0001520138-16-001224.txt : 20161110 0001520138-16-001224.hdr.sgml : 20161110 20161110162702 ACCESSION NUMBER: 0001520138-16-001224 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161107 FILED AS OF DATE: 20161110 DATE AS OF CHANGE: 20161110 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Sugarmade, Inc. CENTRAL INDEX KEY: 0000919175 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-PAPER AND PAPER PRODUCTS [5110] IRS NUMBER: 943008888 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 167 N. SUNSET AVE. CITY: CITY OF INDUSTRY STATE: CA ZIP: 91744 BUSINESS PHONE: (415) 602-1840 MAIL ADDRESS: STREET 1: 167 N. SUNSET AVE. CITY: CITY OF INDUSTRY STATE: CA ZIP: 91744 FORMER COMPANY: FORMER CONFORMED NAME: Diversified Opportunities, Inc. DATE OF NAME CHANGE: 20080313 FORMER COMPANY: FORMER CONFORMED NAME: ENLIGHTEN SOFTWARE SOLUTIONS INC DATE OF NAME CHANGE: 19960703 FORMER COMPANY: FORMER CONFORMED NAME: SOFTWARE PROFESSIONALS INC DATE OF NAME CHANGE: 19940217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CHAN JIMMY CENTRAL INDEX KEY: 0001637454 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-23446 FILM NUMBER: 161988408 MAIL ADDRESS: STREET 1: 167 N. SUNSET AVE. CITY: CITY OF INDUSTRY STATE: CA ZIP: 91744 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2016-11-07 0 0000919175 Sugarmade, Inc. SGMD 0001637454 CHAN JIMMY 167 N. SUNSET AVE. CITY OF INDUSTRY CA 91744 1 1 1 0 CEO and Director Common 2016-11-07 4 S 0 300000 .2659 D 14300000 D Common 2016-11-08 4 S 0 174944 .3079 D 14125056 D Common 2016-11-09 4 S 0 61554 .3251 D 14063502 D Common 11266667 I Held in the name of LMK Capital the holding entity Chan is the manager of LMK Capital The filing party, Jimmy Chan ("Chan"), is the CEO and Chairman of Sugarmade, Inc. (the "Company"). Chan is also the manager of LMK Capital, which owns the disclosed shares in the Company. Chan discloses beneficial ownership of the common shares. /s/ Jimmy Chan 2016-11-10