0 0 87375 ISHARES MSCI SINGAPORE ETF EWS ETF 464286673 3939 383210 SH SOLE 0 0 383210 MARKET VECTORS VIETNAM ETF VNM ETF 57060U761 192 13000 SH SOLE 0 0 13000 POWERSHARES WILDERH CLEAN EN P ETF 73935X500 107 22500 SH SOLE 0 0 22500 VANGUARD S&P 500 ETF VOO ETF 922908363 227 1216 SH SOLE 0 0 1216 VANGUARD SHORT-TERM BOND ETF B ETF 921937827 359 4510 SH SOLE 0 0 4510