0000919185-19-000008.txt : 20191114 0000919185-19-000008.hdr.sgml : 20191114 20191114163356 ACCESSION NUMBER: 0000919185-19-000008 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20190930 FILED AS OF DATE: 20191114 DATE AS OF CHANGE: 20191114 EFFECTIVENESS DATE: 20191114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT LLC CENTRAL INDEX KEY: 0000919185 IRS NUMBER: 134131516 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-04134 FILM NUMBER: 191220951 BUSINESS ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 2122874900 MAIL ADDRESS: STREET 1: 40 WEST 57TH ST. STREET 2: 32ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: HIGHBRIDGE CAPITAL MANAGEMENT INC /NY DATE OF NAME CHANGE: 19980610 FORMER COMPANY: FORMER CONFORMED NAME: DUBIN & SWIECA ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19950817 13F-HR 1 primary_doc.xml 13F-HR LIVE false true 0000919185 XXXXXXXX 09-30-2019 09-30-2019 HIGHBRIDGE CAPITAL MANAGEMENT LLC

40 WEST 57TH ST. 32ND FLOOR NEW YORK NY 10019

13F HOLDINGS REPORT 028-04134 N John Oliva 212-287-4693 John Oliva New York NY 11-14-2019 0 79 684993 true INFORMATION TABLE 2 table13f-20190930-live.xml DESCRIPTION FOR INFORMATION TABLE ABEONA THERAPEUTICS INC WARRANT 00289Y115 69 250000 SH DFND 250000 0 0 ACCELERATE DIAGNOSTICS INC BOND 00430HAB8 3878 5450000 PRN DFND 0 0 0 AEMETIS INC COMMON 00770K202 0 70768 SH DFND 70768 0 0 AGROFRESH SOLUTIONS WARRANT 00856G117 18 3425000 SH DFND 3425000 0 0 AMCI ACQUISITION CORP WARRANT 00165R119 383 1275414 SH DFND 1275414 0 0 APELLIS PHARMACEUTICALS INC COMMON 03753U106 1437 59664 SH DFND 59664 0 0 ASHLAND GLOBAL HLDGS INC OPTION 044186104 15410 200000 SH Put DFND 200000 0 0 ASSERTIO THERAPEUTICS INC BOND 249908AA2 7844 10635000 PRN DFND 0 0 0 AVAYA HLDGS CORP COMMON 05351X101 6650 650000 SH DFND 650000 0 0 AVAYA HLDGS CORP OPTION 05351X101 1340 131000 SH Call DFND 131000 0 0 BEST INC ADR 08653C106 997 188754 SH DFND 188754 0 0 CHESAPEAKE ENERGY CORP BOND 165167CY1 2395 4000000 PRN DFND 0 0 0 CLOVIS ONCOLOGY INC BOND 189464AC4 4625 11066000 PRN DFND 0 0 0 CONCRETE PUMPING HLDGS INC COMMON 206704108 3727 938764 SH DFND 938764 0 0 CONTURA ENERGY INC COMMON 21241B100 35990 1287204 SH DFND 1287204 0 0 DEAN FOODS CO NEW OPTION 242370203 14 11700 SH Put DFND 11700 0 0 DENBURY RES INC DEL BOND U2481AAK4 156 262000 PRN DFND 0 0 0 DFB HEALTHCARE ACQUISTION CO WARRANT 23291E117 770 663536 SH DFND 663536 0 0 DOLPHIN ENTMT INC WARRANT 25686H118 4 110000 SH DFND 110000 0 0 ESTRE AMBIENTAL INC WARRANT G3206V118 25 3625000 SH DFND 3625000 0 0 GENERAL ELECTRIC CO OPTION 369604103 6367 712200 SH Put DFND 712200 0 0 GEO GROUP INC NEW OPTION 36162J106 7488 431800 SH Put DFND 431800 0 0 GRAF INDL CORP WARRANT 384278115 619 1586700 SH DFND 1586700 0 0 HOSTESS BRANDS INC WARRANT 44109J114 14959 8799221 SH DFND 8799221 0 0 INFINERA CORPORATION BOND 45667GAC7 7432 8500000 PRN DFND 0 0 0 INTELSAT S A BOND 45790VAB6 20096 13554000 PRN DFND 0 0 0 INTELSAT S A COMMON L5140P101 2234 98000 SH DFND 98000 0 0 INTERCEPT PHARMACEUTICALS IN BOND 45845PAB4 16303 18000000 PRN DFND 0 0 0 INTREXON CORP OPTION 46122T102 78 13600 SH Put DFND 13600 0 0 INVACARE CORP BOND 461203AF8 10075 10800000 PRN DFND 0 0 0 INVACARE CORP BOND 461203AH4 30051 36400000 PRN DFND 0 0 0 ISHARES TR OPTION 464287655 22701 150000 SH Put DFND 150000 0 0 ISTAR INC OPTION 45031U101 146 11200 SH Call DFND 11200 0 0 ISTAR INC OPTION 45031U101 140 10700 SH Put DFND 10700 0 0 LANNET INC OPTION 516012101 5089 454400 SH Put DFND 454400 0 0 LF CAP ACQUISITION CORP WARRANT 50200K116 310 970060 SH DFND 970060 0 0 MEDICINES CO OPTION 584688105 6530 130600 SH Put DFND 130600 0 0 NANTHEALTH INC COMMON 630104107 153 213900 SH DFND 213900 0 0 NANTHEALTH INC BOND 630104AB3 20782 33250000 PRN DFND 0 0 0 NEBULA ACQUISITION CORP WARRANT 629076118 145 369493 SH DFND 369493 0 0 NESCO HLDGS INC WARRANT 64083J112 348 429800 SH DFND 429800 0 0 NEW FRONTIER CORP WARRANT G6485P124 634 633564 SH DFND 633564 0 0 NII HLDGS INC COMMON 62913F508 2113 1077863 SH DFND 1077863 0 0 NIO INC ADR 62914V106 696 446316 SH DFND 446316 0 0 NIO INC OPTION 62914V106 301 193000 SH Put DFND 193000 0 0 NOVAVAX INC BOND 670002AB0 13410 32118000 PRN DFND 0 0 0 NOVELION THERAPEUTICS INC COMMON 67001K202 421 581042 SH DFND 581042 0 0 OASIS PETE INC NEW BOND 674215AJ7 19704 26526000 PRN DFND 0 0 0 OKTA INC COMMON 679295105 1044 10600 SH DFND 10600 0 0 OPKO HEALTH INC COMMON 68375N103 1039 497123 SH DFND 497123 0 0 OPKO HEALTH INC BOND 68375NAD5 13175 16000000 PRN DFND 0 0 0 OWENS & MINOR INC NEW OPTION 690732102 2409 414700 SH Put DFND 414700 0 0 PACIFIC DRILLING SA LUXEMBOU COMMON L7257P205 9015 2305348 SH DFND 2305348 0 0 PARATEK PHARMACEUTICALS INC BOND 699374AB0 25876 37825000 PRN DFND 0 0 0 PARKER DRILLING CO COMMON 701081507 22702 1199900 SH DFND 1199900 0 0 PLUG POWER INC BOND 72919PAB9 18330 15000000 PRN DFND 0 0 0 PROTALIX BIOTHERAPEUTICS INC BOND 74365AAD3 16398 19407000 PRN DFND 0 0 0 PULTE GROUP INC OPTION 745867101 23758 650000 SH Put DFND 650000 0 0 QUOTIENT LTD COMMON G73268107 12971 1669334 SH DFND 1669334 0 0 RANPAK HLDGS CORP WARRANT 75321W111 786 1355000 SH DFND 1355000 0 0 RETROPHIN INC BOND 761299AB2 16100 21750000 PRN DFND 0 0 0 RMG ACQUISITION CORP WARRANT 749641114 517 739300 SH DFND 739300 0 0 SAEXPLORATION HLDGS INC COMMON 78636X873 706 381765 SH DFND 381765 0 0 SAILPOINT TECHNLGIES HLDGS I COMMON 78781P105 1185 63400 SH DFND 63400 0 0 SANOFI COMMON 80105N113 2176 3860254 SH DFND 3860255 0 0 SENSEONICS HLDGS INC COMMON 81727U105 494 500000 SH DFND 500000 0 0 SENTINEL ENERGY SVCS INC WARRANT 81728P113 989 2996000 SH DFND 2996000 0 0 SPARTAN ENERGY ACQUISITON CO WARRANT 846784122 597 994300 SH DFND 994300 0 0 SPDR GOLD TRUST OPTION 78463V107 27774 200000 SH Put DFND 200000 0 0 SPDR S&P 500 ETF TR OPTION 78462F103 71819 242000 SH Put DFND 242000 0 0 TARGET HOSPITALITY CORP WARRANT 87615L115 1012 1190944 SH DFND 1190944 0 0 TELIGENT INC NEW BOND 87960WAA2 7650 18000000 PRN DFND 0 0 0 TESLA INC BOND 88160RAG6 15235 15000000 PRN DFND 0 0 0 TORTOISE ACQUISITION CORP WARRANT 89154L118 363 725800 SH DFND 725800 0 0 TRANSLATE BIO INC COMMON 89374L104 1651 166640 SH DFND 166640 0 0 TRINITY BIOTECH INVT LTD BOND 89643QAB4 18168 26425000 PRN DFND 0 0 0 VEONEER INCORPORATED BOND 92336XAA7 6612 6700000 PRN DFND 0 0 0 VERASTEM INC BOND 92337CAA2 8616 21625000 PRN DFND 0 0 0 ZIONS BANCORPORATION N A WARRANT 989701115 60769 5091700 SH DFND 5091700 0 0