0000919185-20-000012.txt : 20200814 0000919185-20-000012.hdr.sgml : 20200814 20200814161850 ACCESSION NUMBER: 0000919185-20-000012 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200814 DATE AS OF CHANGE: 20200814 EFFECTIVENESS DATE: 20200814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 201105346 BUSINESS ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 BUSINESS PHONE: 2122872500 MAIL ADDRESS: STREET 1: 277 PARK AVE STREET 2: 23RD FLOOR CITY: NEW YORK STATE: NY ZIP: 10172 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000919185 XXXXXXXX 06-30-2020 06-30-2020 HIGHBRIDGE CAPITAL MANAGEMENT LLC

277 PARK AVE 23RD FLOOR NEW YORK NY 10172

13F HOLDINGS REPORT 028-04134 N Kirk Rule 212-648-1597 Kirk Rule NEW YORK NY 08-14-2020 0 82 1175275 false INFORMATION TABLE 2 HB_Information_Table.xml AEMETIS INC COMMON 00770K202 56 70768 SH SOLE 70768 0 0 AGROFRESH SOLUTIONS INC WARRANT 00856G117 47 2204451 PRN SOLE 2204451 0 0 ALLEGHENY TECHNOLOGIES INC COMMON 01741R102 1330 130500 SH SOLE 130500 0 0 AMAG PHARMACEUTICALS INC BOND 00163UAD8 32428 41045000 PRN SOLE 0 0 0 AMERICAN AIRLS GROUP INC BOND 02376RAF9 65817 70000000 PRN SOLE 0 0 0 AMERICAN ELEC PWR CO INC COMMON 025537101 4570 57388 SH SOLE 57388 0 0 ARCELORMITTAL SA LUXEMBOURG ADR 03938L203 3235 301500 SH SOLE 301500 0 0 ARCELORMITTAL SA LUXEMBOURG OPTION 03938L903 5365 500000 SH Call SOLE 500000 0 0 ARCH RESOURCES INC COMMON 03940R107 49 1731 SH SOLE 1731 0 0 ASSERTIO HOLDINGS INC COMMON 04546C106 3707 4325182 SH SOLE 4325182 0 0 BOOKING HOLDINGS INC COMMON 09857L108 5021 3153 SH SOLE 3153 0 0 BRISTOW GROUP INC COMMON 11040G103 2950 211748 SH SOLE 211748 0 0 CARNIVAL CORP OPTION 143658950 6568 400000 SH Put SOLE 400000 0 0 CHANGE HEALTHCARE INC PREF CONV 15912K209 3296 75032 SH SOLE 75032 0 0 CLOVIS ONCOLOGY INC BOND 189464AB6 1773 1992000 PRN SOLE 0 0 0 CLOVIS ONCOLOGY INC BOND 189464AC4 21651 35566000 PRN SOLE 0 0 0 COLFAX CORP PREF CONV 194014205 32761 268513 SH SOLE 268513 0 0 COLLEGIUM PHARMACEUTICAL INC BOND 19459JAA2 5750 6400000 PRN SOLE 0 0 0 CONTURA ENERGY INC COMMON 21241B100 4423 1454967 SH SOLE 1454967 0 0 COUPA SOFTWARE INC COMMON 22266L106 11774 42500 SH SOLE 42500 0 0 CRESCENT ACQUISITION CORP WARRANT 22564L113 107 71048 PRN SOLE 71048 0 0 DANAHER CORPORATION COMMON 235851102 2325 13150 SH SOLE 13150 0 0 DATADOG INC COMMON 23804L103 5643 64900 SH SOLE 64900 0 0 DENBURY RES INC DEL BOND U2481AAK4 39 262000 PRN SOLE 0 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 7 110000 PRN SOLE 110000 0 0 DOMINION ENERGY INC PREFERRED 25746U133 8645 85310 SH SOLE 85310 0 0 DTE ENERGY CO PREF CONV 233331842 4083 96486 SH SOLE 96486 0 0 EZCORP INC BOND 302301AE6 11888 16375000 PRN SOLE 0 0 0 EZCORP INC BOND 302301AF3 14136 15252000 PRN SOLE 0 0 0 FORUM MERGER II CORP WARRANT 34986F111 235 50000 PRN SOLE 50000 0 0 GFL ENVIRONMENTAL INC PREF CONV 36168Q120 31443 645258 SH SOLE 645258 0 0 GRAF INDL CORP WARRANT 384278115 114 50000 PRN SOLE 50000 0 0 GREEN PLAINS INC BOND 393222AF1 21420 26703000 PRN SOLE 0 0 0 HC2 HLDGS INC COMMON 404139107 0 2 SH SOLE 2 0 0 HOSTESS BRANDS INC WARRANT 44109J114 4015 4668389 PRN SOLE 4668389 0 0 HUBSPOT INC COMMON 443573100 2154 9600 SH SOLE 9600 0 0 HYCROFT MINING HOLDING CORP WARRANT 44862P117 651 520532 PRN SOLE 520532 0 0 INFINERA CORP BOND 45667GAC7 18620 22000000 PRN SOLE 0 0 0 INOVIO PHARMACEUTICALS INC BOND 45773HAB8 41312 16000000 PRN SOLE 0 0 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAB4 20241 27943000 PRN SOLE 0 0 0 INTERNATIONAL FLAVORS&FRAGRA PREF CONV 459506309 6280 141765 SH SOLE 141765 0 0 INVACARE CORP BOND 461203AH4 33860 38700000 PRN SOLE 0 0 0 INVACARE CORP BOND 461203AJ0 9189 10809000 PRN SOLE 0 0 0 LIVONGO HEALTH INC COMMON 539183103 3880 51600 SH SOLE 51600 0 0 MESA LABS INC BOND 59064RAA7 19588 19850000 PRN SOLE 0 0 0 NANTHEALTH INC BOND 630104AB3 29899 33500000 PRN SOLE 0 0 0 NESCO HLDGS INC WARRANT 64083J112 15 70210 PRN SOLE 70210 0 0 NIKOLA CORP OPTION 654110955 2397 35500 SH Put SOLE 35500 0 0 NIKOLA CORP WARRANT 654110113 3154 95000 PRN SOLE 95000 0 0 NIO INC ADR 62914V106 984 127407 SH SOLE 127407 0 0 NIO INC BOND 62914VAB2 10797 11500000 PRN SOLE 0 0 0 NOVAVAX INC BOND 670002AB0 55010 57513000 PRN SOLE 0 0 0 NUVASIVE INC COMMON 670704105 1987 35700 SH SOLE 35700 0 0 OCCIDENTAL PETE CORP OPTION 674599955 915 50000 SH Put SOLE 50000 0 0 OKTA INC COMMON 679295105 8550 42700 SH SOLE 42700 0 0 OMEROS CORP BOND 682143AE2 50319 48095000 PRN SOLE 0 0 0 OPKO HEALTH INC BOND 68375NAD5 49265 47265000 PRN SOLE 0 0 0 PAGERDUTY INC COMMON 69553P100 1623 56700 SH SOLE 56700 0 0 PALO ALTO NETWORKS INC COMMON 697435105 6385 27800 SH SOLE 27800 0 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 23376 29590000 PRN SOLE 0 0 0 PROTALIX BIOTHERAPEUTICS INC COMMON 74365A309 9151 2414487 SH SOLE 2414487 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 15687 17527000 PRN SOLE 0 0 0 Q2 HLDGS INC BOND 74736LAD1 20634 18200000 PRN SOLE 0 0 0 QUOTIENT LTD COMMON G73268107 21250 2871600 SH SOLE 2871600 0 0 RETROPHIN INC BOND 761299AB2 30098 36775000 PRN SOLE 0 0 0 SEMPRA ENERGY COMMON 816851109 5275 45000 SH SOLE 45000 0 0 SEMPRA ENERGY PREF CONV 816851406 34892 357020 SH SOLE 357020 0 0 SENSEONICS HLDGS INC COMMON 81727U105 390 1000000 SH SOLE 1000000 0 0 SPDR S&P 500 ETF TR OPTION 78462F953 154180 500000 SH Put SOLE 500000 0 0 SPLUNK INC COMMON 848637104 9955 50100 SH SOLE 50100 0 0 T-MOBILE US INC RIGHT 872590112 1298 7723749 SH SOLE 7723749 0 0 TELIGENT INC NEW BOND 87960WAA2 7298 21000000 PRN SOLE 0 0 0 TG THERAPEUTICS INC COMMON 88322Q108 2 127 SH SOLE 127 0 0 TORTOISE ACQUISITION CORP WARRANT 89154L118 540 50000 PRN SOLE 50000 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 25457 36425000 PRN SOLE 0 0 0 VERASTEM INC OPTION 92337C904 774 450000 SH Call SOLE 450000 0 0 VERASTEM INC BOND 92337CAA2 26740 28000000 PRN SOLE 0 0 0 VIVINT SMART HOME INC WARRANT 928542117 2288 400886 PRN SOLE 400886 0 0 WAYFAIR INC OPTION 94419L951 9881 50000 SH Put SOLE 50000 0 0 WAYFAIR INC BOND 94419LAD3 69810 39000000 PRN SOLE 0 0 0 ZENDESK INC COMMON 98936J101 4637 52383 SH SOLE 52383 0 0 ZSCALER INC COMMON 98980G102 7916 72289 SH SOLE 72289 0 0