0001398344-24-010072.txt : 20240523 0001398344-24-010072.hdr.sgml : 20240523 20240523163132 ACCESSION NUMBER: 0001398344-24-010072 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240523 DATE AS OF CHANGE: 20240523 PERIOD START: 20241231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: GUINNESS ATKINSON FUNDS CENTRAL INDEX KEY: 0000919160 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-08360 FILM NUMBER: 24978817 BUSINESS ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-914-1041 MAIL ADDRESS: STREET 1: 251 SOUTH LAKE AVE STREET 2: SUITE 800 CITY: PASADENA STATE: CA ZIP: 91101 FORMER COMPANY: FORMER CONFORMED NAME: INVESTEC FUNDS DATE OF NAME CHANGE: 20000927 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS DATE OF NAME CHANGE: 19970506 FORMER COMPANY: FORMER CONFORMED NAME: GUINNESS FLIGHT INVESTMENT FUNDS INC DATE OF NAME CHANGE: 19940217 0000919160 S000069963 SmartETFs Sustainable Energy II ETF C000222800 SmartETFs Sustainable Energy II ETF SOLR NPORT-P 1 primary_doc.xml NPORT-P false 0000919160 XXXXXXXX S000069963 C000222800 GUINNESS ATKINSON FUNDS 811-08360 0000919160 54930097560RK2KMX577 251 South Lake Ave SUITE 800 Pasadena 91101 626-914-1041 SmartETFs Sustainable Energy II ETF S000069963 549300MMUL2BU41VMS73 2024-12-31 2024-03-31 N 5081156.73 38447.36 5042709.37 0 0 0 0 0 0 0 0 0 0 0 0 0 197315.95 N AMERESCO INC-CL A N/A COMMON STOCK 02361E108 2898 NS USD 69928.74 1.39 Long EC CORP US N 1 N N N APTIV PLC N/A COMMON STOCK G6095L109 2124 NS USD 169176.6 3.35 Long EC CORP JE N 1 N N N CANADIAN SOLAR INC N/A COMMON STOCK 136635109 5598 NS USD 110616.48 2.19 Long EC CORP CA N 1 N N N CHINA LONGYUAN POWER GRO /HKD/ N/A COMMON STOCK Y1501T101 122994 NS 86113.64 1.71 Long EC CORP CN N 1 N N N CHINA SUNTIEN GREEN ENER /HKD/ N/A COMMON STOCK Y15207106 174000 NS 65803.41 1.3 Long EC CORP CN N 1 N N N EATON CORP PLC N/A COMMON STOCK G29183103 774 NS USD 242014.32 4.8 Long EC CORP IE N 1 N N N ENPHASE ENERGY INC N/A COMMON STOCK 29355A107 774 NS USD 93638.52 1.86 Long EC CORP US N 1 N N N FIRST SOLAR INC N/A COMMON STOCK 336433107 1098 NS USD 185342.4 3.68 Long EC CORP US N 1 N N N GENTHERM INC N/A COMMON STOCK 37253A103 2358 NS USD 135773.64 2.69 Long EC CORP US N 1 N N N HUBBELL INC N/A COMMON STOCK 443510607 594 NS USD 246539.7 4.89 Long EC CORP US N 1 N N N IBERDROLA SA /EUR/ N/A COMMON STOCK E6165F166 18200 NS 225684.21 4.48 Long EC CORP ES N 1 N N N INFINEON TECHNOLOGIES AG /EUR/ N/A COMMON STOCK D35415104 4320 NS 146866.2 2.91 Long EC CORP DE N 1 N N N INSTALLED BUILDING PRODUCTS N/A COMMON STOCK 45780R101 666 NS USD 172314.18 3.42 Long EC CORP US N 1 N N N ITRON INC N/A COMMON STOCK 465741106 1926 NS USD 178193.52 3.53 Long EC CORP US N 1 N N N JOHNSON MATTHEY PLC /GBP/ N/A COMMON STOCK G51604166 7218 NS 162968.54 3.23 Long EC CORP GB N 1 N N N LEGRAND SA /EUR/ N/A COMMON STOCK F56196185 2070 NS 219326.49 4.35 Long EC CORP FR N 1 N N N LG CHEM LTD /KRW/ N/A COMMON STOCK Y52758102 522 NS 170171.15 3.37 Long EC CORP KR N 1 N N N NEXTERA ENERGY INC N/A COMMON STOCK 65339F101 3582 NS USD 228925.62 4.54 Long EC CORP US N 1 N N N NIBE INDUSTRIER AB-B SHS /SEK/ N/A COMMON STOCK W6S38Z126 22176 NS 108868.75 2.16 Long EC CORP SE N 1 N N N NXP SEMICONDUCTORS NV N/A COMMON STOCK N6596X109 612 NS USD 151635.24 3.01 Long EC CORP NL N 1 N N N ON SEMICONDUCTOR N/A COMMON STOCK 682189105 1998 NS USD 146952.9 2.91 Long EC CORP US N 1 N N N ORMAT TECHNOLOGIES INC N/A COMMON STOCK 686688102 2286 NS USD 151310.34 3 Long EC CORP US N 1 N N N ORSTED A/S /DKK/ N/A COMMON STOCK K7653Q105 2394 NS 133095.22 2.64 Long EC CORP DK Y 1 N N N SAMSUNG SDI CO LTD /KRW/ N/A COMMON STOCK Y74866107 540 NS 191042.45 3.79 Long EC CORP KR N 1 N N N SCHNEIDER ELEC SA /EUR/ N/A COMMON STOCK F86921107 1026 NS 232040.1 4.6 Long EC CORP FR N 1 N N N SENSATA TECHNOLOGIES HOLDING N/A COMMON STOCK G8060N102 4698 NS USD 172604.52 3.42 Long EC CORP GB N 1 N N N SOLAREDGE TECHNOLOGIES INC N/A COMMON STOCK 83417M104 558 NS USD 39606.84 0.79 Long EC CORP US N 1 N N N SUNNOVA ENERGY INTERNATIONAL N/A COMMON STOCK 86745K104 6804 NS USD 41708.52 0.83 Long EC CORP US N 1 N N N TPI COMPOSITES INC N/A COMMON STOCK 87266J104 2466 NS USD 7176.06 0.14 Long EC CORP US N 1 N N N TRANE TECHNOLOGIES PLC N/A COMMON STOCK G8994E103 810 NS USD 243162 4.82 Long EC CORP IE N 1 N N N VESTAS WIND SYSTEMS A/S /DKK/ N/A COMMON STOCK K9773J201 7074 NS 197459.16 3.92 Long EC CORP DK N 1 N N N XINYI SOLAR HOLDINGS LTD /HKD/ N/A COMMON STOCK G9829N102 180000 NS 139364.63 2.76 Long EC CORP KY N 1 N N N 2024-05-23 GUINNESS ATKINSON FUNDS /s/ Lyna Phan Lyna Phan Assistant Treasurer XXXX NPORT-EX 2 fp0087944-11_nportex.htm

 

SmartETFs Sustainable Energy II ETF

Schedule of Investments

at March 31, 2024 (Unaudited) 

 

Shares   Common Stocks: 96.5%  Value 
     Electrification: 28.7%     
 2,124   Aptiv PLC*  $169,177 
 2,358   Gentherm Inc.*   135,774 
 4,320   Infineon Technologies AG   146,866 
 7,218   Johnson Matthey PLC   162,969 
 522   LG Chem Ltd.   170,171 
 612   NXP Semiconductors NV   151,635 
 1,998   ON Semiconductor Corporation*   146,953 
 540   Samsung SDI Co., Ltd.   191,042 
 4,698   Sensata Technologies Holding   172,605 
         1,447,192 
     Energy Efficiency: 16.7%     
 2,898   Ameresco Inc.*   69,929 
 594   Hubbell Inc.   246,540 
 22,176   Nibe Industrier AB - B Shares   172,314 
 810   Trane Technologies PLC   108,869 
 666   Installed Building Products Inc   243,162 
         840,814 
           
     Renewable Energy Generation: 18.5%     
 122,994   China Longyuan Power Group Corp Ltd.   86,114 
 174,000   China Suntien Green Energy Corp Ltd.   65,803 
 18,200   Iberdrola SA   225,684 
 3,582   Nextera Energy Inc.   228,926 
 2,286   Ormat Technologies Inc.   151,310 
 2,394   Orsted AS   133,095 
 6,804   Sunnova Energy International Inc.*   41,709 
         932,641 
           
     Renewable Equipment Manufacturing: 32.6%     
 5,598   Canadian Solar Inc.*   110,616 
 774   Eaton Corp. PLC   242,014 
 774   Enphase Energy Inc.*   93,639 
 1,098   First Solar Inc.*   185,342 
 1,926   Itron Inc.*   178,193 
 2,070   Legrand SA   219,326 
 1,026   Schneider Electric SE   232,040 
 558   Solaredge Technologies Inc.*   39,607 
 2,466   TPI Composites Inc.*   7,176 
 7,074   Vestas Wind Systems A/S   197,459 
 180,000   Xinyi Solar Holdings Ltd.   139,365 
         1,644,777 
           
     Total Common Stocks (Cost $5,609,268)   4,865,424 
           
     Total Investments (Cost $5,609,268): 96.5%   4,865,424 
     Other Assets in Excess of Liabilities: 3.5%   177,285 
     Total Net Assets - 100.0%  $5,042,709 

 

*Non-income producing security.

PLC - Public Limited Company