-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PpDT159zjMLsb04KYz4iwdIG7NJxchBIfCNOjJoByjLD9IfTJusFlKfyTcudNo/S otgG48alCP9vQVfggQzcLQ== 0000950149-97-000872.txt : 19970430 0000950149-97-000872.hdr.sgml : 19970430 ACCESSION NUMBER: 0000950149-97-000872 CONFORMED SUBMISSION TYPE: 10KSB/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970429 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: ENLIGHTEN SOFTWARE SOLUTIONS INC CENTRAL INDEX KEY: 0000919175 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 943008888 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10KSB/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-23446 FILM NUMBER: 97589102 BUSINESS ADDRESS: STREET 1: 999 BAKER WAY STE 390 CITY: SAN MATCO STATE: CA ZIP: 94404-1578 BUSINESS PHONE: 4155780700 FORMER COMPANY: FORMER CONFORMED NAME: SOFTWARE PROFESSIONALS INC DATE OF NAME CHANGE: 19940217 10KSB/A 1 FORM 10-KSB, AMENDED 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 10-KSB/A [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 For the fiscal year ended December 31, 1996 or [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES AND EXCHANGE ACT OF 1934 Commission File Number 0-23446 ENlighten SOFTWARE SOLUTIONS, INC. (FORMERLY SOFTWARE PROFESSIONALS, INC.) 999 Baker Way, Fifth Floor, San Mateo, California 94404 (415) 578-0700 I.R.S. Employer Incorporated in Identification Number CALIFORNIA 94-3008888 Securities registered pursuant to Section 12(b) of the Act: NONE Securities registered pursuant to Section 12(g) of the Act: Title of Each Class Common Stock, no par value Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15 (d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES X NO ------- ------- Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-KSB or any amendment to this Form 10-KSB. Approximate aggregate market value of the registrant's Common Stock held by nonaffiliates on February 28, 1997 was $6,215,376. This amount excludes shares held by directors, executive officers, and holders of 5% or more of the outstanding Common Stock. The number of common shares outstanding as of February 28, 1997 was 2,935,273. DOCUMENTS INCORPORATED BY REFERENCE: Form 10-KSB reference (1) Proxy Statement for Stockholder Meeting scheduled for May 20, 1997 Part III 2 ENLIGHTEN SOFTWARE SOLUTIONS, INC. FORM 10-KSB, DECEMBER 31, 1996 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities and Exchange Act of 1934, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated. ENLIGHTEN SOFTWARE SOLUTIONS, INC. /s/ Peter J. McDonald ----------------------------- Peter J. McDonald Chief Executive Officer /s/ Peter J. McDonald - ------------------------------------- Peter J. McDonald, April 10, 1997 Chief Executive Officer /s/ Michael A. Morgan - ------------------------------------- Michael A. Morgan, April 10, 1997 Chief Financial Officer /s/ Peter J. Sprague - ------------------------------------- Peter J. Sprague, April 10, 1997 Director /s/ Bruce Cleveland - ------------------------------------- Bruce Cleveland, April 10, 1997 Director -31- -----END PRIVACY-ENHANCED MESSAGE-----