Executive Director

0000919185-21-000002.txt : 20210212 0000919185-21-000002.hdr.sgml : 20210212 20210212162727 ACCESSION NUMBER: 0000919185-21-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210212 DATE AS OF CHANGE: 20210212 EFFECTIVENESS DATE: 20210212 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 21628028 BUSINESS ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2122872500 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000919185 XXXXXXXX 12-31-2020 12-31-2020 HIGHBRIDGE CAPITAL MANAGEMENT LLC

277 PARK AVE 23RD FLOOR NEW YORK NY 10172

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1242092 SH SOLE 0 1242092 0 BECTON DICKINSON & CO COMMON 075887109 33345 133262 SH SOLE 0 133262 0 BILL COM HLDGS INC COMMON 090043100 8818 64600 SH SOLE 0 64600 0 BOOKING HOLDINGS INC COMMON 09857L108 12259 5504 SH SOLE 0 5504 0 BULL HORN HLDGS CORP WARRANT G1686P122 92 66967 PRN SOLE 0 66967 0 CANOO INC COMMON 13803R102 2854 206826 SH SOLE 0 206826 0 CANOO INC WARRANT 13803R110 5549 1545800 PRN SOLE 0 1545800 0 CAPITOL INVESTMENT CORP V UNIT 14064F209 10300 1000000 SH SOLE 0 1000000 0 CEREVEL THERAPEUTICS HLDNG I WARRANT 15678U102 565 100000 PRN SOLE 0 100000 0 CF ACQUISITION CORP IV UNIT 12520T201 15435 1500000 SH SOLE 0 1500000 0 CF FIN ACQUISITION CORP III UNIT 12529D207 13949 1300000 SH SOLE 0 1300000 0 CF FINANCE ACQUISITION CORP WARRANT 15725Q112 964 400000 PRN SOLE 0 400000 0 CHURCHILL CAPITAL CORP IV COMMON 171439102 26526 2649998 SH SOLE 0 2649998 0 CHURCHILL CAPITAL CORP IV WARRANT 171439110 763 501977 PRN SOLE 0 501977 0 CHURCHILL CAPITAL CORP V UNIT 17144T206 2100 200000 SH SOLE 0 200000 0 CIIG MERGER CORP OPTION 12559C953 110 3900 SH Put SOLE 0 3900 0 CIIG MERGER CORP WARRANT 12559C111 7222 880713 PRN SOLE 0 880713 0 CLOVIS ONCOLOGY INC BOND 189464AB6 2979 3187000 PRN SOLE 0 3187000 0 CLOVIS ONCOLOGY INC BOND 189464AC4 34360 48566000 PRN SOLE 0 48566000 0 COLFAX CORP PREF CONV 194014205 49900 308901 SH SOLE 0 308901 0 COLLEGIUM PHARMACEUTICAL INC BOND 19459JAA2 34967 35995000 PRN SOLE 0 35995000 0 COLONY STARWOOD HOMES BOND 19625XAB8 21070 16000000 PRN SOLE 0 16000000 0 CONTURA ENERGY INC COMMON 21241B100 14490 1274368 SH SOLE 0 1274368 0 CONX CORP UNIT 212873202 12018 1150000 SH SOLE 0 1150000 0 CORNER GROWTH ACQUISITION CO UNIT G2425N121 10450 1000000 SH SOLE 0 1000000 0 CREE INC BOND 225447AB7 46891 25800000 PRN SOLE 0 25800000 0 DANAHER CORPORATION COMMON 235851102 42829 192801 SH SOLE 0 192801 0 DESKTOP METAL INC COMMON 25058X105 16509 959886 SH SOLE 0 959886 0 DESKTOP METAL INC OPTION 25058X955 2742 159400 SH Put SOLE 0 159400 0 DESKTOP METAL INC WARRANT 25058X113 5606 1165512 PRN SOLE 0 1165512 0 ENVESTNET INC BOND 29404KAB2 34215 25700000 PRN SOLE 0 25700000 0 EZCORP INC BOND 302301AE6 35330 44162000 PRN SOLE 0 44162000 0 EZCORP INC BOND 302301AF3 35209 37377000 PRN SOLE 0 37377000 0 FAST ACQUISITION CORP COMMON 311875108 5432 530500 SH SOLE 0 530500 0 FINSERV ACQUISITION CORP WARRANT 318085115 279 79850 PRN SOLE 0 79850 0 FLEXION THERAPEUTICS INC BOND 33938JAB2 20217 22241000 PRN SOLE 0 22241000 0 FOREST ROAD ACQUISITION CORP UNIT 34619R201 7264 691849 SH SOLE 0 691849 0 FTAC OLYMPUS ACQUISITION COR COMMON G37288100 8139 790175 SH SOLE 0 790175 0 GFL ENVIRONMENTAL INC PREF CONV 36168Q120 81273 1153459 SH SOLE 0 1153459 0 GOOD WORKS ACQUISITION CORP COMMON 38216X107 3558 357584 SH SOLE 0 357584 0 GREEN PLAINS INC BOND 393222AF1 46114 48035000 PRN SOLE 0 48035000 0 HELIX ENERGY SOLUTIONS GRP I BOND 42330PAK3 30385 29500000 PRN SOLE 0 29500000 0 HOSTESS BRANDS INC WARRANT 44109J114 6379 4011884 PRN SOLE 0 4011884 0 HUDSON EXECUTIVE INVT CORP WARRANT 443761119 81 46837 PRN SOLE 0 46837 0 HYCROFT MINING HOLDING CORP WARRANT 44862P117 739 520532 PRN SOLE 0 520532 0 HYCROFT MINING HOLDING CORP WARRANT 44862P133 1300 833333 PRN SOLE 0 833333 0 HYCROFT MINING HOLDING CORP COMMON 44862P109 60760 7740213 SH SOLE 0 7740213 0 INFINERA CORP BOND 45667GAC7 60984 49000000 PRN SOLE 0 49000000 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAA6 18267 22977000 PRN SOLE 0 22977000 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAB4 34742 55943000 PRN SOLE 0 55943000 0 INTERPRIVATE ACQUISITION COR WARRANT 46064A111 1435 350000 PRN SOLE 0 350000 0 INVACARE CORP BOND 461203AH4 51096 53927000 PRN SOLE 0 53927000 0 INVACARE CORP BOND 461203AJ0 15925 17223000 PRN SOLE 0 17223000 0 JAWS ACQUISITION CORP WARRANT G50744112 744 275655 PRN SOLE 0 275655 0 KKR & CO INC COMMON 48251W104 44653 1102809 SH SOLE 0 1102809 0 LANNETT CO INC BOND 51602UAC2 23986 35800000 PRN SOLE 0 35800000 0 LIVEPERSON INC COMMON 538146101 4138 66500 SH SOLE 0 66500 0 LUMINAR TECHNOLOGIES INC COMMON 550424105 16579 487581 SH SOLE 0 487581 0 LUMINAR TECHNOLOGIES INC OPTION 550424955 27200 800000 SH Put SOLE 0 800000 0 MESA LABS INC BOND 59064RAA7 32959 28650000 PRN SOLE 0 28650000 0 MULTIPLAN CORPORATION WARRANT 62548M118 1174 782626 PRN SOLE 0 782626 0 NANTHEALTH INC COMMON 630104107 45 13895 SH SOLE 0 13895 0 NANTHEALTH INC BOND 630104AB3 36811 38445000 PRN SOLE 0 38445000 0 NEXTERA ENERGY PARTNERS LP COMMON 65341B106 5679 84700 SH SOLE 0 84700 0 NUANCE COMMUNICATIONS INC BOND 67020YAK6 63127 33915000 PRN SOLE 0 33915000 0 OCCIDENTAL PETE CORP WARRANT 674599162 6810 1000000 PRN SOLE 0 1000000 0 OMEROS CORP BOND 682143AE2 20168 18845000 PRN SOLE 0 18845000 0 OMEROS CORP BOND 682143AG7 43866 40000000 PRN SOLE 0 40000000 0 OPKO HEALTH INC BOND 68375NAD5 60858 47920000 PRN SOLE 0 47920000 0 PALANTIR TECHNOLOGIES INC COMMON 69608A108 20500 870468 SH SOLE 0 870468 0 PANACEA ACQUISITION CORP COMMON 698102100 4186 357761 SH SOLE 0 357761 0 PANACEA ACQUISITION CORP WARRANT 698102118 836 261230 PRN SOLE 0 261230 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 34911 39392000 PRN SOLE 0 39392000 0 PEBBLEBROOK HOTEL TR COMMON 70509V100 4649 247306 SH SOLE 0 247306 0 POLARITYTE INC OPTION 731094908 201 296200 SH Call SOLE 0 296200 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 29401 31014000 PRN SOLE 0 31014000 0 QUANTUMSCAPE CORP OPTION 74767V959 4223 50000 SH Put SOLE 0 50000 0 QUOTIENT LTD COMMON G73268107 27796 5335191 SH SOLE 0 5335191 0 RAPID7 INC BOND 753422AB0 56304 25477000 PRN SOLE 0 25477000 0 REALPAGE INC BOND 75606NAB5 53227 25500000 PRN SOLE 0 25500000 0 RETAIL VALUE INC COMMON 76133Q102 5356 360155 SH SOLE 0 360155 0 RETROPHIN INC BOND 761299AB2 56304 54400000 PRN SOLE 0 54400000 0 SAREPTA THERAPEUTICS INC BOND 803607AB6 12208 5000000 PRN SOLE 0 5000000 0 SARISSA CAPITAL ACQUISITN CO UNIT G7823W128 10628 997890 SH SOLE 0 997890 0 SILICON LABORATORIES INC BOND 826919AB8 23956 17288000 PRN SOLE 0 17288000 0 SOCIAL CAP HEDSPIA HLDG CO I COMMON G8251K107 7536 449400 SH SOLE 0 449400 0 SPARTAN ACQUISITION CORP II UNIT 846775203 5400 500000 SH SOLE 0 500000 0 SPDR S&P 500 ETF TR OPTION 78462F953 243022 650000 SH Put SOLE 0 650000 0 SPLUNK INC BOND 848637AC8 37057 28280000 PRN SOLE 0 28280000 0 SWITCHBACK ENERGY ACQUISTN C COMMON 87105M102 13440 335172 SH SOLE 0 335172 0 SWITCHBACK ENERGY ACQUISTN C OPTION 87105M952 32870 820100 SH Put SOLE 0 820100 0 SWITCHBACK ENERGY ACQUISTN C WARRANT 87105M110 21846 1416725 PRN SOLE 0 1416725 0 TATTOOED CHEF INC WARRANT 87663X110 17655 1548688 PRN SOLE 0 1548688 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 37754 53175000 PRN SOLE 0 53175000 0 TUSCAN HLDGS CORP WARRANT 90069K112 1190 250000 PRN SOLE 0 250000 0 UNITED STATES STL CORP NEW BOND 912909AT5 52876 34925000 PRN SOLE 0 34925000 0 VELODYNE LIDAR INC COMMON 92259F101 31704 1389307 SH SOLE 0 1389307 0 VELODYNE LIDAR INC WARRANT 92259F119 6 746 PRN SOLE 0 746 0 VEONEER INC BOND 92336XAA7 24724 20100000 PRN SOLE 0 20100000 0 VERASTEM INC OPTION 92337C904 533 250000 SH Call SOLE 0 250000 0 VERASTEM INC BOND 92337CAA2 26740 28000000 PRN SOLE 0 28000000 0 WAYFAIR INC OPTION 94419L951 11291 50000 SH Put SOLE 0 50000 0 WAYFAIR INC BOND 94419LAD3 87465 42000000 PRN SOLE 0 42000000 0 WAYFAIR INC BOND 94419LAF8 41051 24000000 PRN SOLE 0 24000000 0 WORKDAY INC BOND 98138HAF8 66958 40000000 PRN SOLE 0 40000000 0 ZYNGA INC COMMON 98986T108 4145 420000 SH SOLE 0 420000 0