0000919185-20-000014.txt : 20201112 0000919185-20-000014.hdr.sgml : 20201112 20201112141053 ACCESSION NUMBER: 0000919185-20-000014 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201112 DATE AS OF CHANGE: 20201112 EFFECTIVENESS DATE: 20201112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 201305712 BUSINESS ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2122872500 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000919185 XXXXXXXX 09-30-2020 09-30-2020 HIGHBRIDGE CAPITAL MANAGEMENT LLC

277 PARK AVE 23RD FLOOR NEW YORK NY 10172

13F HOLDINGS REPORT 028-04134 N Kirk Rule 212-648-1597 Kirk Rule NEW YORK NY 11-12-2020 0 85 1855287 false INFORMATION TABLE 2 HB_Information_Table.xml 1LIFE HEALTHCARE INC COMMON 68269G107 6274 220000 SH SOLE 220000 0 0 AEGERION PHARMACEUTICALS INC BOND 00767EAC6 42725 35456854 PRN SOLE 0 0 0 AEMETIS INC COMMON 00770K202 224 70768 SH SOLE 70768 0 0 AMAG PHARMACEUTICALS INC BOND 00163UAD8 43700 48555000 PRN SOLE 0 0 0 AMERICAN AIRLS GROUP INC BOND 02376RAF9 54143 58500000 PRN SOLE 0 0 0 AMERICAN ELEC PWR CO INC COMMON 025537101 12709 156960 SH SOLE 156960 0 0 AMERICAN ELEC PWR CO INC PREF CONV 02557T307 13608 277597 SH SOLE 277597 0 0 AMRYT PHARMA PLC ADR 03217L106 8281 676034 SH SOLE 676034 0 0 ARCELORMITTAL SA LUXEMBOURG ADR 03938L203 5779 433180 SH SOLE 433180 0 0 ASSERTIO HOLDINGS INC COMMON 04546C106 4125 6158759 SH SOLE 6158759 0 0 BECTON DICKINSON & CO COMMON 075887109 23217 102990 SH SOLE 102990 0 0 BOOKING HOLDINGS INC COMMON 09857L108 7450 4453 SH SOLE 4453 0 0 BROADCOM INC COMMON 11135F101 23475 64446 SH SOLE 64446 0 0 CARDLYTICS INC COMMON 14161W105 4125 58919 SH SOLE 58919 0 0 CLOVIS ONCOLOGY INC BOND 189464AB6 2972 3187000 PRN SOLE 0 0 0 CLOVIS ONCOLOGY INC BOND 189464AC4 31025 46566000 PRN SOLE 0 0 0 CLOVIS ONCOLOGY INC BOND 189464AE0 63520 64842000 PRN SOLE 0 0 0 COLFAX CORP PREF CONV 194014205 58234 433901 SH SOLE 433901 0 0 COLLEGIUM PHARMACEUTICAL INC BOND 19459JAA2 31313 32495000 PRN SOLE 0 0 0 CONTURA ENERGY INC COMMON 21241B100 10665 1454967 SH SOLE 1454967 0 0 DANAHER CORPORATION COMMON 235851102 39217 185854 SH SOLE 185854 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 7 110000 PRN SOLE 110000 0 0 EZCORP INC BOND 302301AE6 18345 23325000 PRN SOLE 0 0 0 EZCORP INC BOND 302301AF3 26564 29377000 PRN SOLE 0 0 0 FORUM MERGER II CORP COMMON 34986F103 8326 326000 SH SOLE 326000 0 0 FORUM MERGER II CORP OPTION 34986F953 14073 551000 SH Put SOLE 551000 0 0 FORUM MERGER II CORP WARRANT 34986F111 4775 500000 PRN SOLE 500000 0 0 GFL ENVIRONMENTAL INC PREF CONV 36168Q120 56829 1066006 SH SOLE 1066006 0 0 GOGO INC BOND 38046CAD1 27407 17308000 PRN SOLE 0 0 0 GREEN PLAINS INC BOND 393222AF1 42712 45243000 PRN SOLE 0 0 0 HC2 HLDGS INC COMMON 404139107 0 2 SH SOLE 2 0 0 HELIX ENERGY SOLUTIONS GRP I BOND 42330PAK3 19380 25500000 PRN SOLE 0 0 0 HENNESSY CAP ACQUSTION CORP WARRANT 42589C112 237 100000 PRN SOLE 100000 0 0 HOSTESS BRANDS INC WARRANT 44109J114 2843 3509593 PRN SOLE 3509593 0 0 HYCROFT MINING HOLDING CORP WARRANT 44862P117 718 520532 PRN SOLE 520532 0 0 INFINERA CORP BOND 45667GAC7 33505 37000000 PRN SOLE 0 0 0 INOVIO PHARMACEUTICALS INC BOND 45773HAB8 40780 16000000 PRN SOLE 0 0 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAA6 18496 22977000 PRN SOLE 0 0 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAB4 39071 55943000 PRN SOLE 0 0 0 INVACARE CORP BOND 461203AF8 1000 1000000 PRN SOLE 0 0 0 INVACARE CORP BOND 461203AH4 40417 45863000 PRN SOLE 0 0 0 INVACARE CORP BOND 461203AJ0 12924 15809000 PRN SOLE 0 0 0 K12 INC COMMON 48273U102 2650 97875 SH SOLE 97875 0 0 KKR & CO INC COMMON 48251W104 14459 422889 SH SOLE 422889 0 0 MAXEON SOLAR TECHNOLOGIES LT COMMON Y58473102 5414 298137 SH SOLE 298137 0 0 MEDALLIA INC COMMON 584021109 3268 117766 SH SOLE 117766 0 0 MESA LABS INC BOND 59064RAA7 29476 27350000 PRN SOLE 0 0 0 NANTHEALTH INC BOND 630104AB3 33081 36445000 PRN SOLE 0 0 0 NIO INC ADR 62914V106 25706 1232900 SH SOLE 1232900 0 0 OCCIDENTAL PETE CORP WARRANT 674599162 2950 1000000 PRN SOLE 1000000 0 0 OMEROS CORP BOND 682143AE2 18751 18845000 PRN SOLE 0 0 0 OMEROS CORP BOND 682143AG7 33653 41600000 PRN SOLE 0 0 0 OPKO HEALTH INC BOND 68375NAD5 49468 44920000 PRN SOLE 0 0 0 PALANTIR TECHNOLOGIES INC COMMON 69608A108 9 870468 SH SOLE 870468 0 0 PANACEA ACQUISITION CORP WARRANT 698102118 17 7065 PRN SOLE 7065 0 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 26208 31481000 PRN SOLE 0 0 0 PROOFPOINT INC BOND 743424AF0 24917 25000000 PRN SOLE 0 0 0 PROTALIX BIOTHERAPEUTICS INC COMMON 74365A309 9416 2414487 SH SOLE 2414487 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 16922 19014000 PRN SOLE 0 0 0 QUOTIENT LTD COMMON G73268107 28284 5428844 SH SOLE 5428844 0 0 RETROPHIN INC BOND 761299AB2 44684 53400000 PRN SOLE 0 0 0 RINGCENTRAL INC COMMON 76680R206 5144 19000 SH SOLE 19000 0 0 SEMPRA ENERGY PREF CONV 816851406 61171 621338 SH SOLE 621338 0 0 SPARTAN ENERGY ACQUISITION C COMMON 846784106 1769 122600 SH SOLE 122600 0 0 SPARTAN ENERGY ACQUISITION C OPTION 846784956 1913 132600 SH Put SOLE 132600 0 0 SPARTAN ENERGY ACQUISITION C WARRANT 846784122 1377 300000 PRN SOLE 300000 0 0 SPDR S&P 500 ETF TR OPTION 78462F953 174494 525000 SH Put SOLE 525000 0 0 TELIGENT INC NEW COMMON 87960W203 134 447940 SH SOLE 447940 0 0 TG THERAPEUTICS INC COMMON 88322Q108 3 127 SH SOLE 127 0 0 THERAVANCE INC BOND 88338TAB0 9596 10000000 PRN SOLE 0 0 0 TORTOISE ACQUISITION CORP COMMON 89154L100 17245 322280 SH SOLE 322280 0 0 TORTOISE ACQUISITION CORP OPTION 89154L950 28093 525000 SH Put SOLE 525000 0 0 TORTOISE ACQUISITION CORP WARRANT 89154L118 11633 416200 PRN SOLE 416200 0 0 TORTOISE ACQUISITION CORP II UNIT G89554110 3801 350000 SH SOLE 350000 0 0 TRINE ACQUISITION CORP COMMON 89628U108 9325 850000 SH SOLE 850000 0 0 TRINE ACQUISITION CORP OPTION 89628U958 1749 159400 SH Put SOLE 159400 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 36518 52925000 PRN SOLE 0 0 0 UTZ BRANDS INC WARRANT 918090119 6483 1000425 PRN SOLE 1000425 0 0 VEONEER INC BOND 92336XAA7 9833 10800000 PRN SOLE 0 0 0 VERASTEM INC OPTION 92337C904 308 250000 SH Call SOLE 250000 0 0 VERASTEM INC BOND 92337CAA2 26740 28000000 PRN SOLE 0 0 0 WAYFAIR INC OPTION 94419L951 14733 50000 SH Put SOLE 50000 0 0 WAYFAIR INC BOND 94419LAD3 99882 38500000 PRN SOLE 0 0 0 WAYFAIR INC BOND 94419LAF8 47192 22500000 PRN SOLE 0 0 0 WORKIVA INC BOND 98139AAB1 21628 22041000 PRN SOLE 0 0 0